13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 3,805 holding rows worth $77,221,974,000.
- Accession
- 0001403438-21-000002
- Filer
- CIK 1403438
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 3,805 entries on the cover page, a total value of $77,221,974,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $77,221,974,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 17,689 | $666,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 25,631 | $666,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 23,649 | $665,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 18,364 | $664,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 25,919 | $664,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 29,611 | $663,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 15,227 | $663,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 12,520 | $661,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 50,357 | $661,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 28,346 | $660,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 211,548 | $660,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 45,650 | $658,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 52,367 | $657,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 9,809 | $656,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 17,454 | $655,000 | thousands by filing date | |
| LISTED FDS TR | 53656F847 | CORE ALT FD | 22,805 | $654,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 24,341 | $654,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 55,455 | $652,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 49,909 | $651,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 7,454 | $651,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 15,190 | $650,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 9,928 | $648,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 9,960 | $647,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 15,398 | $647,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 9,500 | $647,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 32,142 | $645,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 9,295 | $644,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 46,139 | $644,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 9,258 | $643,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 42,916 | $642,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 26,473 | $642,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 10,525 | $641,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 33,403 | $641,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 3,109 | $640,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 11,422 | $636,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 28,010 | $634,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 23,709 | $633,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 59,166 | $633,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 47,850 | $633,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 15,496 | $632,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 38,040 | $630,000 | thousands by filing date | |
| CMC MATERIALS INC | 12571T100 | COM | 4,161 | $630,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 40,839 | $629,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 6,047 | $629,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 12,435 | $627,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 36,284 | $627,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 102,464 | $627,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 5,694 | $626,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 26,745 | $626,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 16,645 | $625,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 22,334 | $625,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 3,182 | $625,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 15,682 | $624,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 25,511 | $624,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 26,750 | $623,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,373 | $623,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 24,908 | $623,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 16,629 | $622,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 4,959 | $622,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 4,911 | $621,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 17,611 | $621,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 52,915 | $621,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 24,703 | $621,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 24,079 | $620,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 7,600 | $620,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 7,424 | $620,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 26,959 | $618,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 7,437 | $618,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 34,823 | $618,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 11,843 | $618,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 12,391 | $618,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 22,859 | $617,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 69,351 | $617,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 53,275 | $617,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 139,529 | $615,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 18,657 | $615,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 72,863 | $614,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 23,617 | $614,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 12,157 | $612,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 40,801 | $612,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 3,065 | $611,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 6,135 | $609,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 7,392 | $608,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 6,862 | $608,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 34,670 | $606,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 16,336 | $605,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 6,552 | $603,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 197,695 | $603,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 20,538 | $603,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 57,626 | $602,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 10,942 | $601,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 73,710 | $601,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 39,644 | $601,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,457 | $600,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 37,831 | $600,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 27,825 | $597,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 23,027 | $597,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 18,666 | $596,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 5,853 | $595,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 6,796 | $593,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 10,178 | $592,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 11,554 | $592,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 33,817 | $591,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 16,853 | $591,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 94,385 | $591,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 4,580 | $590,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 8,927 | $589,000 | thousands by filing date | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 10,936 | $589,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 24,913 | $588,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 4,252 | $587,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 13,641 | $586,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 7,670 | $585,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 55,684 | $584,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 13,024 | $584,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 51,810 | $583,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 20,211 | $583,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 10,809 | $583,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 69,705 | $583,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 33,177 | $581,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 2,959 | $581,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 17,276 | $579,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 15,401 | $579,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 70,151 | $579,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 22,268 | $577,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 27,681 | $577,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 59,066 | $577,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 19,252 | $577,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 13,153 | $575,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 9,769 | $574,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 71,584 | $572,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 8,907 | $572,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 11,116 | $572,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 14,139 | $572,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 41,115 | $571,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 17,542 | $570,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 11,289 | $570,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,900 | $569,000 | thousands by filing date | put |
| SSR MINING IN | 784730103 | COM | 28,316 | $569,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 133,857 | $569,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 13,144 | $568,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 63,184 | $568,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 21,832 | $566,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 6,490 | $564,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 9,580 | $563,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 7,302 | $562,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 12,639 | $562,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 10,707 | $561,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 8,128 | $561,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 10,291 | $561,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 28,274 | $560,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 3,647 | $560,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 28,539 | $558,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 19,795 | $557,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 21,333 | $556,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 38,809 | $555,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 33,788 | $555,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 8,227 | $555,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 8,501 | $553,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 22,260 | $552,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 5,935 | $551,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 15,332 | $550,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 30,914 | $549,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 19,335 | $548,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 49,000 | $548,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 4,490 | $547,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 