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Disclosery

13F-HR filed by LPL Financial LLC

LPL Financial LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-14, with 4,792 holding rows worth $165,111,641,374.

Accession
0001403438-24-000001
Filer
CIK 1403438
Filed
2024-02-14
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2023

A holdings report, 4,792 entries on the cover page, a total value of $165,111,641,374 stated on the cover page (in dollars after the unit check, H1), rows summing to $165,111,641,374 with VALUE read as dollars as filed, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
DENNYS CORP24869P104COM12,066$131,278dollars as filed
BUTTERFLY NETWORK INC124155102COM CL A121,367$131,076dollars as filed
PIONEER MUN HIGH INCOME OPPO723760104COMMON STOCK12,383$130,891dollars as filed
AGILITI INC00848J104COMMON STOCK16,348$129,476dollars as filed
MIND MEDICINE MINDMED INC60255C885COM NEW35,230$128,942dollars as filed
BLACKROCK MUNIVEST FUND II09253T101COM11,794$127,021dollars as filed
SOLARWINDS CORP83417Q204COM NEW10,117$126,361dollars as filed
APPLIED DIGITAL CORP COM NEW038169207Stock18,566$125,135dollars as filed
AMERICAN SUPERCONDUCTOR CORP030111207SHS NEW11,199$124,757dollars as filed
NOODLES & CO65540B105COM CL A39,351$123,956dollars as filed
PORCH GROUP INC733245104COM40,150$123,662dollars as filed
ELLSWORTH GROWTH AND INCOME FU289074106COM15,296$123,590dollars as filed
AMARIN CORP PLC023111206SPONS ADR NEW141,794$123,360dollars as filed
FIRST MAJESTIC SILVER CORP32076V103COM20,000$123,000dollars as filedcall
MFS HIGH INCOME MUN TR59318D104SH BEN INT34,561$122,692dollars as filed
STEM INC85859N102COM31,432$121,956dollars as filed
ALTUS POWER INC02217A102COM CL A17,626$120,386dollars as filed
IRONWOOD PHARMACEUTICALS INC46333X108COMMON STOCK10,350$118,404dollars as filed
BLACKSTONE LONG-SHORT CREDIT I09257D102COM SHS BN INT10,276$117,660dollars as filed
AIRSCULPT TECHNOLOGIES INC009496100COMMON STOCK15,680$117,443dollars as filed
MANITEX INTL INC563420108COMMON STOCK13,431$117,387dollars as filed
SASOL LTD803866300SPONSORED ADR11,667$115,971dollars as filed
AURORA INNOVATION INC CLASS A COM051774107Stock26,516$115,875dollars as filed
CARA THERAPEUTICS INC140755109COM155,525$115,555dollars as filed
TWO RDS SHARED TR90214Q766ANFIELD UNVL ETF12,661$114,455dollars as filed
INMUNE BIO INC45782T105COM10,097$113,692dollars as filed
OMNIAB INC68218J103COM18,392$113,479dollars as filed
EL POLLO LOCO HOLDINGS INC268603107COMMON STOCK12,833$113,190dollars as filed
PIMCO NEW YORK MUN FD II72200Y102COM14,814$112,437dollars as filed
NATWEST GROUP PLC SPONS ADR639057207ADR19,926$112,184dollars as filed
HIMAX TECHNOLOGIES INC SPONSORED ADR43289P106ADR18,315$111,170dollars as filed
ROOKLINE BANCORP INC DEL11373M107COM10,144$110,673dollars as filed
