13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-07, with 4,451 holding rows worth $116,786,054,909.
- Accession
- 0001403438-23-000001
- Filer
- CIK 1403438
- Filed
- 2023-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 4,451 entries on the cover page, a total value of $116,786,054,909 stated on the cover page (in dollars after the unit check, H1), rows summing to $116,786,054,909 with VALUE read as dollars as filed, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 17,991 | $191,424 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 19,504 | $191,136 | dollars as filed | |
| 908 DEVICES INC COM | 65443P102 | Stock | 25,036 | $190,774 | dollars as filed | |
| NULL | 032108854 | NULL | 37,452 | $190,631 | dollars as filed | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 21,486 | $189,726 | dollars as filed | |
| REGENETP INC XXX | 731094207 | COM | 289,209 | $189,461 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 13,704 | $189,174 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 57,282 | $189,031 | dollars as filed | |
| INVESCO BULLETSHARES 2031 CORPORATE BOND ETF | 46138J429 | ETF | 12,000 | $189,000 | dollars as filed | |
| DASEKE INC | 23753F107 | COM | 33,058 | $188,100 | dollars as filed | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 15,663 | $186,396 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 22,035 | $185,975 | dollars as filed | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 17,948 | $185,938 | dollars as filed | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 12,358 | $185,736 | dollars as filed | |
| ORCHID IS CAP INC | 68571X301 | COM NEW | 17,636 | $185,182 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 15,151 | $185,145 | dollars as filed | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 12,923 | $184,928 | dollars as filed | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 30,578 | $183,773 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 22,090 | $182,905 | dollars as filed | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 11,169 | $179,256 | dollars as filed | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 17,539 | $179,073 | dollars as filed | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 16,800 | $176,736 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 150,555 | $176,150 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 22,967 | $174,783 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 32,990 | $173,857 | dollars as filed | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 15,743 | $173,016 | dollars as filed | |
| OIL STS INTL INC | 678026105 | COM | 23,049 | $171,946 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 31,079 | $171,867 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 47,599 | $171,356 | dollars as filed | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 14,774 | $170,787 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 18,664 | $169,745 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 59,500 | $169,575 | dollars as filed | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 38,785 | $169,103 | dollars as filed | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 20,886 | $168,758 | dollars as filed | |
| NLIGHT INC | 65487K100 | COM | 16,583 | $168,152 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 13,700 | $167,688 | dollars as filed | call |
| MIMEDX GROUP INC | 602496101 | COM | 60,037 | $166,903 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 52,120 | $166,783 | dollars as filed | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 10,293 | $165,302 | dollars as filed | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 46,800 | $164,268 | dollars as filed | |
| COHEN & STEERS REAL ESTATE O | 19249Q103 | SHS BENFIN INT | 12,179 | $164,173 | dollars as filed | |
| PERDOCEO ED CORP | 71363P106 | COM | 11,804 | $164,076 | dollars as filed | |
| BIG LOTS INC | 089302103 | COM | 11,157 | $164,005 | dollars as filed | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 16,899 | $163,244 | dollars as filed | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 24,026 | $162,176 | dollars as filed | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 10,695 | $161,605 | dollars as filed | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 15,720 | $161,288 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 15,906 | $161,287 | dollars as filed | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 35,619 | $160,998 | dollars as filed | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 11,169 | $160,945 | dollars as filed | |
| ALGOMA STL GROUP INC | 015658107 | COM | 25,385 | $160,941 | dollars as filed | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 18,583 | $160,929 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 15,288 | $160,528 | dollars as filed | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 15,587 | $159,926 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 33,331 | $157,987 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 40,657 | $157,749 | dollars as filed | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 40,502 | $157,148 | dollars as filed | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 14,962 | $155,158 | dollars as filed | |
| CORSAIR GAMING INC | 22041X102 | COM | 11,432 | $155,132 | dollars as filed | |