3,472 | $547,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 7,500 | $547,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 6,884 | $546,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 6,577 | $546,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E479 | PURBTA FTSE EM | 19,285 | $546,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 8,721 | $545,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 51,460 | $545,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 9,275 | $544,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 4,474 | $542,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 22,958 | $542,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 6,569 | $541,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 55,374 | $540,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 178,324 | $540,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 84,329 | $537,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 37,384 | $537,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 40,000 | $537,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 80,266 | $537,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 20,964 | $536,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 35,759 | $536,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 91,582 | $535,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 9,635 | $535,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 13,341 | $535,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 36,851 | $535,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 5,827 | $534,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 19,466 | $534,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 22,830 | $534,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 23,954 | $533,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 13,252 | $533,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 50,435 | $533,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 12,201 | $533,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 7,043 | $532,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,000 | $531,000 | thousands by filing date | call |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 5,136 | $531,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 7,377 | $531,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 26,653 | $530,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 20,591 | $529,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 16,119 | $528,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 29,311 | $528,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 11,102 | $527,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 49,324 | $527,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 31,010 | $527,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 300 | $526,000 | thousands by filing date | put |
| VERACYTE INC COM | 92337F107 | Stock | 10,754 | $526,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 14,914 | $526,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 20,694 | $526,000 | thousands by filing date | |
| AVIENT CORPORATION | 05368V106 | COM | 13,032 | $525,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 8,824 | $525,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 524 | $524,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 62,934 | $523,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 181,127 | $522,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 9,163 | $521,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 72,558 | $521,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 173,320 | $520,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 10,339 | $519,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 11,512 | $518,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 39,485 | $518,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 7,393 | $518,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 4,487 | $517,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 5,488 | $516,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 2,024 | $515,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 11,298 | $515,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 2,199 | $515,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 12,713 | $515,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 3,289 | $514,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 11,496 | $513,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 37,755 | $513,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 14,856 | $513,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 28,144 | $512,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 29,208 | $512,000 | thousands by filing date | |
| INVESTMENT MANAGERS SER TR | 46143U849 | KNWLDL LD ETF | 12,101 | $512,000 | thousands by filing date | |
| INSU ACQUISITION CORP II | 457821106 | COM CL A | 32,857 | $511,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 3,738 | $510,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 6,422 | $509,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 128,934 | $509,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 49,805 | $508,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 12,576 | $507,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 15,656 | $507,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 3,713 | $506,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 5,935 | $505,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 104,815 | $504,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 19,670 | $504,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 32,726 | $504,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 6,567 | $504,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 16,700 | $503,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 13,025 | $503,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 16,335 | $503,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 20,934 | $503,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 11,609 | $502,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 9,863 | $502,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 11,445 | $502,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 96,426 | $502,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 95,183 | $501,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 2,112 | $501,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 38,008 | $501,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 9,860 | $501,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 4,357 | $500,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 16,025 | $499,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 12,417 | $498,000 | thousands by filing date | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 14,957 | $496,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 8,930 | $496,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 71,531 | $496,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 21,463 | $495,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 29,982 | $495,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 86,760 | $495,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 103,319 | $495,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 9,746 | $494,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 24,077 | $494,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 7,983 | $494,000 | thousands by filing date | |
| NULL | 301505749 | NULL | 16,762 | $494,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 19,345 | $493,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 6,417 | $493,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 12,129 | $493,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 5,616 | $492,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 35,804 | $492,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 9,802 | $492,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 33,771 | $489,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 52,615 | $489,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 8,101 | $486,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 33,538 | $486,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 8,776 | $486,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 3,196 | $485,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 17,583 | $485,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 15,616 | $485,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 32,532 | $485,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 3,231 | $485,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 39,132 | $484,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 65,217 | $483,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G798 | VIRTUS PVT CR | 23,837 | $482,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 26,776 | $481,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 10,299 | $481,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 33,439 | $480,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R738 | CMN | 19,526 | $480,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 18,329 | $480,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 4,363 | $478,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 39,441 | $478,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 76,525 | $478,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 13,905 | $478,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 16,653 | $477,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 44,294 | $477,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 16,027 | $476,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 27,819 | $476,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 10,317 | $476,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 27,017 | $475,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 19,774 | $475,000 | thousands by filing date | |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 9,317 | $475,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288100 | CL A SHS | 46,100 | $475,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 17,966 | $474,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 24,150 | $474,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 22,061 | $474,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 7,079 | $472,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 26,826 | $471,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 15,271 | $469,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 4,775 | $468,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 31,800 | $468,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 18,079 | $467,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 6,520 | $466,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 3,952 | $466,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 12,561 | $466,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 8,927 | $466,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E347 | S&P500 MIN VAR | 13,734 | $466,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 4,486 | $465,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 30,980 | $465,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 10,952 | $464,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 5,866 | $464,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 31,231 | $464,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y574 | ADAPTIVE US | 18,068 | $464,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 14,600 | $464,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 