ZEVRA THERAPEUTICS INC COM NEW488445206Stock16,764$109,804dollars as filed
HUDBAY MINERALS INC COM443628102Stock19,804$109,318dollars as filed
COMPASS PATHWAYS PLC20451W101SPONSORED ADS12,482$109,218dollars as filed
ANIXA BIOSCIENCES INC03528H109COM28,142$109,191dollars as filed
TELEFONICA S A SPONSORED ADR879382208ADR27,883$108,743dollars as filed
WOLVERINE WORLD WIDE INC978097103COM12,164$108,138dollars as filed
OUSTER INC COM NEW68989M202Stock13,805$105,884dollars as filed
UNDER ARMOUR INC904311107CL A12,000$105,480dollars as filedcall
NEW GERMANY FD INC644465106COM11,976$104,673dollars as filed
BIOCRYST PHARMACEUTICALS INC COM09058V103Stock17,437$104,448dollars as filed
Humacyte Inc W Exp 08/27/20244486Q111SPAC Combination249,091$103,597dollars as filed
STAGWELL INC85256A109COM CL A15,607$103,474dollars as filed
TAYSHA GENE THERAPIES INC877619106COMMON STOCK58,060$102,766dollars as filed
VILLAGE FARMS INTL INC92707Y108COM134,754$102,548dollars as filed
SILVERCORP METALS INC COMP82835P103EQUITY38,790$102,018dollars as filed
LOANDEPOT INC53946R106COM CL A28,915$101,781dollars as filed
FORTUNA MNG CORP F349915108COM26,347$101,699dollars as filed
NORTH EUROPEAN OIL RTY TR659310106SH BEN INT17,264$100,647dollars as filed
LIFEMD INC53216B104COM12,100$100,309dollars as filed
ORAMED PHARMACEUTICALS INC68403P203COM NEW43,166$99,713dollars as filed
NEW YORK MTG TR INC649604840COM11,651$99,380dollars as filed
PCM FD INC69323T101COM12,440$99,022dollars as filed
DAUCH CORP024061103COM11,173$98,434dollars as filed
MFS INVT GRADE MUN TR59318B108SH BEN INT12,957$98,087dollars as filed
COGNYTE SOFTWARE LTDM25133105ORD SHS15,137$97,331dollars as filed
URANIUM RTY CORP91702V101COM36,001$97,203dollars as filed
PLAYSTUDIOS INC72815G108CLASS A COM35,859$97,178dollars as filed
GLYCOMIMETICS INC38000Q102COM41,000$96,760dollars as filed
NANO DIMENSION LTD63008G203SPONSORD ADS NEW40,001$96,002dollars as filed
OSCAR HEALTH INC687793109CL A10,374$94,922dollars as filed
SUNOPTA INC8676EP108COM17,070$93,373dollars as filed
CLOUGH GLOBAL OPPORTUNITIES18914E106SH BEN INT19,773$92,933dollars as filed
TORO CORP COMY8900D108Stock18,801$92,501dollars as filed
ORIC PHARMACEUTICALS INC68622P109COM10,000$92,000dollars as filed
ONCTERNAL THERAPEUTICS INC68236P107COM171,459$91,936dollars as filed
SANA BIOTECHNOLOGY INC799566104COM22,475$91,698dollars as filed
CRESCENT PT ENERGY CORP22576C101COM13,200$91,474dollars as filed
AST SPACEMOBILE INC COM CL A00217D100Stock15,159$91,409dollars as filed
MFA FINL INC55272XAA0BOND91,000$90,032dollars as filedprincipal
RETRACTABLE TECHNOLOGIES INC76129W105COM80,801$89,689dollars as filed
BIG 5 SPORTING GOODS CORP08915P101COM14,054$89,105dollars as filed
HERTZ GLOBAL HLDGS INC42806J148*W EXP 06/30/20516,243$89,012dollars as filed
LINEAGE CELL THERAPEUTICS IN53566P109COMMON STOCK81,014$88,306dollars as filed
