13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-13, with 3,458 holding rows worth $57,394,151,000.
- Accession
- 0001403438-20-000006
- Filer
- CIK 1403438
- Filed
- 2020-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 3,458 entries on the cover page, a total value of $57,394,151,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $57,394,151,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 10,692 | $447,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 12,525 | $447,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 43,675 | $446,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 9,466 | $446,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 2,160 | $445,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 34,797 | $445,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 14,578 | $444,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 19,441 | $443,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 9,771 | $442,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 19,455 | $442,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 10,858 | $441,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 12,890 | $440,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 18,880 | $440,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 11,553 | $439,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 15,461 | $438,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 35,994 | $437,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 8,121 | $436,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R738 | CMN | 21,214 | $434,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 7,874 | $433,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 15,315 | $433,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 2,528 | $432,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 3,532 | $432,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 149,575 | $431,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 11,716 | $431,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 8,991 | $431,000 | thousands by filing date | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 8,883 | $431,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 36,983 | $431,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 11,614 | $431,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 18,018 | $430,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 15,067 | $428,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 8,557 | $427,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 99,430 | $427,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 6,565 | $427,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 41,060 | $426,000 | thousands by filing date | |
| STRATEGY SHS | 86280R803 | DAY HAGAN SMART | 17,776 | $426,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 300 | $425,000 | thousands by filing date | put |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 30,945 | $425,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 25,966 | $424,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 8,796 | $424,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 11,686 | $424,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 129,570 | $424,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 3,688 | $424,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 13,085 | $424,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 29,229 | $424,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 29,401 | $424,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 5,955 | $423,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 81,716 | $422,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E479 | PURBTA FTSE EM | 18,707 | $422,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 7,211 | $421,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 37,847 | $421,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 13,613 | $419,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 19,238 | $419,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 18,710 | $419,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 26,374 | $418,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 3,479 | $418,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 3,521 | $418,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 55,225 | $418,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 12,869 | $418,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 3,004 | $417,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 8,564 | $417,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 18,729 | $416,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 19,540 | $415,000 | thousands by filing date | |
| Collier Creek Holdings | G22707106 | COM | 30,261 | $415,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 9,077 | $414,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 13,492 | $414,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q787 | CMN | 14,829 | $414,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 16,147 | $413,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 12,669 | $413,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 16,241 | $413,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 42,603 | $412,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 5,618 | $412,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 33,396 | $411,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 11,157 | $410,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 14,332 | $410,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 42,395 | $410,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 13,904 | $409,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 8,037 | $408,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 17,681 | $408,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 16,510 | $408,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 7,100 | $408,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 52,800 | $408,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 10,437 | $408,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 9,767 | $408,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 5,225 | $406,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 6,618 | $406,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 3,099 | $406,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 21,617 | $406,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 16,542 | $406,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 13,194 | $405,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 1,398 | $405,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 55,010 | $405,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 9,761 | $404,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 11,702 | $404,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 11,976 | $403,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 4,105 | $403,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 7,040 | $401,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 8,508 | $400,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 39,164 | $400,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 25,262 | $400,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 55,160 | $400,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 20,370 | $400,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 24,937 | $399,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J569 | BULSHS 2021 MUNI | 15,746 | $399,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 9,654 | $398,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 14,242 | $398,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 8,653 | $397,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 22,523 | $397,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X149 | FNDMTL US SHRT | 8,473 | $397,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 12,259 | $394,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 42,258 | $393,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 31,540 | $392,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 35,897 | $391,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 12,683 | $391,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 39,085 | $391,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 11,461 | $390,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 5,324 | $390,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 34,283 | $389,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 15,954 | $389,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 170,458 | $389,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 10,071 | $389,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 20,718 | $388,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 14,512 | $388,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 15,240 | $388,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 9,368 | $388,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 15,424 | $388,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 73,340 | $387,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 35,838 | $387,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 3,426 | $387,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 8,807 | $387,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 55,971 | $386,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 75,459 | $386,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 34,657 | $386,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 2,808 | $385,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 6,555 | $385,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 3,978 | $385,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 43,473 | $385,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 19,379 | $384,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 30,035 | $384,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 21,395 | $384,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 34,914 | $383,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 49,947 | $383,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 36,657 | $383,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 12,848 | $383,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q795 | US DIVIDEND | 17,089 | $382,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 6,008 | $381,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 4,514 | $381,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 5,793 | $381,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 5,972 | $379,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 12,207 | $379,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 13,880 | $379,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 7,980 | $378,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 15,880 | $377,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 27,781 | $377,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 14,923 | $376,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 5,261 | $375,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 16,917 | $374,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 22,279 | $374,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 9,427 | $374,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 24,892 | $374,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 7,320 | $374,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 5,826 | $373,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 25,011 | $373,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 9,166 | $372,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 