| CENTURY ALUM CO | 156431108 | COM | 18,924 | $154,798 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 10,031 | $154,377 | dollars as filed | |
| MAGNITE INC COM | 55955D100 | Stock | 14,523 | $153,799 | dollars as filed | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 17,519 | $152,590 | dollars as filed | |
| TYRA BIOSCIENCES INC | 90240B106 | COMMON STOCK | 20,000 | $152,000 | dollars as filed | |
| HELLO GROUP INC ADS | 423403104 | ADR | 16,770 | $150,595 | dollars as filed | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 10,224 | $150,508 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 34,190 | $150,438 | dollars as filed | |
| STELLUS CAP INVT CORP | 858568108 | COM | 11,280 | $149,573 | dollars as filed | |
| SYROS PHARMACEUTICALS INC | 87184Q206 | COM NEW | 40,980 | $147,118 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 271,765 | $144,606 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 124,384 | $144,285 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 27,300 | $144,144 | dollars as filed | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 13,760 | $143,789 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 42,606 | $143,156 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 104,989 | $142,785 | dollars as filed | |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 10,600 | $142,570 | dollars as filed | |
| AVID BIOSERVICES INC | 05368M106 | COM | 10,334 | $142,299 | dollars as filed | |
| VITA COCO CO INC | 92846Q107 | COM | 10,200 | $140,964 | dollars as filed | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 13,520 | $140,811 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 18,691 | $140,367 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 56,968 | $140,141 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 45,663 | $139,730 | dollars as filed | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 11,480 | $139,484 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 13,550 | $139,159 | dollars as filed | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 11,544 | $138,534 | dollars as filed | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 16,762 | $136,272 | dollars as filed | |
| Heritage Commerce Corp | 426927109 | Common Stock | 10,452 | $135,880 | dollars as filed | |
| DENNYS CORP | 24869P104 | COM | 14,677 | $135,175 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 42,805 | $134,836 | dollars as filed | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 13,003 | $134,577 | dollars as filed | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 134,459 | $134,459 | dollars as filed | |
| CI&T INC | G21307106 | CMN | 20,660 | $134,290 | dollars as filed | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 11,905 | $133,574 | dollars as filed | |
| KOSS CORP | 500692108 | COM | 26,937 | $133,338 | dollars as filed | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 81,066 | $132,956 | dollars as filed | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 11,505 | $132,538 | dollars as filed | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 10,647 | $131,709 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 11,812 | $131,589 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 12,776 | $131,077 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H179 | CMN | 10,316 | $130,910 | dollars as filed | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 14,967 | $130,812 | dollars as filed | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 10,315 | $130,800 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 28,064 | $130,778 | dollars as filed | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 20,495 | $130,758 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 23,840 | $130,405 | dollars as filed | |
| ARCHROCK INC | 03957W106 | COM | 14,464 | $129,890 | dollars as filed | |
| PCM FD INC | 69323T101 | COM | 16,444 | $129,416 | dollars as filed | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 11,760 | $128,535 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 59,490 | $128,498 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 20,000 | $128,400 | dollars as filed | call |
| WEBER INC | 94770D102 | COM | 15,874 | $127,785 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 44,182 | $127,244 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 73,122 | $127,232 | dollars as filed | |
| MRC GLOBAL INC | 55345K103 | COM | 10,970 | $127,033 | dollars as filed | |
| CARPARTS COM INC | 14427M107 | COM | 20,028 | $125,375 | dollars as filed | |
| 2U INC | 90214J101 | COM | 19,973 | $125,228 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 17,429 | $124,619 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 44,562 | $123,884 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 19,883 | $121,485 | dollars as filed | |
| NUVEEN GA DIVID | 67072B107 | COM | 11,949 | $121,026 | dollars as filed | |
| Gilat Satellite Network | M51474118 | COM | 20,847 | $120,913 | dollars as filed | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 56,096 | $120,606 | dollars as filed | |
| USIO INC | 917313108 | CMN | 72,801 | $120,122 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 69,267 | $119,832 | dollars as filed | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 14,296 | $119,518 | dollars as filed | |