TOTAL RETURN SECURITIES FUND870875101COM10,756$88,199dollars as filed
HONEST CO INC438333106COM26,091$86,099dollars as filed
GALECTIN THERAPEUTICS INC363225202COMMON STOCK51,812$86,008dollars as filed
SPHERE 3D CORP NEW84841L407COM NEW25,753$85,500dollars as filed
MICROVISION INC DEL594960304COM NEW32,122$85,445dollars as filed
NIKOLA CORP654110105COM96,152$84,113dollars as filed
TETRA TECHNOLOGIES INC DEL88162F105COM18,386$83,105dollars as filed
CORMEDIX INC COM21900C308Stock21,800$81,968dollars as filed
AURORA CANNABIS INC-NEW05156X884COM171,823$81,820dollars as filed
INNOVIZ TECHNOLOGIES LTDM5R635108SHS31,916$80,747dollars as filed
OUTLOOK THERAPEUTICS INC69012T206COM201,200$79,273dollars as filed
XERIS BIOPHARMA HOLDINGS INC98422E103COM33,375$78,431dollars as filed
OPUS GENETICS INC67577R102COMMON STOCK26,009$78,287dollars as filed
GOPRO INC38268T103CL A22,503$78,085dollars as filed
TCW CONV SECS FD INC872340104COM16,962$77,856dollars as filed
OXFORD SQUARE CAP CORP69181V107COM27,136$77,609dollars as filed
DESKTOP METAL INC25058X105COM CL A103,297$77,576dollars as filed
EVOLUTION PETROLEUM CORP30049A107COMMON STOCK13,297$77,256dollars as filed
DOUGLAS ELLIMAN INC25961D105COM25,735$75,917dollars as filed
CLEAR CHANNEL OUTDOOR HLDGS18453H106COM41,500$75,530dollars as filed
REKOR SYSTEMS INC759419104COM22,500$74,925dollars as filed
POLESTAR AUTOMOTIVE HLDG UK731105201ADS A33,150$74,919dollars as filed
PETCO HEALTH AND WELLNESS CO71601V105COM23,483$74,205dollars as filed
BORR DRILLING LTDG1466R173COMMON STOCK10,041$73,902dollars as filed
BAYTEX ENERGY CORP COM07317Q105Stock22,057$73,229dollars as filed
RING ENERGY INC76680V108COMMON STOCK49,727$72,601dollars as filed
OUTDOOR HOLDING CO00175J107COMMON STOCK34,524$72,500dollars as filed
SUNPOWER CORP867652406COM14,976$72,334dollars as filed
APPLIANCE RECYCLING CTRS AMERICA47089W104Stock130,041$72,173dollars as filed
CUTERA INC232109108COM20,386$71,861dollars as filed
ALTO INGREDIENTS INC021513106COMMON STOCK26,902$71,559dollars as filed
IQIYI INC SPONSORED ADS46267X108ADR14,283$69,701dollars as filed
CIA ENERGETICA DE MINAS GERA204409601SP ADR N-V PFD29,955$69,495dollars as filed
SUMMIT HOTEL PPTYS866082100COM10,272$69,031dollars as filed
OUTSET MEDICAL INC690145107COM12,643$68,399dollars as filed
BALLARD PWR SYS INC NEW COM058586108Stock18,475$68,356dollars as filed
UNIFI INC904677200COM NEW10,185$67,832dollars as filed
CHERRY HILL MTG INVT CORP164651101COM16,675$67,368dollars as filed
LEXICON PHARMACEUTICALS INC528872302COMMON STOCK43,994$67,311dollars as filed
Veru Inc92536C103Common Stock93,304$67,179dollars as filed
STEREOTAXIS INC85916J409COMMON STOCK38,323$67,065dollars as filed
FIVE POINT HOLDINGS LLC33833Q106COM CL A21,562$66,195dollars as filed
ALDEYRA THERAPEUTICS INC01438T106COM18,822$66,065dollars as filed
MAMMOTH ENERGY SERVICES INC56155L108COM14,607$65,147dollars as filed
