13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-13, with 3,458 holding rows worth $57,394,151,000.
- Accession
- 0001403438-20-000006
- Filer
- CIK 1403438
- Filed
- 2020-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 3,458 entries on the cover page, a total value of $57,394,151,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $57,394,151,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CAPITAL ONE FINL CORP | 14040H105 | COM | 62,697 | $3,924,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 31,040 | $3,920,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 124,513 | $3,882,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 30,421 | $3,880,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 44,532 | $3,872,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 314,147 | $3,867,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 198,638 | $3,854,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 228,881 | $3,845,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 72,459 | $3,821,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 365,540 | $3,820,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 867,755 | $3,818,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 201,744 | $3,783,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 355,086 | $3,778,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 75,656 | $3,777,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 72,552 | $3,775,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 157,081 | $3,742,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 35,298 | $3,735,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 139,927 | $3,733,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 151,019 | $3,726,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 34,676 | $3,719,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 15,685 | $3,717,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 24,542 | $3,716,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 56,079 | $3,705,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 211,688 | $3,705,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 121,358 | $3,695,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 84,833 | $3,689,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 174,447 | $3,684,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 70,359 | $3,676,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 87,827 | $3,674,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 70,939 | $3,672,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 70,133 | $3,660,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 94,128 | $3,650,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 149,260 | $3,634,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 100,392 | $3,624,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 9,805 | $3,622,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 97,551 | $3,611,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 10,891 | $3,596,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 40,600 | $3,594,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 247,853 | $3,591,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 174,812 | $3,587,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 99,392 | $3,557,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 18,767 | $3,541,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 50,212 | $3,533,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 118,516 | $3,521,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 111,233 | $3,513,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 48,343 | $3,508,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 98,974 | $3,486,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 32,365 | $3,477,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 201,282 | $3,476,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 132,067 | $3,465,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 28,222 | $3,461,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 275,546 | $3,450,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 60,714 | $3,450,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 87,967 | $3,432,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 265,105 | $3,430,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 77,686 | $3,422,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 66,540 | $3,397,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 55,983 | $3,393,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 200,335 | $3,386,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 58,539 | $3,386,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 45,839 | $3,380,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 38,373 | $3,378,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 186,963 | $3,367,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 65,197 | $3,366,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 34,857 | $3,366,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 32,326 | $3,361,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 511,056 | $3,358,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 19,398 | $3,354,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 147,278 | $3,337,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 108,716 | $3,335,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 232,666 | $3,332,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 62,752 | $3,329,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 69,352 | $3,328,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 12,071 | $3,313,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 35,309 | $3,312,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 2,932 | $3,308,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 97,664 | $3,303,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 53,899 | $3,285,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 33,392 | $3,285,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 320,316 | $3,283,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 140,878 | $3,279,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 59,562 | $3,275,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 250,412 | $3,273,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 180,846 | $3,273,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 13,518 | $3,265,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 52,720 | $3,249,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 59,115 | $3,248,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 41,019 | $3,243,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 258,467 | $3,241,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 36,253 | $3,240,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 49,148 | $3,230,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 106,549 | $3,227,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 47,050 | $3,217,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 55,757 | $3,196,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 97,670 | $3,195,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 65,695 | $3,186,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 21,168 | $3,184,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 19,853 | $3,183,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 138,293 | $3,182,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 84,340 | $3,172,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 66,467 | $3,171,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 59,259 | $3,170,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 115,359 | $3,168,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 95,582 | $3,161,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 223,194 | $3,160,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 63,364 | $3,151,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 32,753 | $3,143,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 81,138 | $3,136,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 148,144 | $3,133,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 447,724 | $3,130,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 18,248 | $3,125,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 23,916 | $3,115,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 336,036 | $3,105,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E880 | DORSEY WRIGHT PE | 122,327 | $3,100,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 254,311 | $3,098,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 32,304 | $3,095,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 