6,816 | $372,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 9,028 | $372,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 14,536 | $372,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 4,665 | $371,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 2,508 | $371,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 18,232 | $371,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 18,522 | $370,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 5,878 | $370,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 103,265 | $370,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 23,586 | $369,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 20,009 | $369,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 7,888 | $367,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 26,187 | $367,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 10,320 | $367,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 7,277 | $366,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 8,450 | $366,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 4,397 | $365,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 9,308 | $364,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 15,187 | $364,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 32,192 | $364,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 39,098 | $364,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 3,849 | $363,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 26,177 | $363,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 14,571 | $363,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 4,954 | $361,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 7,350 | $361,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 20,374 | $361,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 7,394 | $361,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,000 | $360,000 | thousands by filing date | put |
| MKS INC. COM | 55306N104 | Stock | 3,182 | $360,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 49,453 | $360,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 7,287 | $359,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 3,696 | $359,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 11,118 | $358,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 35,650 | $358,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 45,349 | $358,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 16,165 | $357,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 8,217 | $355,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 33,316 | $355,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 74,511 | $355,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 14,653 | $355,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 3,715 | $354,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 15,460 | $354,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 42,604 | $354,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 8,361 | $353,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 34,480 | $353,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 6,638 | $352,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 21,500 | $352,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 9,910 | $352,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,700 | $351,000 | thousands by filing date | put |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 33,450 | $351,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 2,939 | $351,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 9,199 | $350,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 12,007 | $350,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 15,594 | $349,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 48,302 | $349,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 33,956 | $349,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 76,855 | $348,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 14,964 | $347,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 15,333 | $347,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 11,041 | $346,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 27,628 | $346,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 11,644 | $344,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 45,994 | $344,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 23,350 | $344,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 19,484 | $344,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 15,032 | $343,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 6,403 | $342,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 4,735 | $341,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 15,989 | $341,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 9,700 | $341,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 11,220 | $341,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 17,918 | $341,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 6,428 | $341,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 12,492 | $340,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 22,040 | $339,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 8,186 | $339,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 21,769 | $339,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 46,616 | $339,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 13,548 | $339,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 36,232 | $339,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 47,259 | $338,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 21,643 | $338,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 30,632 | $337,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 23,954 | $337,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 29,928 | $336,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 19,472 | $336,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 13,098 | $336,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 89,351 | $334,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 24,051 | $334,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 8,666 | $334,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 29,147 | $333,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 146,083 | $333,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 21,615 | $332,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,069 | $332,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 15,397 | $331,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 1,783 | $331,000 | thousands by filing date | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 8,671 | $330,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 69,636 | $330,000 | thousands by filing date | |
| GOLDMAN SACHS PHYSICAL GOLD ETF | 715426102 | UNIT | 18,585 | $330,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 3,077 | $329,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 27,947 | $329,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 7,522 | $329,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 25,689 | $329,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 2,963 | $328,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 23,291 | $328,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 21,331 | $328,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 33,777 | $328,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 12,182 | $328,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 13,950 | $328,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 9,033 | $327,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 7,018 | $327,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 127,426 | $326,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,100 | $325,000 | thousands by filing date | put |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 7,886 | $325,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 3,517 | $325,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 34,030 | $325,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 7,971 | $325,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 52,456 | $325,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,400 | $324,000 | thousands by filing date | put |
| VICI PPTYS INC COM | 925652109 | REIT | 16,054 | $324,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 365 | $324,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 11,064 | $323,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 14,446 | $322,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416706 | Cmn | 11,640 | $322,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 2,030 | $321,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 13,194 | $320,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 9,803 | $320,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 3,858 | $319,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 25,245 | $318,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 6,263 | $318,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 211,657 | $317,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 16,914 | $317,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 12,719 | $317,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 16,366 | $316,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 3,984 | $316,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 2,628 | $315,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 4,865 | $315,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 4,438 | $314,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 6,989 | $314,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 22,916 | $313,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 10,630 | $312,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 19,813 | $311,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 10,873 | $310,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 5,643 | $310,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 33,440 | $310,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 6,375 | $309,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 22,329 | $308,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 75,242 | $308,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 16,572 | $308,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 11,949 | $308,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 2,769 | $307,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 10,923 | $307,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 39,826 | $307,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y201 | QUALITY ETF | 7,878 | $307,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 3,618 | $306,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 9,885 | $306,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 13,157 | $306,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 33,176 | $305,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 5,129 | $305,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 3,029 | $304,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 6,304 | $303,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 21,350 | $303,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,900 | $302,000 | thousands by filing date | put |