GLOBAL X FDS37954Y145CANNABIS ETF NEW11,063$64,605dollars as filed
SPORTSMANS WHSE HLDGS INC84920Y106COM15,148$64,530dollars as filed
ANGI INC CLASS A00183L102CL A25,883$64,449dollars as filed
CEL-SCI CORP150837607COM PAR NEW22,809$62,040dollars as filed
FUELCELL ENERGY INC35952H601COM38,501$61,601dollars as filed
SNDL INC83307B101COM37,262$61,110dollars as filed
W & T OFFSHORE INC92922P106COM18,691$60,933dollars as filed
ORIGIN MATERIALS INC68622D106COM72,797$60,873dollars as filed
KNOT OFFSHORE PARTNERS LPY48125101COM UNITS10,462$60,262dollars as filed
AMERICAN LITHIUM CORP COM027259209COM54,650$60,115dollars as filed
STITCH FIX INC860897107COM CL A16,703$59,630dollars as filed
SES AI CORPORATION78397Q109CL A COM31,690$57,993dollars as filed
EASTMAN KODAK CO277461406COM NEW14,722$57,416dollars as filed
WHEELS UP EXPERIENCE INC96328L205COM CL A16,619$57,001dollars as filed
ASENSUS SURGICAL INC04367G103COM178,581$56,949dollars as filed
RELMADA THERAPEUTICS INC75955J402COMMON STOCK13,685$56,656dollars as filed
EVOGENE LTDM4119S104SHS66,835$56,141dollars as filed
PRECIGEN INC74017N105COM41,499$55,609dollars as filed
ENERGY VAULT HOLDINGS INC29280W109COM23,844$55,557dollars as filed
SHARECARE INC81948W104COM51,100$55,188dollars as filed
SELECTQUOTE INC816307300COM40,109$54,949dollars as filed
VERIFYME INC92346X206COM NEW48,778$54,631dollars as filed
NIAGEN BIOSCIENCE INC171077407COM NEW38,124$54,517dollars as filed
FULL HSE RESORTS INC359678109COM10,081$54,135dollars as filed
ADMA BIOLOGICS INC000899104COM11,944$53,987dollars as filed
MICROVAST HOLDINGS INC COM59516C106Stock38,196$53,474dollars as filed
ARDAGH METAL PACKAGING S AL02235106SHS13,680$52,531dollars as filed
ACURX PHARMACEUTICALS INC00510M104COM13,680$52,394dollars as filed
ENEL CHILE SA SPONSORED ADR29278D105ADR15,867$51,409dollars as filed
PENNYMAC CORP70932AAD5BOND52,000$50,806dollars as filedprincipal
ACCURAY INC DEL004397105COM17,710$50,119dollars as filed
ASSERTIO HOLDINGS INC04546C205COM NEW45,924$49,139dollars as filed
CIPHER DIGITAL INC COM17253J106Stock11,818$48,808dollars as filed
CONDUENT INC206787103COM13,247$48,352dollars as filed
HERON THERAPEUTICS INC427746102COM28,353$48,200dollars as filed
WALLBOX NVN94209108SHS CL A27,107$47,437dollars as filed
PUMA BIOTECHNOLOGY INC74587V107COMMON STOCK10,923$47,297dollars as filed
ORGANOGENESIS HOLDINGS INC68621F102COMMON STOCK11,546$47,223dollars as filed
ARES CAPITAL CORP04010LAW3NOTE 4.625% 3/045,000$46,584dollars as filedprincipal
LUCID DIAGNOSTICS INC54948X109COM32,630$46,008dollars as filed
COMPASS INC20464U100CL A12,139$45,643dollars as filed
COMSTOCK INC205750300COM NEW82,950$45,457dollars as filed
PLUG PWR INC72919P202COM NEW10,000$45,000dollars as filedcall
NINE ENERGY SERVICE INC65441V101COM16,570$44,408dollars as filed
MONDEE HOLDINGS INC465712107COM16,000$44,160dollars as filed