| OLO INC | 68134L109 | COMMON STOCK | 19,051 | $119,069 | dollars as filed | |
| PROPETRO HLDG CORP | 74347M108 | COM | 11,374 | $117,948 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 24,212 | $116,702 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 22,047 | $116,629 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 20,382 | $116,381 | dollars as filed | |
| BGC PARTNERS INC | 05541T101 | CL A | 30,746 | $115,912 | dollars as filed | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 11,521 | $115,897 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 24,010 | $115,008 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 31,371 | $114,504 | dollars as filed | |
| CAREMAX INC | 14171W103 | COM | 31,359 | $114,460 | dollars as filed | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 19,024 | $114,334 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 14,972 | $114,089 | dollars as filed | |
| GRAHAM CORP | 384556106 | COM | 11,850 | $113,997 | dollars as filed | |
| Viewra, Inc | 92672L107 | COM | 25,254 | $113,138 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 22,363 | $111,368 | dollars as filed | |
| MFA FINL INC COM | 55272X607 | REIT | 11,264 | $110,950 | dollars as filed | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 55,747 | $110,937 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 23,835 | $110,118 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 25,339 | $109,464 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 10,000 | $109,400 | dollars as filed | call |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 101,200 | $109,296 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 12,520 | $108,674 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 30,328 | $108,574 | dollars as filed | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 10,322 | $108,381 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 146,812 | $107,055 | dollars as filed | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 12,124 | $106,574 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 26,161 | $106,475 | dollars as filed | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 17,296 | $106,371 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 19,152 | $105,526 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 26,717 | $104,731 | dollars as filed | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 16,582 | $104,467 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 15,522 | $103,378 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 37,924 | $103,153 | dollars as filed | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 15,172 | $102,260 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 16,324 | $101,372 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 21,157 | $101,342 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 32,472 | $101,313 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 18,091 | $100,948 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 12,555 | $100,817 | dollars as filed | |
| TRUECAR INC | 89785L107 | COM | 40,000 | $100,400 | dollars as filed | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 11,518 | $98,709 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 38,119 | $98,347 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 15,827 | $98,284 | dollars as filed | |
| PONCE FINANCIAL GROUP INC | 732344106 | COMMON STOCK | 10,535 | $98,186 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 19,253 | $97,613 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 41,526 | $97,586 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 63,645 | $97,377 | dollars as filed | |
| FULL HSE RESORTS INC | 359678109 | COM | 12,859 | $96,700 | dollars as filed | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 11,177 | $96,457 | dollars as filed | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 108,865 | $96,454 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 12,371 | $96,370 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 39,127 | $96,252 | dollars as filed | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 20,026 | $96,126 | dollars as filed | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 100,000 | $96,034 | dollars as filed | principal |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 37,428 | $95,815 | dollars as filed | |
| RPC INC | 749660106 | COMMON STOCK | 10,773 | $95,775 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 102,926 | $94,958 | dollars as filed | |
| HAYWARD HLDGS INC | 421298100 | COM | 10,038 | $94,357 | dollars as filed | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 58,765 | $94,024 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 22,110 | $93,968 | dollars as filed | |
| AGILE THERAPEUTICS INC | 00847L209 | COM NEW | 411,503 | $93,411 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 55,050 | $93,035 | dollars as filed | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 13,005 | $92,856 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 34,460 | $91,319 | dollars as filed | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 10,400 | $91,208 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 14,403 | $90,307 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 97,454 | $89,706 | dollars as filed | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 10,183 | $88,186 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 46,404 | $88,168 | dollars as filed | |
