13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-14, with 4,071 holding rows worth $86,992,284,000.
- Accession
- 0001403438-21-000003
- Filer
- CIK 1403438
- Filed
- 2021-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 4,071 entries on the cover page, a total value of $86,992,284,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $86,992,284,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MUELLER INDS INC COM | 624756102 | Stock | 6,906 | $286,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 2,002 | $286,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 21,868 | $286,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 800 | $285,000 | thousands by filing date | put |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 6,294 | $285,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 10,236 | $285,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 15,658 | $284,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 11,926 | $284,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 2,462 | $283,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 7,387 | $283,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 10,104 | $283,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 17,991 | $283,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 26,957 | $283,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 3,713 | $283,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 9,695 | $283,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 6,248 | $283,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 16,249 | $282,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 6,696 | $282,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 6,405 | $282,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 20,120 | $282,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 6,223 | $280,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 29,100 | $280,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 10,365 | $280,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 21,437 | $280,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 5,162 | $280,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 3,000 | $280,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,540 | $279,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 6,196 | $279,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 6,323 | $279,000 | thousands by filing date | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 4,236 | $278,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 10,671 | $278,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 15,850 | $277,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 49,750 | $277,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 5,347 | $277,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 40,680 | $276,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,300 | $275,000 | thousands by filing date | put |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 29,256 | $275,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 2,567 | $275,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 10,709 | $275,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 2,343 | $274,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 8,200 | $274,000 | thousands by filing date | put |
| BANNER CORP | 06652V208 | COM NEW | 5,135 | $274,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 17,087 | $274,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 7,713 | $274,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W601 | INVT GRAD VALU | 10,185 | $274,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 2,762 | $273,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 2,461 | $273,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 425 | $273,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 31,328 | $273,000 | thousands by filing date | |
| DBX ETF TR | 233051713 | XTRCK JP MRGN ES | 12,870 | $273,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 2,107 | $272,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 26,406 | $272,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 12,430 | $272,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 20,508 | $271,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 42,112 | $270,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 6,895 | $269,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 6,240 | $269,000 | thousands by filing date | |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 26,235 | $269,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 55,471 | $268,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 4,950 | $268,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 11,157 | $268,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 6,769 | $267,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 32,906 | $267,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 18,477 | $266,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 5,038 | $266,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 2,991 | $265,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 18,802 | $265,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 5,686 | $264,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 11,915 | $264,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 8,433 | $263,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 11,965 | $263,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 2,699 | $263,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 3,980 | $262,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 3,000 | $262,000 | thousands by filing date | call |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 6,031 | $262,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 19,629 | $262,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 5,897 | $261,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 10,882 | $261,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 7,892 | $260,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 16,031 | $258,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 7,800 | $258,000 | thousands by filing date | put |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 12,190 | $258,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 28,416 | $257,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 21,112 | $257,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 5,011 | $257,000 | thousands by filing date | |
| PROSHARES TR | 74347B250 | PSHS SH MDCAP400 | 10,060 | $257,000 | thousands by filing date | |
| FFBW INC MD | 30260M103 | COM | 22,887 | $257,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 8,427 | $256,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 19,334 | $256,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 12,876 | $256,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,000 | $255,000 | thousands by filing date | put |
| BOISE CASCADE CO DEL | 09739D100 | COM | 4,269 | $255,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 26,037 | $255,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR FTSE TAIWAN | 35473P686 | FTSE TAIWAN | 6,098 | $254,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 2,478 | $254,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 20,560 | $254,000 | thousands by filing date | |
| LEGATO MERGER CORP | 52473X205 | UNIT 12/31/2025 | 25,050 | $254,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 2,049 | $252,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 63,328 | $252,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 5,357 | $252,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 1,915 | $251,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 2,662 | $250,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 5,605 | $250,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 6,019 | $249,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 9,086 | $249,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 1,955 | $248,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 30,170 | $248,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 4,822 | $248,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 6,500 | $247,000 | thousands by filing date | call |
