13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 4,319 holding rows worth $106,490,483,000.
- Accession
- 0001403438-21-000005
- Filer
- CIK 1403438
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 4,319 entries on the cover page, a total value of $106,490,483,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $106,490,483,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,840 | $360,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 4,133 | $360,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 9,219 | $359,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 10,025 | $358,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 20,902 | $357,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 58,969 | $357,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 14,439 | $357,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 6,653 | $356,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 13,556 | $356,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 608 | $356,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 4,485 | $355,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 49,541 | $355,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 9,149 | $355,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 7,540 | $354,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 4,964 | $354,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 9,654 | $354,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 11,278 | $353,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 14,539 | $353,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 2,885 | $352,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 9,936 | $352,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 13,300 | $351,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 10,153 | $351,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 15,883 | $351,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 16,019 | $351,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 5,058 | $349,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 14,853 | $349,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 22,428 | $349,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 6,220 | $348,000 | thousands by filing date | |
| HAYWARD HLDGS INC | 421298100 | COM | 15,653 | $348,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 8,578 | $348,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 2,181 | $348,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 25,790 | $347,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 35,440 | $347,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 25,415 | $346,000 | thousands by filing date | |
| HONEST CO INC | 438333106 | COM | 33,332 | $346,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 3,000 | $346,000 | thousands by filing date | |
| RYAN SPECIALTY HOLDINGS INC CL A | 78351F107 | Stock | 10,175 | $345,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 6,327 | $345,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 3,883 | $345,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 12,723 | $345,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 71,500 | $345,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E438 | RUSL 1000 ENHD | 9,653 | $344,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 3,546 | $343,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 44,570 | $343,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 44,079 | $342,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 7,184 | $341,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,900 | $341,000 | thousands by filing date | put |
| STEPAN CO | 858586100 | COM | 3,016 | $341,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 74,591 | $341,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 34,521 | $340,000 | thousands by filing date | |
| Leslie's Inc | 527064109 | Common Stock | 16,568 | $340,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 25,505 | $339,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 4,288 | $339,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,200 | $338,000 | thousands by filing date | put |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,000 | $338,000 | thousands by filing date | put |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 25,317 | $338,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 4,008 | $338,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 48,381 | $338,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 10,822 | $337,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 10,295 | $337,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 3,000 | $337,000 | thousands by filing date | call |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 6,613 | $337,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 47,811 | $336,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 16,423 | $335,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 21,171 | $335,000 | thousands by filing date | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 15,467 | $335,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072562 | AVANTIS CORE FI | 6,787 | $334,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 31,583 | $334,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 6,001 | $334,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 26,698 | $334,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 7,527 | $333,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 21,247 | $332,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 14,465 | $332,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 21,161 | $332,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G102 | LADRD FD US EQT | 9,511 | $332,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 31,857 | $331,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 33,954 | $331,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 11,716 | $330,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 23,900 | $329,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 5,351 | $329,000 | thousands by filing date | |
| CANTALOUPE INC | 138103106 | COM | 30,555 | $329,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 20,475 | $328,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 48,068 | $328,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 5,187 | $328,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 4,684 | $327,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 1,081 | $327,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 9,950 | $327,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 6,043 | $327,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 10,025 | $327,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 8,434 | $326,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W598 | BLOOMBERG ROLL | 5,578 | $326,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 17,426 | $326,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 2,333 | $325,000 | thousands by filing date | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q305 | PRICE GRW STOCK | 10,043 | $324,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092386 | STOCK FOR INFL | 10,600 | $324,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 21,045 | $324,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 32,424 | $323,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 3,924 | $323,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 13,216 | $323,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 13,254 | $323,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 15,412 | $323,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 25,171 | $322,000 | thousands by filing date | |
| CONCENTRIX CORP | 20602D101 | COM | 1,816 | $321,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 27,340 | $321,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 12,350 | $320,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 30,676 | $319,000 | thousands by filing date | |
| DBX ETF TR | 233051242 | CMN | 8,058 | $319,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 4,809 | $318,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 9,668 | $318,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 69,378 | $318,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 8,569 | $317,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 12,941 | $317,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 6,554 | $317,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 3,390 | $317,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 24,255 | $315,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 52,235 | $313,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 15,863 | $313,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L125 | COMMON | 127,884 | $312,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 34,837 | $311,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 54,770 | $311,000 | thousands by filing date | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 15,769 | $310,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E448 | RUSELL1000 GWT | 2,637 | $310,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 6,974 | $309,000 | thousands by filing date | |