37,655 | $3,090,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 207,206 | $3,089,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 108,976 | $3,086,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 18,123 | $3,085,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 21,084 | $3,082,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 41,058 | $3,077,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 57,738 | $3,076,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 112,447 | $3,075,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 53,115 | $3,068,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 21,894 | $3,068,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 280,706 | $3,068,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 108,763 | $3,052,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 249,782 | $3,047,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 97,906 | $3,044,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 63,707 | $3,041,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R841 | WBI BULBEAR TR | 178,115 | $3,035,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 39,232 | $3,033,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 100,444 | $3,030,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 103,235 | $3,008,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 69,786 | $2,999,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 108,659 | $2,995,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 29,993 | $2,993,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 14,228 | $2,988,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 135,363 | $2,985,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 28,117 | $2,980,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 59,410 | $2,979,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 106,669 | $2,977,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 102,427 | $2,976,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 5,932 | $2,971,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 104,647 | $2,970,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 138,884 | $2,960,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1,087,923 | $2,948,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 241,925 | $2,944,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 11,375 | $2,937,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 10,269 | $2,927,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 127,578 | $2,924,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 140,994 | $2,919,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 38,702 | $2,905,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 220,113 | $2,905,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 58,467 | $2,899,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L753 | CR SCORED LONG | 46,706 | $2,897,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 304,846 | $2,887,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 78,701 | $2,879,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 32,244 | $2,877,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 32,767 | $2,870,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 265,691 | $2,864,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 54,184 | $2,860,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 463,382 | $2,859,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 7,358 | $2,857,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 347,187 | $2,857,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 32,651 | $2,849,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 121,428 | $2,846,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 103,936 | $2,843,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 154,711 | $2,831,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 83,103 | $2,828,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 100,928 | $2,826,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 191,421 | $2,825,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 42,073 | $2,791,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 3,920 | $2,786,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 147,896 | $2,783,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 31,873 | $2,782,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 17,984 | $2,767,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 149,110 | $2,762,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 223,200 | $2,748,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 171,844 | $2,725,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 46,193 | $2,724,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 145,747 | $2,721,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 139,574 | $2,719,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 352,914 | $2,717,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 20,189 | $2,715,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 35,031 | $2,706,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 89,629 | $2,705,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 102,701 | $2,702,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 66,598 | $2,677,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 163,956 | $2,674,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 30,175 | $2,673,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 94,315 | $2,670,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 47,509 | $2,664,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 21,739 | $2,662,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 27,255 | $2,656,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 134,626 | $2,655,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 101,449 | $2,653,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 176,277 | $2,637,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 68,786 | $2,634,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 2,031 | $2,634,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 47,201 | $2,628,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 11,708 | $2,627,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 149,738 | $2,625,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 118,077 | $2,621,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 11,473 | $2,616,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 106,415 | $2,608,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 164,249 | $2,608,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 61,742 | $2,608,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 40,642 | $2,602,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 85,287 | $2,595,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 151,691 | $2,594,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 130,076 | $2,592,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 27,860 | $2,578,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 24,802 | $2,574,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 131,534 | $2,573,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 403,953 | $2,573,000 | thousands by filing date | |
| NORTHERN LTS FD TR III | 66538R730 | HCM DEFEN 500 | 101,707 | $2,564,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 20,449 | $2,558,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 164,054 | $2,558,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 237,182 | $2,552,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 90,057 | $2,545,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 125,035 | $2,541,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 39,608 | $2,532,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 71,957 | $2,531,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 42,657 | $2,529,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 119,843 | $2,529,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 13,137 | $2,522,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 93,197 | $2,520,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 241,288 | $2,514,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 247,169 | $2,514,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 64,409 | $2,509,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 61,427 | $2,508,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 34,473 | $2,508,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 62,844 | $2,503,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 18,857 | $2,499,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 91,413 | $2,490,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 50,494 | $2,489,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 99,753 | $2,489,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 7,998 | $2,487,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 44,630 | $2,483,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 192,136 | $2,479,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 71,210 | $2,473,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 97,772 | $2,473,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 21,598 | $2,464,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 51,668 | $2,462,000 | thousands by filing date | |