| Humacyte Inc W Exp 08/27/202 | 44486Q111 | SPAC Combination | 223,656 | $87,807 | dollars as filed | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 103,029 | $87,575 | dollars as filed | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 20,556 | $87,569 | dollars as filed | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 10,107 | $87,426 | dollars as filed | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 122,578 | $87,386 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 22,165 | $86,445 | dollars as filed | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 28,339 | $86,150 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 10,749 | $85,781 | dollars as filed | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 10,399 | $85,168 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 25,778 | $84,552 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 20,000 | $84,400 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 11,433 | $84,376 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 15,834 | $83,920 | dollars as filed | |
| ADMA BIOLOGICS INC | 000899104 | COM | 21,120 | $81,946 | dollars as filed | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 12,789 | $81,848 | dollars as filed | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 11,329 | $81,003 | dollars as filed | |
| GLEN BURNIE BANCORP | 377407101 | COM | 10,100 | $79,790 | dollars as filed | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 10,361 | $79,780 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 10,000 | $79,300 | dollars as filed | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 41,950 | $78,447 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 12,040 | $77,778 | dollars as filed | |
| ALTUS POWER INC | 02217A102 | COM CL A | 11,821 | $77,073 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 31,173 | $75,750 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 75,000 | $74,501 | dollars as filed | principal |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 72,097 | $74,260 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 19,937 | $72,571 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 17,735 | $72,181 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 58,281 | $71,686 | dollars as filed | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 26,000 | $71,500 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 23,560 | $70,914 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 62,573 | $70,707 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 25,561 | $69,782 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 14,446 | $69,485 | dollars as filed | |
| NULL | 09071M205 | NULL | 117,710 | $69,449 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 17,988 | $68,356 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 19,043 | $67,985 | dollars as filed | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 12,087 | $67,929 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 38,978 | $67,822 | dollars as filed | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 56,076 | $67,291 | dollars as filed | |
| REEDS INC COM | 758338107 | Stock | 957,325 | $66,821 | dollars as filed | |
| VERTEX ENERGY INC | 92534K107 | COM | 10,656 | $66,067 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 21,917 | $64,655 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 28,045 | $64,504 | dollars as filed | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 134,453 | $63,179 | dollars as filed | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 32,300 | $61,370 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 17,561 | $61,288 | dollars as filed | |
| PROTERRA INC | 74374T109 | COM | 15,773 | $59,464 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 163,639 | $56,799 | dollars as filed | |
| BIONANO GENOMICS INC | 09075F107 | COM | 38,845 | $56,714 | dollars as filed | |
| VBI VACCINES INC | 91822J103 | COM NEW | 144,807 | $56,634 | dollars as filed | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 11,406 | $56,574 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 35,458 | $55,314 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 11,377 | $54,837 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 52,394 | $53,966 | dollars as filed | |
| CHICOS FAS INC | 168615102 | COM | 10,882 | $53,540 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 22,898 | $53,352 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 28,362 | $53,321 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 13,564 | $53,307 | dollars as filed | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 54,000 | $53,169 | dollars as filed | principal |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 21,510 | $50,549 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 51,000 | $49,888 | dollars as filed | principal |
| DENISON MINES CORP | 248356107 | COM | 42,858 | $49,287 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 18,976 | $49,148 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 15,762 | $49,020 | dollars as filed | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 11,836 | $49,002 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 15,067 | $48,516 | dollars as filed | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 16,111 | $48,332 | dollars as filed | |