| APRIA INC | 03836A101 | COMMON STOCK | 8,313 | $309,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 5,241 | $308,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 12,230 | $307,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 12,016 | $306,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 10,071 | $306,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 3,728 | $305,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 45,817 | $305,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 46,514 | $305,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 10,166 | $304,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 3,259 | $304,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 30,925 | $304,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 26,634 | $304,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 7,400 | $303,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 61,282 | $303,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 13,997 | $303,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 19,545 | $303,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 4,574 | $302,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 8,494 | $302,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 8,325 | $301,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 21,966 | $301,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 19,637 | $301,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 32,120 | $301,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 4,858 | $300,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 18,842 | $300,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 3,605 | $299,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 3,773 | $299,000 | thousands by filing date | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 10,391 | $299,000 | thousands by filing date | |
| PROSHARES TR | 74347B367 | DECLINE RETAIL | 18,247 | $299,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 22,286 | $298,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 3,382 | $297,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 14,598 | $297,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 9,849 | $297,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 24,890 | $297,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 9,214 | $297,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 16,393 | $297,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 10,424 | $296,000 | thousands by filing date | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 6,039 | $296,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 37,752 | $296,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 5,998 | $295,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 4,914 | $295,000 | thousands by filing date | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 10,967 | $295,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 4,642 | $295,000 | thousands by filing date | |
| Vanguard ESG U.S. Corporate Bond ETF | 921910691 | SHS | 3,986 | $294,000 | thousands by filing date | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 10,238 | $294,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 25,000 | $294,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 15,415 | $293,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 15,850 | $293,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 6,248 | $293,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 5,640 | $293,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 18,147 | $293,000 | thousands by filing date | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 14,383 | $292,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 35,920 | $292,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 19,726 | $292,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 5,319 | $292,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 339,000 | $292,000 | thousands by filing date | principal |
| SERES THERAPEUTICS INC | 81750R102 | COM | 42,023 | $292,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 10,682 | $292,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 9,747 | $291,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 8,659 | $291,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 21,838 | $290,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 9,725 | $290,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 14,640 | $290,000 | thousands by filing date | |
| NISOURCE INC | 65473P121 | CONV | 2,791 | $290,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 1,417 | $289,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 5,749 | $289,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 75,072 | $289,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 14,362 | $289,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 11,553 | $288,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 6,909 | $288,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONAL ESG FUND | 97717Y709 | ETF | 9,469 | $288,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 4,225 | $287,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E764 | ARMOR US EQT IDX | 11,765 | $287,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,300 | $286,000 | thousands by filing date | call |
| GRANITE CONSTR INC COM | 387328107 | Stock | 7,222 | $286,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 14,236 | $286,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 38,325 | $286,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 6,738 | $285,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 5,919 | $285,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 3,515 | $285,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 5,411 | $285,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 35,665 | $285,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 7,595 | $285,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 7,126 | $284,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 5,477 | $284,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 16,264 | $281,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 1,665 | $280,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 6,500 | $280,000 | thousands by filing date | call |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 5,399 | $280,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 37,685 | $280,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 8,139 | $279,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 800 | $278,000 | thousands by filing date | put |
| HAWKINS INC | 420261109 | COM | 7,958 | $278,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 6,389 | $278,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 4,834 | $277,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 13,439 | $276,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 2,210 | $275,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 6,975 | $275,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 36,050 | $275,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 16,894 | $275,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 5,798 | $275,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 3,582 | $275,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 5,451 | $275,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 12,357 | $275,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 52,808 | $274,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 23,892 | $274,000 | thousands by filing date | |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 27,261 | $274,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 2,668 | $273,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 6,641 | $273,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 5,912 | $273,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 5,824 | $272,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 8,548 | $272,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 33,904 | $272,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 6,368 | $271,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,248 | $270,000 | thousands by filing date | |
| CAREMAX INC | 14171W103 | COM | 27,998 | $270,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 7,907 | $270,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 40,554 | $269,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 6,487 | $269,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 25,097 | $269,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 25,329 | $268,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 100 | $267,000 | thousands by filing date | put |
| FORWARD AIR CORP | 349853101 | COM | 3,213 | $267,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 10,001 | $267,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 1,770 | $266,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 18,060 | $266,000 | thousands by filing date | |