10,734 | $462,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 7,207 | $462,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 10,919 | $462,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 13,147 | $462,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 36,200 | $461,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 7,430 | $460,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 7,404 | $458,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 11,030 | $457,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 6,702 | $457,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 12,391 | $457,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 8,045 | $457,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 32,882 | $457,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 43,865 | $456,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 3,133 | $456,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 5,115 | $454,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 7,116 | $454,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 34,682 | $452,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 7,601 | $451,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 18,031 | $450,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 15,260 | $449,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 10,556 | $449,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 10,486 | $448,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 3,348 | $448,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 43,671 | $448,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 9,940 | $448,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 9,739 | $444,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 14,516 | $444,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 4,217 | $444,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 46,947 | $443,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 35,784 | $442,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 67,930 | $442,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 9,094 | $441,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 23,924 | $441,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 10,784 | $440,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 7,927 | $440,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 16,251 | $440,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 39,709 | $440,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 7,791 | $438,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 13,463 | $438,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 15,235 | $438,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 12,022 | $437,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G102 | LADRD FD US EQT | 13,149 | $437,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 37,186 | $436,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 8,807 | $436,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 28,981 | $436,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 21,662 | $435,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 44,249 | $435,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 11,615 | $434,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 5,514 | $434,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 16,099 | $434,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 24,354 | $434,000 | thousands by filing date | |
| ISHARES TR | 46435U226 | IBONDS 21 TRM HG | 17,896 | $434,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 16,720 | $433,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 4,728 | $432,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 15,527 | $432,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 22,279 | $432,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 12,865 | $431,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 18,424 | $431,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 22,734 | $431,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 19,768 | $431,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 1,692 | $429,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 28,243 | $429,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 26,212 | $428,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 6,520 | $428,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 29,292 | $428,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 5,671 | $428,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 9,914 | $427,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 27,625 | $427,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 31,080 | $426,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 16,945 | $426,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 15,713 | $426,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 53,994 | $426,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 33,622 | $425,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 3,144 | $425,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 32,630 | $425,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 3,275 | $422,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 12,930 | $422,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 7,787 | $421,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 7,229 | $419,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 34,529 | $418,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 18,388 | $418,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 14,949 | $418,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 13,176 | $418,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 9,727 | $416,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 30,403 | $416,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 15,403 | $416,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 13,954 | $415,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 15,105 | $415,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 17,554 | $415,000 | thousands by filing date | |
| DEERFIELD HEALTHCARE TECH AC | 244413100 | COM CL A | 26,609 | $415,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 11,470 | $414,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 12,134 | $414,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 63,328 | $414,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 44,907 | $413,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 17,007 | $413,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 34,552 | $412,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 44,030 | $412,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 5,404 | $411,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 4,668 | $411,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 24,044 | $410,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 9,373 | $410,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 28,931 | $409,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 23,753 | $409,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 7,560 | $408,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 4,803 | $408,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 27,811 | $407,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 45,968 | $407,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 21,548 | $406,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 10,907 | $405,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 4,412 | $405,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 34,128 | $405,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 8,653 | $405,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 17,889 | $405,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 41,709 | $405,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 3,587 | $404,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 21,720 | $404,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 10,758 | $404,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 14,816 | $404,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 5,460 | $403,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 12,614 | $401,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 15,583 | $401,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 45,173 | $401,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 17,283 | $400,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 14,403 | $400,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 9,183 | $399,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 27,238 | $399,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 6,858 | $399,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,777 | $398,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 15,395 | $398,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 18,507 | $397,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 18,577 | $397,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 4,061 | $395,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 126,080 | $395,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 39,287 | $394,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 9,507 | $393,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 52,369 | $392,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 22,024 | $392,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 3,783 | $391,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 5,188 | $390,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 12,622 | $390,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 8,664 | $390,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 10,354 | $389,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 7,315 | $389,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A200 | BLNCD MLTI AST | 25,648 | $389,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 11,792 | $388,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 16,138 | $388,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 19,848 | $387,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 21,422 | $387,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 26,391 | $387,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 2,323 | $387,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072208 | CMN | 9,140 | $387,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 24,728 | $387,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,600 | $386,000 | thousands by filing date | put |
| CARETRUST REIT INC COM | 14174T107 | REIT | 17,408 | $386,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 6,421 | $386,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 6,410 | $386,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 35,395 | $386,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,400 | $385,000 | thousands by filing date | put |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 4,608 | $385,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 36,541 | $385,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 39,854 | $385,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 8,692 | $385,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 12,533 | $385,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 11,029 | $384,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 7,078 | $384,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 21,958 | $383,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 26,123 | $383,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 55,713 | $383,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-21-000002 | this filing | 2021-02-12 | acceptance time not in the bulk data set |