| Coupa Software | 22266LAF3 | CONV BOND | 50,000 | $48,256 | dollars as filed | principal |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 10,186 | $48,180 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 31,486 | $48,174 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 31,571 | $47,988 | dollars as filed | |
| Fluent Co | 34380C102 | COM | 43,977 | $47,935 | dollars as filed | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 12,236 | $47,599 | dollars as filed | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 10,350 | $47,507 | dollars as filed | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 13,491 | $47,353 | dollars as filed | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 13,760 | $47,334 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 45,000 | $47,211 | dollars as filed | principal |
| PENNYMAC CORP | 70932AAD5 | BOND | 52,000 | $47,007 | dollars as filed | principal |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 29,138 | $46,329 | dollars as filed | |
| NEW YORK CITY REIT INC | 649439205 | COM | 26,122 | $46,236 | dollars as filed | |
| Ouster Inc | 68989M103 | COM | 53,415 | $46,097 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 16,508 | $45,563 | dollars as filed | |
| ONCOCYTE CORP | 68235C107 | COM | 141,025 | $45,255 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 10,661 | $45,203 | dollars as filed | |
| EVOGENE LTD | M4119S104 | SHS | 64,085 | $44,860 | dollars as filed | |
| GAN LTD | G3728V109 | SHS | 29,332 | $43,998 | dollars as filed | |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 50,000 | $43,740 | dollars as filed | principal |
| LOANDEPOT INC | 53946R106 | COM CL A | 26,297 | $43,390 | dollars as filed | |
| AFFIMED N V | N01045108 | COM | 34,975 | $43,369 | dollars as filed | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 16,077 | $43,247 | dollars as filed | |
| THIRD HARMONIC BIO INC | 88427A107 | COM | 10,000 | $43,000 | dollars as filed | |
| RICEBRAN TECHNOLOGIES | 762831303 | Common | 57,684 | $42,969 | dollars as filed | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 13,002 | $42,907 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 28,180 | $42,834 | dollars as filed | |
| NOUVEAU MONDE GRAPHITE INC | 66979W842 | COM NEW | 11,000 | $42,020 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 34,557 | $41,814 | dollars as filed | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 34,000 | $41,480 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 20,202 | $41,011 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 39,000 | $40,950 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 18,555 | $40,821 | dollars as filed | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 27,175 | $40,763 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 17,104 | $40,194 | dollars as filed | |
| SKILLZ INC | 83067L109 | COM | 79,357 | $40,194 | dollars as filed | |
| FERROGLOBE PLC | G33856108 | SHS | 10,313 | $39,705 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 20,732 | $39,598 | dollars as filed | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 85,138 | $39,589 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 34,828 | $39,356 | dollars as filed | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 18,647 | $39,345 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 12,000 | $39,120 | dollars as filed | |
| Vivani Medical Inc - US | 92854B109 | Equity | 45,862 | $38,969 | dollars as filed | |
| CURIS INC | 231269200 | COM | 70,754 | $38,915 | dollars as filed | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 13,848 | $38,220 | dollars as filed | |
| TATTOOED CHEF INC | 87663X102 | COM | 30,990 | $38,118 | dollars as filed | |
| PAVMED INC | 70387R106 | COM | 77,409 | $37,156 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 13,147 | $37,075 | dollars as filed | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 11,816 | $36,748 | dollars as filed | |
| RITE AID CORP | 767754872 | COM | 10,993 | $36,715 | dollars as filed | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 45,531 | $36,425 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 10,486 | $36,177 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 30,883 | $35,515 | dollars as filed | |
| AMERICAN RES CORP | 02927U208 | CL A | 25,944 | $34,246 | dollars as filed | |
| SUPER GROUP SGHC LIMITED | G8588X103 | ORD SHS | 11,407 | $34,221 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 18,165 | $33,969 | dollars as filed | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 23,153 | $33,572 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 11,450 | $33,549 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 10,397 | $33,478 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 13,454 | $32,559 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 32,623 | $31,971 | dollars as filed | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 10,975 | $31,937 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 12,372 | $31,425 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 20,035 | $30,654 | dollars as filed | |