CITIUS PHARMACEUTICALS INC17322U207COM58,360$44,149dollars as filed
LUMBER LIQUIDATORS HOLDINGS55003T107COMMON STOCK11,293$44,041dollars as filed
RIGEL PHARMACEUTICALS INC766559603COMMON STOCK30,193$43,780dollars as filed
DIANA SHIPPING INCY2066G104COM14,523$43,133dollars as filed
CITIZENS INC174740100COMMON STOCK16,027$43,113dollars as filed
ONDAS HLDGS INC68236H204COM NEW27,898$42,684dollars as filed
IAMGOLD CORP COM450913108Stock16,819$42,552dollars as filed
Atossa Therapeutics Inc04962H506Common Stock46,992$41,353dollars as filed
Akoustis Technologies Inc00973N102COM48,530$40,474dollars as filed
VERTEX ENERGY INC92534K107COM11,887$40,297dollars as filed
OATLY GROUP AB67421J108SPONSORED ADS33,840$39,931dollars as filed
CHANSON INTL HLDGG2104U107CLASS A ORD32,000$39,040dollars as filed
AFFIMED N VN01045108COM62,250$38,906dollars as filed
GAN LTDG3728V109SHS24,518$38,738dollars as filed
BROADWIND INC11161T207CMN13,950$38,642dollars as filed
GRABHLDGSLTDFCLASSCLASSAG4124C109STOK11,438$38,546dollars as filed
BLUE RIDGE BANKSHARES INC095825105COMMON STOCK12,721$38,545dollars as filed
PLAYBOY INC72814P109COM37,829$37,829dollars as filed
BLUEBIRD BIO INC09609G100COM26,878$37,092dollars as filed
AVINO SILVER & GOLD MINES LT053906103COM70,310$36,842dollars as filed
RIMINI STR INC DEL76674Q107COM11,169$36,523dollars as filed
ZOMEDICA CORP COM98980M109Stock181,378$36,312dollars as filed
CERUS CORP157085101COM16,780$36,245dollars as filed
OPKO HEALTH INC68375N103COM23,997$36,236dollars as filed
EDGIO INC53261M104COM105,048$35,979dollars as filed
LATHAM GROUP INC51819L107COMMON STOCK13,648$35,893dollars as filed
PHX MINERALS INC CL A69291A100Stock11,038$35,542dollars as filed
PERFORMANCE SHIPPING INCY67305154FOREIGN15,500$35,185dollars as filed
AQUA METALS INC03837J101COM45,172$34,331dollars as filed
TERRAN ORBITAL CORPORATION88105P103COM30,005$34,206dollars as filed
CUE BIOPHARMA INC22978P106COM12,925$34,122dollars as filed
2U INC90214J101COM27,649$34,008dollars as filed
VUZIX CORP92921W300COM NEW16,259$33,900dollars as filed
FiscalNote Holdings Inc337655104Common Stock29,348$33,457dollars as filed
ONECONNECT FINL TECHNOLOGY C68248T204SPONSORED ADS10,000$32,300dollars as filed
ZEPP HEALTH CORPORATION SPONSORED ADR98945L105ADR22,653$32,167dollars as filed
23ANDME HOLDING CO90138Q108CLASS A COM34,945$31,922dollars as filed
ASHFORD HOSPITALITY TR INC044103869COM SHS16,264$31,551dollars as filed
MARTIN MIDSTREAM PRTNRS L P573331105UNIT L P INT12,577$30,184dollars as filed
NOUVEAU MONDE GRAPHITE INC66979W842COM NEW11,000$28,710dollars as filed
THE REAL GOOD FOOD COMPANY I75601G109COM CL A18,750$28,500dollars as filed
WORKHORSE GROUP INC98138J206COM NEW78,844$28,384dollars as filed
COMPUGEN LTDM25722105ORD14,200$28,116dollars as filed
BIORA THERAPEUTICS INC74319F305COM20,716$27,967dollars as filed