| NELNET INC | 64031N108 | CL A | 3,393 | $247,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 4,366 | $247,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 17,684 | $247,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 15,200 | $246,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 4,644 | $246,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 48,860 | $246,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 10,705 | $245,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 11,998 | $244,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 4,703 | $244,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 19,175 | $244,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 9,603 | $244,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 3,470 | $243,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 11,164 | $243,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 4,337 | $243,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 4,658 | $242,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 5,890 | $242,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 54,352 | $242,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 8,898 | $242,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 5,565 | $241,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 49,477 | $241,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 17,054 | $241,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 20,425 | $241,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 5,323 | $240,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 30,506 | $240,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 12,133 | $240,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 10,125 | $238,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 3,172 | $237,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 7,813 | $237,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 6,550 | $237,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 9,490 | $237,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C100 | CL A COM | 17,270 | $237,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 13,673 | $237,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 6,557 | $236,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 18,275 | $236,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 4,814 | $235,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 3,420 | $235,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 21,071 | $235,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 3,600 | $235,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 15,442 | $235,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 6,202 | $234,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 15,627 | $234,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 8,548 | $234,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 69,786 | $234,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 6,894 | $234,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 11,180 | $232,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 111,000 | $232,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 23,042 | $232,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 23,563 | $232,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP | 651448102 | COM CL A | 23,200 | $232,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 11,709 | $231,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 7,070 | $231,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 27,241 | $231,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 9,103 | $231,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 8,964 | $231,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 6,412 | $231,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 7,911 | $231,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 225,000 | $230,000 | thousands by filing date | principal |
| FOOT LOCKER INC | 344849104 | COM | 4,068 | $229,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 4,739 | $229,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 19,188 | $229,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 4,285 | $228,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 8,917 | $228,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 7,375 | $228,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 5,479 | $227,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 3,452 | $227,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 2,921 | $226,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,006 | $226,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 2,816 | $226,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 34,823 | $226,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 3,361 | $226,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONAL ESG FUND | 97717Y709 | ETF | 7,675 | $226,000 | thousands by filing date | |
| Invesco S&P International Dev Momt ETF | 46138E222 | SHS | 6,917 | $225,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 2,418 | $223,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 10,202 | $223,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 5,144 | $223,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 11,924 | $223,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 3,789 | $222,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 7,085 | $222,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 16,175 | $221,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 5,521 | $221,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 37,379 | $221,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 2,593 | $221,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 3,504 | $221,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 6,893 | $221,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 19,426 | $221,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,500 | $220,000 | thousands by filing date | put |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 14,271 | $220,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 12,930 | $220,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 47,338 | $220,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 10,224 | $220,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 22,793 | $220,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 6,749 | $220,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 41,075 | $219,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 8,315 | $219,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 26,863 | $219,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 10,711 | $219,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 8,523 | $219,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 15,074 | $218,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 17,497 | $218,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 8,179 | $218,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 12,064 | $218,000 | thousands by filing date | |
| GLOBAL X FOUNDER-RUN COMPANIES ETF | 37954Y681 | ETF | 6,831 | $218,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 4,531 | $217,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 9,074 | $217,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 3,837 | $217,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 3,529 | $217,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 6,945 | $216,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 884 | $215,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 4,342 | $215,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 40,967 | $215,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 3,253 | $215,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 6,606 | $215,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 4,076 | $214,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,841 | $214,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 8,482 | $214,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 6,298 | $214,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 5,121 | $213,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 16,754 | $213,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 6,201 | $213,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 12,060 | $213,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 26,310 | $213,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,000 | $212,000 | thousands by filing date | put |
| COMPUGEN LTD | M25722105 | ORD | 24,605 | $211,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED | 233277102 | SHARES CL A | 14,355 | $211,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 7,600 | $210,000 | thousands by filing date | call |