| RUBICON TECHNOLOGIES INC CL A | 78112J109 | Stock | 17,000 | $30,260 | dollars as filed | |
| VALENS COMPANY INC-NEW | 91914P603 | COM NEW | 45,681 | $30,149 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 10,570 | $30,125 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 85,117 | $29,978 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 11,950 | $29,875 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 35,000 | $29,021 | dollars as filed | principal |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 64,773 | $28,500 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 23,470 | $28,164 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 16,525 | $27,762 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 13,136 | $27,454 | dollars as filed | |
| LILIUM N V | N52586109 | COM | 24,018 | $27,381 | dollars as filed | |
| ENERGOUS CORP | 29272C103 | COM | 32,392 | $27,080 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 43,000 | $27,016 | dollars as filed | principal |
| Tscan Therapeutics Inc | 89854M101 | COM | 17,000 | $26,350 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 10,023 | $26,160 | dollars as filed | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 26,000 | $25,740 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 26,725 | $25,680 | dollars as filed | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 14,095 | $25,653 | dollars as filed | |
| DERMTECH INC | 24984K105 | COM | 14,419 | $25,522 | dollars as filed | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 13,365 | $25,260 | dollars as filed | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 10,972 | $24,687 | dollars as filed | |
| OIL STS INTL INC | 678026AH8 | NOTE 1.500% 2/1 | 25,000 | $24,571 | dollars as filed | principal |
| LIPOCINE INC NEW | 53630X104 | CMN | 61,500 | $24,465 | dollars as filed | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 12,500 | $24,250 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 10,427 | $23,565 | dollars as filed | |
| BIOCARDIA INC | 09060U507 | COM | 11,050 | $23,095 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 10,049 | $22,510 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 14,199 | $22,008 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 25,964 | $21,875 | dollars as filed | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 17,917 | $21,321 | dollars as filed | |
| Cango Inc/KY | 137586103 | ADS | 16,063 | $21,010 | dollars as filed | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 18,304 | $20,867 | dollars as filed | |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 12,274 | $20,620 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 16,382 | $20,478 | dollars as filed | |
| TASEKO MINES LTD COM | 876511106 | Stock | 13,911 | $20,449 | dollars as filed | |
| APPHARVEST INC | 03783T103 | COM | 35,929 | $20,386 | dollars as filed | |
| MOMENTUS INC | 60879E101 | COM | 26,001 | $20,278 | dollars as filed | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 11,195 | $20,263 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 15,948 | $19,935 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 15,760 | $19,700 | dollars as filed | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 100,000 | $19,700 | dollars as filed | |
| SONO GROUP N V | N81409109 | COM | 20,000 | $19,696 | dollars as filed | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 20,000 | $19,602 | dollars as filed | principal |
| LUCID DIAGNOSTICS INC | 54948X109 | COM | 14,400 | $19,584 | dollars as filed | |
| EMX RTY CORP | 26873J107 | COM | 10,340 | $19,543 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 12,000 | $19,427 | dollars as filed | principal |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 10,000 | $19,300 | dollars as filed | |
| FEMASYS INC | 31447E105 | cs | 21,032 | $18,929 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 13,638 | $18,548 | dollars as filed | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 20,049 | $18,427 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 64,021 | $18,310 | dollars as filed | |
| EARGO INC | 270087109 | COM | 30,378 | $17,467 | dollars as filed | |
| EYENOVIA INC | 30234E104 | COM | 10,600 | $17,278 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 11,160 | $17,186 | dollars as filed | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 17,320 | $17,147 | dollars as filed | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 153,478 | $16,959 | dollars as filed | |
| VELODYNE LIDAR INC | 92259F101 | COM | 22,857 | $16,884 | dollars as filed | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 10,139 | $16,628 | dollars as filed | |
| D-MARKET ELECTR SVCS TRY 0.2 | 23292B104 | SPONSORED ADS | 25,140 | $16,592 | dollars as filed | |
| TRX GOLD CORPORATION | 87283P109 | COM | 49,032 | $16,588 | dollars as filed | |
| THERATECHNOLOGIES INC | 88338HAA8 | NOTE 5.750% 6/3 | 18,000 | $16,200 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 15,000 | $15,861 | dollars as filed | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 13,000 | $15,796 | dollars as filed | principal |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 13,500 | $15,593 | dollars as filed | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 14,505 | $15,230 | dollars as filed | |