| PACER FDS TR | 69374H634 | AMERICAN ENERGY | 156,217 | $2,452,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 55,336 | $2,450,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q613 | US AGGREGATE | 87,541 | $2,449,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 211,442 | $2,446,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 262,326 | $2,437,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 86,856 | $2,432,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 59,702 | $2,429,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 90,869 | $2,429,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 136,512 | $2,422,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 153,017 | $2,421,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 82,097 | $2,414,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 156,728 | $2,409,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 35,483 | $2,406,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 17,260 | $2,403,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 190,366 | $2,402,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 10,721 | $2,399,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 40,864 | $2,387,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 86,613 | $2,387,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 86,708 | $2,377,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 54,792 | $2,369,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 77,766 | $2,363,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 56,851 | $2,362,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 31,492 | $2,357,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 77,675 | $2,355,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 15,764 | $2,353,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 133,183 | $2,344,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 39,786 | $2,339,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 173,496 | $2,335,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A388 | APTUS DEFINED | 77,082 | $2,328,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 51,685 | $2,306,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 45,821 | $2,301,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 19,247 | $2,299,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 6,300 | $2,298,000 | thousands by filing date | put |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 135,526 | $2,290,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R833 | WBI BULBEAR TR | 138,835 | $2,277,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 31,869 | $2,266,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 181,803 | $2,260,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 29,802 | $2,258,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 12,292 | $2,253,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 62,580 | $2,250,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 32,526 | $2,249,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 17,898 | $2,249,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 94,747 | $2,247,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 12,935 | $2,247,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 128,488 | $2,234,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 436,329 | $2,230,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 80,654 | $2,228,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 93,362 | $2,213,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 45,701 | $2,206,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 228,898 | $2,200,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 12,871 | $2,187,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 43,453 | $2,186,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 11,537 | $2,183,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 122,576 | $2,182,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 216,798 | $2,174,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 310,675 | $2,172,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 53,207 | $2,172,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 167,231 | $2,171,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 91,305 | $2,165,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 27,782 | $2,161,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 175,058 | $2,157,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 80,165 | $2,157,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 497,241 | $2,153,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 103,078 | $2,152,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 45,670 | $2,147,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 261,024 | $2,138,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 70,397 | $2,137,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 264,965 | $2,133,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 33,539 | $2,129,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 159,981 | $2,128,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 17,364 | $2,127,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 141,478 | $2,122,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 34,339 | $2,116,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 41,947 | $2,116,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 40,044 | $2,109,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 24,938 | $2,108,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 3,921 | $2,104,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 63,967 | $2,104,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 21,951 | $2,103,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 94,523 | $2,096,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 13,496 | $2,095,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 22,721 | $2,094,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 15,023 | $2,085,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 118,328 | $2,084,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 6,416 | $2,075,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 93,387 | $2,071,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 79,586 | $2,064,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 255,045 | $2,061,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 242,305 | $2,057,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 222,237 | $2,056,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 38,877 | $2,055,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 7,411 | $2,053,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 47,761 | $2,047,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 14,662 | $2,046,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 56,379 | $2,044,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 34,010 | $2,036,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 57,584 | $2,035,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 16,680 | $2,034,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 14,304 | $2,030,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 20,322 | $2,024,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 165,074 | $2,010,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 4,803 | $2,008,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 202,223 | $2,006,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 73,469 | $2,005,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 29,913 | $1,997,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 54,141 | $1,996,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 205,909 | $1,989,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 41,053 | $1,978,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 43,985 | $1,977,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 77,823 | $1,967,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 45,009 | $1,966,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 51,323 | $1,962,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 