THE REALREAL INC88339P101COM13,853$27,845dollars as filed
PLANET LABS PBC72703X106COM CL A11,254$27,797dollars as filed
EMEREN GROUP LTD75971T301SPONSORED ADS10,091$27,548dollars as filed
KOPIN CORP500600101COMMON STOCK13,350$27,101dollars as filed
GEVO INC374396406COM PAR23,289$27,015dollars as filed
LILIUM N VN52586109COM22,568$26,630dollars as filed
SENSEONICS HLDGS INC81727U105COM46,495$26,507dollars as filed
ONCOLYTICS BIOTECH INC682310875COM NEW19,579$26,432dollars as filed
ESS TECH INC26916J106COMMON STOCK22,744$25,928dollars as filed
EMERGENT BIOSOLUTIONS INC29089Q105COM10,663$25,591dollars as filed
SOLID POWER INC CLASS A COM83422N105Stock17,582$25,494dollars as filed
RACKSPACE TECHNOLOGY INC750102105COM12,706$25,412dollars as filed
USA TODAY CO INC36472T109COM10,911$25,094dollars as filed
BLACKSKY TECHNOLOGY INC09263B108COM CL A17,759$24,863dollars as filed
BARNWELL INDS INC068221100COM10,000$24,300dollars as filed
HOUSTON AMERN ENERGY CORP44183U209COM13,560$24,272dollars as filed
DISH NETWORK CORPORATION25470MAB5NOTE 3.375% 8/144,000$23,607dollars as filedprincipal
AMPRIUS TECHNOLOGIES INC03214Q116*W EXP 09/14/20260,000$23,400dollars as filed
THE REAL BROKERAGE INC75585H206COM NEW14,505$23,208dollars as filed
Algoma Stl Group Inc W Exp 10/19/202015658115SPAC Combination12,600$23,184dollars as filed
PROTARA THERAPEUTICS INC74365U107COM STK12,000$22,501dollars as filed
PYXIS ONCOLOGY INC COMMON STOCK747324101Stock11,429$20,572dollars as filed
NEKTAR THERAPEUTICS640268108COM35,506$20,061dollars as filed
Fluent Co34380C102COM29,362$19,673dollars as filed
AKAMAI TECHNOLOGIES INC00971TAJ0NOTE 0.125% 5/015,000$19,089dollars as filedprincipal
BIOMERICA INC09061H307COM NEW15,175$18,969dollars as filed
CYBIN INC23256X100COM46,035$18,874dollars as filed
TRX GOLD CORPORATION87283P109COM47,532$18,069dollars as filed
Allbirds Inc01675A109COM14,509$17,774dollars as filed
AGENUS INC00847G705COM NEW21,347$17,673dollars as filed
NORTHERN DYNASTY MINERALS LTD COM NEW66510M204Stock54,450$17,604dollars as filed
NEXTCURE INC65343E108COM15,032$17,136dollars as filed
AMERICAN RES CORP02927U208CL A11,300$16,837dollars as filed
EMX RTY CORP26873J107COM10,340$16,751dollars as filed
CHARGE ENTERPRISES INC159610104COM144,000$16,430dollars as filed
GOLDMINING INC38149E101COM16,678$16,248dollars as filed
SOUTHWEST AIRLS CO844741BG2NOTE 1.250% 5/016,000$16,149dollars as filedprincipal
374WATER INC88583P104COM11,192$15,893dollars as filed
Cango Inc/KY137586103ADS14,814$15,110dollars as filed
AMERICAN WELL CORP03044L105CL A10,101$15,050dollars as filed
KARTOON STUDIOS INC.37229T509CMN10,532$14,639dollars as filed
MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS590717104SPONS ADR12,877$14,165dollars as filed
WESTERN DIGITAL CORP.958102AP0NOTE 1.500% 2/014,000$13,839dollars as filedprincipal