| DELMAR BANCORP | 247035207 | COM NEW | 46,001 | $302,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 4,955 | $301,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 46,616 | $301,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 13,428 | $300,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X198 | US CORP BOND FD | 5,504 | $300,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 217,450 | $300,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 4,608 | $299,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 4,369 | $299,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 13,040 | $299,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 7,751 | $299,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 19,927 | $298,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 43,195 | $298,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 44,637 | $298,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 19,698 | $297,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 4,042 | $297,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 37,877 | $297,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRADED FD | 74255Y706 | PRINCIPAL ACTV | 11,320 | $297,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 6,839 | $296,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 33,296 | $296,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER APRIL | 45782C805 | ETF | 12,245 | $296,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,800 | $295,000 | thousands by filing date | put |
| FIRST LONG IS CORP | 320734106 | COM | 18,060 | $295,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 23,535 | $294,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 16,689 | $294,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 21,894 | $294,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 32,655 | $293,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 9,565 | $292,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 5,404 | $291,000 | thousands by filing date | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 43,317 | $291,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 11,261 | $291,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 4,551 | $291,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 4,372 | $291,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 12,176 | $290,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 3,324 | $289,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 7,560 | $289,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 32,427 | $289,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 16,469 | $287,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,455 | $286,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 5,516 | $286,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 25,177 | $286,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 11,552 | $286,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 35,024 | $286,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 12,097 | $285,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 27,587 | $284,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 9,863 | $284,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 13,601 | $284,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 82,688 | $284,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 3,591 | $283,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 24,826 | $283,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 26,899 | $283,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 3,448 | $283,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 36,261 | $282,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 11,813 | $282,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 17,578 | $282,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 4,508 | $281,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 5,715 | $281,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 7,761 | $280,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 31,241 | $280,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 65,357 | $280,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 3,556 | $279,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 14,304 | $279,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 6,384 | $279,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 11,314 | $278,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 25,609 | $278,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 12,322 | $278,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 3,233 | $277,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 6,660 | $277,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 12,635 | $277,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 8,961 | $277,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 9,484 | $277,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 15,693 | $276,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 11,069 | $276,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 5,274 | $275,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 6,596 | $275,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,276 | $275,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 18,658 | $274,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 5,311 | $273,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 12,685 | $273,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 11,246 | $272,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 9,450 | $271,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 2,958 | $271,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 58,201 | $271,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 8,509 | $271,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 12,746 | $270,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 23,407 | $269,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 5,965 | $267,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 5,914 | $267,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 11,741 | $267,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 4,230 | $266,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 5,939 | $266,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 14,191 | $266,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 1,492 | $266,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 5,228 | $266,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 35,734 | $266,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 8,475 | $266,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 46,295 | $266,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 25,688 | $266,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 17,074 | $265,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 23,067 | $265,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 2,181 | $264,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 3,634 | $264,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y821 | CMN | 9,860 | $264,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 4,977 | $263,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 7,234 | $263,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 21,294 | $263,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 14,979 | $262,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 16,161 | $262,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 23,884 | $260,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 19,347 | $260,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 8,443 | $259,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 19,658 | $259,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 9,383 | $259,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 9,381 | $259,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 26,895 | $259,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 3,840 | $258,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 13,384 | $258,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 4,470 | $257,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 21,401 | $257,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 30,605 | $257,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 10,489 | $257,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 21,008 | $257,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 6,793 | $256,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 18,385 | $256,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 16,022 | $256,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 13,885 | $256,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 11,270 | $255,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 5,976 | $254,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 10,003 | $254,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 101,982 | $254,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 11,257 | $253,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 9,164 | $253,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 10,330 | $253,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 7,023 | $253,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 6,436 | $253,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 9,252 | $253,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 4,272 | $252,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 21,164 | $251,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 65,166 | $251,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 8,307 | $251,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 2,796 | $250,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 55,173 | $250,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 5,054 | $250,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 23,265 | $249,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 11,355 | $249,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 2,069 | $248,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 6,590 | $248,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,349 | $248,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 6,399 | $247,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 4,548 | $247,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 22,902 | $247,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 3,121 | $247,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 14,960 | $247,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 62,181 | $246,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 5,161 | $246,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 4,618 | $246,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,500 | $245,000 | thousands by filing date | put |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 31,161 | $245,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 4,912 | $244,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 32,168 | $244,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 2,717 | $243,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 8,965 | $243,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 2,385 | $243,000 | thousands by filing date | |
| NATIXIS ETF TR | 63873X109 | SEEYOND INTL ETF | 6,348 | $243,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 6,834 | $242,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,816 | $242,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 32,279 | $242,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 2,603 | $242,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 15,513 | $240,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 27,852 | $240,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 18,100 | $240,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 6,044 | $240,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 25,419 | $239,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 12,632 | $239,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-20-000006 | this filing | 2020-08-13 | acceptance time not in the bulk data set |