| BOXLIGHT CORP | 103197109 | COM CL A | 46,800 | $14,545 | dollars as filed | |
| CYCLO THERAPEUTICS INC | 23254X201 | Common Stock | 10,080 | $14,314 | dollars as filed | |
| VINCO VENTURES INC | 927330100 | COM | 30,510 | $14,157 | dollars as filed | |
| VACASA INC | 91854V107 | COM | 11,050 | $13,923 | dollars as filed | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 23,028 | $13,902 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 10,590 | $13,767 | dollars as filed | |
| FLOTEK INDS INC DEL | 343389102 | COM | 12,090 | $13,541 | dollars as filed | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 15,000 | $13,450 | dollars as filed | principal |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 19,901 | $13,334 | dollars as filed | |
| TITAN MED INC | 88830X819 | COM | 19,715 | $13,024 | dollars as filed | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 19,715 | $12,813 | dollars as filed | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 12,050 | $12,773 | dollars as filed | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 27,625 | $12,431 | dollars as filed | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 12,118 | $12,360 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 10,000 | $12,345 | dollars as filed | principal |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 55,750 | $12,310 | dollars as filed | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 10,740 | $11,921 | dollars as filed | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 12,000 | $11,842 | dollars as filed | principal |
| SIENTRA INC | 82621J105 | COM | 57,811 | $11,729 | dollars as filed | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 41,000 | $11,111 | dollars as filed | |
| DIGITAL ALLY INC | 25382T101 | COM | 46,795 | $10,889 | dollars as filed | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 88,892 | $10,667 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 33,000 | $10,227 | dollars as filed | principal |
| BERKSHIRE GREY INC | 084656107 | COM | 16,336 | $9,865 | dollars as filed | |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 15,000 | $9,687 | dollars as filed | principal |
| ATERIAN INC | 02156U101 | COM | 12,146 | $9,356 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 12,041 | $9,329 | dollars as filed | |
| REUNION NEUROSCIENCE INC | 76134G103 | COM | 10,238 | $9,214 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 11,500 | $8,970 | dollars as filed | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 20,305 | $8,808 | dollars as filed | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 15,250 | $8,476 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 34,138 | $8,435 | dollars as filed | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 27,500 | $8,388 | dollars as filed | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 12,926 | $8,360 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 10,765 | $8,289 | dollars as filed | |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 15,000 | $7,980 | dollars as filed | principal |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 10,527 | $7,579 | dollars as filed | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 13,310 | $7,321 | dollars as filed | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 12,893 | $7,116 | dollars as filed | |
| VOLTA INC | 92873V102 | COM CL A | 19,999 | $7,108 | dollars as filed | |
| SESEN BIO INC | 817763105 | COM | 11,650 | $7,101 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 12,678 | $7,100 | dollars as filed | |
| CORENERGY INFRASTRUCTURE TR | 21870UAC0 | NOTE 5.875% 8/1 | 10,000 | $6,970 | dollars as filed | principal |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 39,307 | $6,879 | dollars as filed | |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 10,000 | $6,387 | dollars as filed | principal |
| AUDACY INC | 05070N103 | COM | 28,172 | $6,342 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC | 03214Q116 | *W EXP 09/14/202 | 20,250 | $5,875 | dollars as filed | |
| DOMA HOLDINGS INC | 25703A104 | COM | 10,175 | $4,608 | dollars as filed | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 10,064 | $3,902 | dollars as filed | |
| ARRIVAL GROUP | L0423Q108 | SHS | 23,606 | $3,765 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 21,275 | $3,468 | dollars as filed | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 20,760 | $3,407 | dollars as filed | |
| JAGUAR HEALTH INC | 47010C607 | COM | 37,968 | $3,299 | dollars as filed | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 32,000 | $3,296 | dollars as filed | |
| IDEANOMICS INC | 45166V106 | COM | 19,900 | $3,264 | dollars as filed | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 22,979 | $3,026 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155110 | *W EXP 02/12/202 | 11,000 | $2,860 | dollars as filed | |
| VYNE THERAP. | 92941V209 | COM | 16,912 | $2,537 | dollars as filed | |
| HUMANIGEN INC | 444863203 | COM NEW | 15,740 | $1,889 | dollars as filed | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 21,165 | $1,621 | dollars as filed | |
| NUVVE HOLDING | 67079Y118 | Rights and Bearer Warrants; Warrants (except Bearer) | 10,000 | $628 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-23-000001 | this filing | 2023-02-07 | acceptance time not in the bulk data set |