| CLEAN HARBORS INC COM | 184496107 | Stock | 2,503 | $210,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 3,122 | $210,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 2,777 | $209,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 9,379 | $209,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W401 | INTL LEADERS ETF | 6,350 | $209,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 116,862 | $209,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 210,000 | $209,000 | thousands by filing date | principal |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 12,417 | $208,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 8,368 | $208,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 100 | $207,000 | thousands by filing date | put |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 26,476 | $207,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 1,827 | $207,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 18,066 | $207,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 14,850 | $207,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 8,632 | $206,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 31,018 | $206,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 3,719 | $206,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046104 | CMN | 21,000 | $206,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 18,312 | $205,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 30,239 | $204,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y412 | RANGER EQUITY BE | 8,076 | $204,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 14,240 | $204,000 | thousands by filing date | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 3,952 | $203,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 3,800 | $203,000 | thousands by filing date | put |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 43,703 | $203,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 4,676 | $202,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 10,250 | $202,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 15,030 | $202,000 | thousands by filing date | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 16,326 | $202,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 25,600 | $202,000 | thousands by filing date | |
| INSPIRE INTERNATIONAL ETF | 66538H419 | ETF | 6,155 | $201,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 13,655 | $201,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C615 | GRWT100 PWR BUF | 5,452 | $201,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 1,064 | $200,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 15,422 | $200,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 13,743 | $200,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 10,407 | $199,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 19,697 | $199,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 17,777 | $198,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 20,663 | $196,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 10,365 | $196,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 72,194 | $193,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 139,000 | $193,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 32,932 | $192,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L119 | *W EXP 12/16/202 | 49,300 | $192,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 21,178 | $191,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 13,489 | $191,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 21,127 | $189,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 32,682 | $189,000 | thousands by filing date | |
| APPLIED UV INC | 03828V105 | COM | 18,800 | $188,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 63,303 | $187,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 14,679 | $186,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 10,693 | $186,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 66,076 | $184,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 14,093 | $183,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 13,757 | $183,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 11,456 | $183,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 13,105 | $182,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 15,082 | $181,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 27,770 | $180,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 54,640 | $180,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 11,819 | $179,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 13,275 | $179,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R306 | HIPS US HIGH INC | 12,292 | $179,000 | thousands by filing date | |
| PROSHARES TR | 74347B367 | DECLINE RETAIL | 10,272 | $179,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 41,386 | $178,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 11,373 | $177,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 11,843 | $177,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 22,900 | $177,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 17,504 | $176,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 14,814 | $176,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 18,079 | $175,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 32,450 | $175,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 49,007 | $174,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 11,770 | $174,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 11,142 | $172,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 13,000 | $171,000 | thousands by filing date | put |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 11,908 | $171,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 10,353 | $170,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 12,681 | $170,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 15,116 | $168,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 39,104 | $168,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 51,800 | $168,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 33,270 | $167,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 13,238 | $166,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 22,250 | $166,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 24,830 | $166,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 52,549 | $166,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288100 | CL A SHS | 15,700 | $166,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 40,428 | $164,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 38,600 | $164,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 11,581 | $163,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 19,445 | $163,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 10,044 | $162,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 16,250 | $162,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 25,395 | $161,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 37,238 | $161,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 31,761 | $161,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 40,784 | $160,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 13,674 | $160,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 152,778 | $160,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 29,098 | $159,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 13,353 | $158,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 39,375 | $158,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 11,541 | $157,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 27,542 | $155,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 23,093 | $154,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 11,875 | $153,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 33,633 | $153,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 16,848 | $152,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 15,232 | $152,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 12,068 | $151,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 26,510 | $150,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 16,100 | $149,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 10,407 | $149,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 11,599 | $148,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 13,888 | $148,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 10,174 | $148,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 13,808 | $148,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 92,949 | $147,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 39,472 | $147,000 | thousands by filing date | |
| GOOD WORKS ACQUISITION CORP | 38216X107 | COM | 13,616 | $147,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 10,169 | $146,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 13,043 | $146,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 16,150 | $146,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 74,288 | $146,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762107 | COM | 14,650 | $146,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 19,328 | $145,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 13,512 | $141,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 19,500 | $140,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 10,346 | $139,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 59,595 | $139,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 15,700 | $137,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 16,840 | $135,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 10,155 | $134,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 14,839 | $133,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 40,375 | $131,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 14,459 | $131,000 | thousands by filing date | |