| FFBW INC MD | 30260M103 | COM | 22,066 | $266,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 17,000 | $265,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 3,083 | $264,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 5,972 | $264,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 36,529 | $263,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 8,973 | $263,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 15,740 | $262,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 69,175 | $262,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 11,207 | $262,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 7,611 | $262,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 5,573 | $262,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 10,763 | $262,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 8,414 | $261,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 18,945 | $261,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 22,501 | $261,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 6,740 | $261,000 | thousands by filing date | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 3,089 | $260,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 111,311 | $260,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 13,492 | $259,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 16,012 | $259,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 5,129 | $257,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 16,015 | $257,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 6,357 | $257,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 15,817 | $256,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 15,362 | $256,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 15,644 | $256,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 3,012 | $255,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 13,927 | $255,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 9,762 | $255,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 3,778 | $253,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 3,005 | $253,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 24,945 | $253,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 8,623 | $253,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 5,424 | $253,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 19,615 | $253,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 13,122 | $252,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR FTSE TAIWAN | 35473P686 | FTSE TAIWAN | 5,757 | $252,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 20,876 | $252,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 10,825 | $252,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 4,591 | $252,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 21,394 | $252,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 17,773 | $252,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 248,000 | $252,000 | thousands by filing date | principal |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 5,961 | $249,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER APRIL | 45782C805 | ETF | 9,679 | $249,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 15,258 | $249,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 18,107 | $249,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 10,450 | $249,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 2,379 | $248,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 7,156 | $248,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 1,818 | $247,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 5,446 | $246,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 12,811 | $246,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 9,085 | $245,000 | thousands by filing date | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 4,509 | $245,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 10,896 | $245,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 36,040 | $245,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 5,829 | $244,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 9,867 | $244,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 44,199 | $244,000 | thousands by filing date | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 14,500 | $244,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 24,149 | $244,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 16,010 | $243,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 4,148 | $243,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 13,585 | $243,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 2,007 | $242,000 | thousands by filing date | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 12,820 | $242,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 19,905 | $241,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 46,570 | $241,000 | thousands by filing date | |
| Couchbase Inc | 22207T101 | Common Stock | 7,755 | $241,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 5,728 | $241,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 22,522 | $240,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 407 | $240,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 6,286 | $240,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A504 | VIRTUS US QLTY | 8,105 | $240,000 | thousands by filing date | |
| ROCKET LAB USA INC | 773122106 | COM | 14,811 | $239,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 2,328 | $239,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 26,428 | $239,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 3,166 | $238,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 4,528 | $238,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W401 | INTL LEADERS ETF | 6,736 | $238,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 3,696 | $238,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 2,832 | $237,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 8,378 | $237,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 12,913 | $237,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 12,744 | $237,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 35,862 | $236,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 3,323 | $236,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 14,977 | $235,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 12,548 | $235,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 15,213 | $235,000 | thousands by filing date | |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 5,636 | $235,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 8,216 | $234,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,478 | $234,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 6,052 | $234,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 5,552 | $234,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 39,796 | $234,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 20,959 | $233,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 7,571 | $233,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 15,304 | $233,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 3,245 | $233,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 39,691 | $232,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 17,025 | $232,000 | thousands by filing date | |
| ENTREPRENEURSHARES SERIES TR | 293828802 | ERSHARES ENT | 9,350 | $232,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 18,152 | $231,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 3,224 | $230,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 17,120 | $230,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 4,481 | $230,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 738 | $229,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 2,862 | $229,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 5,460 | $229,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 3,501 | $229,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 8,812 | $229,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 4,549 | $229,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 4,699 | $228,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 4,541 | $227,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 16,381 | $227,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 6,962 | $227,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 11,092 | $226,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 8,190 | $226,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 4,199 | $226,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J437 | INTL DEV DYNAMIC | 8,650 | $226,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 40,075 | $226,000 | thousands by filing date | |