CANOO INC13803R102COM CL A52,873$13,599dollars as filed
TMC THE METALS CO INC87261Y106COMMON STOCK12,040$13,244dollars as filed
VAXART INC NEW92243A200COM22,110$12,665dollars as filed
RIGETTI COMPUTING INC COMMON STOCK76655K103Stock12,813$12,620dollars as filed
VINTAGE WINE ESTATES INC92747V106COM24,375$12,244dollars as filed
ORION ENERGY SYSTEMS INC686275108COM14,068$12,191dollars as filed
AEVA TECHNOLOGIES INC00835Q103COM15,711$11,904dollars as filed
DEXCOM INC252131AK3NOTE 0.250%11/111,000$11,480dollars as filedprincipal
UPSTART HLDGS INC91680MAB3NOTE 0.250% 8/115,000$10,904dollars as filedprincipal
X4 Pharmaceuticals, Inc.98420X103COM11,500$9,643dollars as filed
LI-CYCLE HOLDINGS CORP50202P105COMMON SHARES15,724$9,195dollars as filed
GT BIOPHARMA INC36254L209COM NEW34,320$8,752dollars as filed
INOVIO PHARMACEUTICALS INC45773H201COM NEW16,281$8,303dollars as filed
NEOGENOMICS INC64049MAB6NOTE 0.250% 1/110,000$7,531dollars as filedprincipal
Renalytix PLC75973T101ADS18,518$7,222dollars as filed
PRECISION BIOSCIENCES INC74019P108COM18,658$6,810dollars as filed
SOLITARIO RESOURCES CORP8342EP107COM12,000$6,721dollars as filed
NRX PHARMACEUTICALS INC629444100COMMON14,568$6,701dollars as filed
PLURI INC72942G104COM11,140$6,456dollars as filed
INSEEGO CORP45782B104COMMON STOCK29,247$6,428dollars as filed
CERBERUS CYBER SENTINEL CORP15672X102COM60,000$6,096dollars as filed
ELECTRAMECCANICA VEHS284849205COM18,113$6,075dollars as filed
CLENE INC185634102COM19,607$5,815dollars as filed
KULR TECHNOLOGY GROUP INC50125G109COM31,376$5,805dollars as filed
CURIOSITYSTREAM INC23130Q107COMMON STOCK10,520$5,682dollars as filed
LIBERTY MEDIA CORP DEL530715AG6DEB 4.000%11/123,000$5,118dollars as filedprincipal
AGEX THERAPEUTICS INC00848H108COM12,293$4,733dollars as filed
VISTA GOLD CORP927926303COMMON STOCK10,242$4,628dollars as filed
SEASTAR MEDICAL HOLDING CORP81256L104COMMON10,000$4,427dollars as filed
MYMD PHARMACEUTICALS INC62856X102COMMON13,655$3,533dollars as filed
NUVVE HOLDING CORP67079Y100COMMON STOCK26,469$3,295dollars as filed
INTRUSION INC COM NEW46121e205COM12,957$3,278dollars as filed
GALERA THERAPEUTICS EQUICLASS EQUITY36338D108COMMON STOCK17,833$2,593dollars as filed
CELULARITY INC151190105COM10,100$2,499dollars as filed
22ND CENTY GROUP INC90137F202COMMON10,096$1,880dollars as filed
NUTEX HEALTH INC67079U108COM10,000$1,800dollars as filed
ZIOPHARM ONCOLOGY INC98973P101COM23,431$1,657dollars as filed
META MATERIALS INC59134N104COM20,867$1,377dollars as filed
PRESIDIO PPTY TR INC74102L113*W EXP 01/24/20211,143$669dollars as filed
OUSTER INC68989M129*W EXP 09/29/20214,805$378dollars as filed
NUVVE HOLDING67079Y118Rights and Bearer Warrants; Warrants (except Bearer)10,000$173dollars as filed

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001403438-24-000001this filing2024-02-14acceptance time not in the bulk data set