| SPRING VALLEY ACQ CORP | G8377A108 | COMMON STOCK-FO | 12,950 | $131,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 14,350 | $130,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 13,035 | $129,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 11,811 | $129,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 36,418 | $129,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 38,296 | $127,000 | thousands by filing date | |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 44,750 | $127,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 12,520 | $126,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 20,898 | $126,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION II | G0R21B120 | UNIT 03/16/2028 | 12,500 | $125,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 12,600 | $123,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 10,800 | $122,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 14,740 | $122,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 19,906 | $121,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 12,562 | $121,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 14,250 | $119,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 11,433 | $118,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 16,330 | $118,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H100 | CMN | 11,623 | $118,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 27,907 | $117,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 42,500 | $117,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 32,526 | $117,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 19,314 | $116,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 10,300 | $116,000 | thousands by filing date | |
| SEVEN OAKS ACQUISITION CORP | 81787X106 | COM CL A | 11,900 | $116,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CORP UNIT EXP 091025 | 85521J208 | Stock | 11,450 | $116,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 19,907 | $115,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 20,264 | $115,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 11,365 | $112,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 27,861 | $112,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 10,000 | $112,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 47,634 | $112,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L100 | CMN | 11,500 | $112,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 13,225 | $111,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 11,574 | $111,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 61,586 | $111,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 13,132 | $110,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 16,800 | $110,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 11,214 | $109,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 24,473 | $109,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 23,477 | $109,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 14,139 | $108,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 15,657 | $107,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 97,430 | $106,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 62,650 | $106,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 10,662 | $105,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 19,473 | $104,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 10,969 | $104,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 41,100 | $103,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 14,343 | $103,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 34,181 | $102,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 28,447 | $102,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 10,103 | $101,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 30,512 | $101,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 23,593 | $101,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 14,575 | $100,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 20,961 | $99,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 22,639 | $98,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 11,000 | $97,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 12,393 | $97,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 12,342 | $96,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 48,000 | $96,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 15,208 | $95,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 16,898 | $94,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 14,384 | $93,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 15,141 | $91,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 11,487 | $90,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 17,684 | $90,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 35,000 | $89,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 10,331 | $88,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 25,091 | $88,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 30,316 | $87,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 56,510 | $87,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 10,950 | $86,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A168 | RIGHT 04/14/2021 | 771,729 | $86,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 18,784 | $85,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 40,000 | $85,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 22,123 | $83,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 30,302 | $82,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 13,426 | $82,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 10,470 | $82,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 29,536 | $81,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 11,953 | $80,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 16,115 | $80,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 16,217 | $78,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 13,735 | $78,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 16,667 | $77,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 10,546 | $77,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 22,325 | $77,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 28,943 | $76,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 66,814 | $75,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 74,311 | $74,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 23,500 | $73,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 46,894 | $72,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 31,000 | $70,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 12,240 | $69,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 11,017 | $68,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 23,075 | $67,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 10,496 | $66,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 42,750 | $65,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 17,800 | $64,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 26,110 | $63,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 16,698 | $63,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 47,000 | $62,000 | thousands by filing date | principal |
| ANTARES PHARMA INC | 036642106 | COM | 14,655 | $60,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 25,452 | $59,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 15,720 | $59,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 84,940 | $59,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 19,625 | $59,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 17,875 | $57,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 12,750 | $56,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 17,000 | $56,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 10,794 | $55,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 45,100 | $55,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 42,584 | $54,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 13,730 | $53,000 | thousands by filing date | |
| INNATE PHARMA S A | 45781K204 | SPONSORED ADS | 12,000 | $52,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 24,844 | $52,000 | thousands by filing date | |
| LM FDG AMER INC COM NEW | 502074305 | Stock | 40,000 | $52,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 12,550 | $51,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 43,720 | $51,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 30,303 | $51,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 50,000 | $51,000 | thousands by filing date | principal |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 46,000 | $50,000 | thousands by filing date | principal |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 12,510 | $48,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 18,300 | $48,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 50,218 | $47,000 | thousands by filing date | principal |
| THERAPEUTICSMD INC | 88338N107 | COM | 33,695 | $45,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-21-000003 | this filing | 2021-05-14 | acceptance time not in the bulk data set |