| LEGATO MERGER CORP | 52473X106 | COM | 21,450 | $226,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 11,430 | $225,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 9,005 | $225,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 11,499 | $225,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 5,386 | $225,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 49,381 | $225,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 7,286 | $224,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 1,139 | $224,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 2,813 | $224,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 11,637 | $224,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P850 | MUNICIPAL GRN BD | 8,306 | $224,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,000 | $223,000 | thousands by filing date | put |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 737 | $223,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 1,529 | $223,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 1,187 | $223,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 9,069 | $223,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 5,879 | $222,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 18,748 | $222,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 29,839 | $222,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 220,000 | $222,000 | thousands by filing date | principal |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 7,475 | $222,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 5,817 | $221,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 87,580 | $221,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 35,774 | $221,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 37,217 | $221,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,000 | $220,000 | thousands by filing date | put |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 5,006 | $220,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 19,350 | $220,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 71,869 | $219,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 1,948 | $219,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 23,775 | $219,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 33,297 | $219,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 1,171 | $218,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 2,039 | $218,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 16,560 | $218,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 2,415 | $218,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 3,728 | $217,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 4,588 | $217,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 3,821 | $217,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 11,615 | $217,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 13,943 | $217,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 26,175 | $216,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 9,441 | $216,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 7,402 | $216,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 33,752 | $216,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 16,060 | $216,000 | thousands by filing date | |
| HELLO GROUP INC ADS | 423403104 | ADR | 20,289 | $215,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 5,920 | $215,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 2,238 | $215,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 12,277 | $215,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 4,185 | $215,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 11,901 | $215,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 8,392 | $214,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 4,092 | $214,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 4,093 | $214,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 17,207 | $214,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 15,440 | $214,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 155,499 | $213,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 11,862 | $213,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C615 | GRWT100 PWR BUF | 5,452 | $213,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 23,652 | $213,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 2,925 | $213,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 5,014 | $212,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 2,761 | $212,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 2,323 | $212,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 1,966 | $212,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 18,250 | $212,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 19,508 | $212,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 5,815 | $211,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 5,086 | $211,000 | thousands by filing date | |
| COMPASS INC | 20464U100 | CL A | 15,892 | $211,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 10,526 | $211,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 21,900 | $211,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 47,115 | $211,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 4,590 | $210,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 6,702 | $210,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 46,059 | $210,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 4,992 | $209,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 6,277 | $209,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 33,040 | $208,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 8,299 | $208,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 37,503 | $208,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 8,743 | $208,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 7,709 | $207,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 8,885 | $207,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 8,231 | $207,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 5,630 | $207,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 5,511 | $207,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 167,994 | $207,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 38,628 | $206,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 4,504 | $206,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 10,486 | $206,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 65,329 | $206,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 41,751 | $205,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 9,168 | $205,000 | thousands by filing date | |
| EVGO INC | 30052F100 | CL A COM | 25,098 | $205,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 7,476 | $205,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 3,444 | $204,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 2,197 | $204,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A706 | AGRICULTURE FD | 7,765 | $204,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 292 | $204,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 7,600 | $203,000 | thousands by filing date | call |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 7,587 | $203,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 32,365 | $203,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 13,787 | $203,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 6,050 | $203,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF FEBRUARY | 45782C425 | ETF | 7,389 | $203,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y725 | MORTGAGE PLUS BD | 4,010 | $203,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 18,459 | $203,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 5,093 | $202,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 26,650 | $202,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 13,141 | $201,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 2,162 | $200,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 9,174 | $200,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 20,780 | $200,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 8,278 | $200,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 19,229 | $199,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 43,435 | $198,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 15,181 | $197,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 37,879 | $197,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 34,062 | $197,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 32,903 | $196,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 13,067 | $194,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 13,056 | $194,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 10,941 | $193,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 14,020 | $193,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 50,656 | $193,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 49,534 | $192,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 11,362 | $192,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-21-000005 | this filing | 2021-11-15 | acceptance time not in the bulk data set |