52,447 | $1,960,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q774 | LDRSHS ALPFACT | 83,568 | $1,958,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 43,277 | $1,953,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 33,032 | $1,943,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 19,791 | $1,934,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 43,675 | $1,925,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 166,570 | $1,922,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 52,291 | $1,919,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 71,216 | $1,919,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 69,433 | $1,918,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 109,749 | $1,913,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 14,728 | $1,908,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 17,412 | $1,907,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 97,542 | $1,905,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 44,913 | $1,904,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E446 | PURBETA US AGG | 70,860 | $1,903,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 73,043 | $1,900,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 110,231 | $1,900,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 309,025 | $1,894,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 19,049 | $1,884,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 21,308 | $1,883,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 38,611 | $1,882,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 32,658 | $1,879,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 58,942 | $1,874,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 60,416 | $1,858,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 71,551 | $1,855,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 26,198 | $1,849,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 23,942 | $1,849,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 23,441 | $1,843,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 60,037 | $1,841,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 33,475 | $1,839,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 68,018 | $1,834,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 59,918 | $1,830,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 206,059 | $1,828,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 52,854 | $1,828,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 134,262 | $1,827,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 252,875 | $1,826,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 42,271 | $1,826,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 75,334 | $1,823,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 105,368 | $1,821,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 75,119 | $1,821,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 13,108 | $1,816,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 94,205 | $1,816,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 108,862 | $1,809,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 27,263 | $1,803,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 35,178 | $1,803,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 155,252 | $1,801,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 65,256 | $1,800,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 91,200 | $1,798,000 | thousands by filing date | put |
| LADDER CAP CORP CL A | 505743104 | REIT | 221,605 | $1,795,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 86,454 | $1,795,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 69,841 | $1,787,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 9,193 | $1,786,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 11,632 | $1,785,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 56,625 | $1,785,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 123,533 | $1,785,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 36,816 | $1,784,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 39,907 | $1,777,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 29,419 | $1,776,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 188,275 | $1,774,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 30,956 | $1,772,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 53,214 | $1,770,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 6,902 | $1,768,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 50,963 | $1,766,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 281,046 | $1,765,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 9,570 | $1,761,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 328,188 | $1,759,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 14,882 | $1,758,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 198,036 | $1,757,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 49,635 | $1,757,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 103,807 | $1,750,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 79,517 | $1,750,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 21,279 | $1,749,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 29,067 | $1,748,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 87,254 | $1,748,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 106,851 | $1,746,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 11,621 | $1,744,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 68,914 | $1,744,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 75,154 | $1,743,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 49,961 | $1,742,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 22,211 | $1,741,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 74,573 | $1,737,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 14,732 | $1,734,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 66,981 | $1,733,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 87,348 | $1,732,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 154,702 | $1,730,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 49,954 | $1,729,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 245,854 | $1,726,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 6,757 | $1,725,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 65,382 | $1,721,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 87,984 | $1,717,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 6,900 | $1,708,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 17,017 | $1,707,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 43,587 | $1,705,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 17,079 | $1,702,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 67,839 | $1,698,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 35,662 | $1,696,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 269,430 | $1,695,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 219,249 | $1,695,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 51,279 | $1,693,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 40,335 | $1,691,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 46,329 | $1,690,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 12,684 | $1,688,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 24,191 | $1,687,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 71,445 | $1,682,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 55,681 | $1,682,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 10,113 | $1,669,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 25,622 | $1,665,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 98,001 | $1,656,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 140,446 | $1,656,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 600 | $1,655,000 | thousands by filing date | put |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 9,476 | $1,653,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 67,797 | $1,653,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 92,000 | $1,652,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L602 | CMN | 40,685 | $1,651,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 18,802 | $1,647,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 42,139 | $1,642,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 16,893 | $1,641,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 72,056 | $1,641,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 62,816 | $1,639,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 15,620 | $1,639,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 166,954 | $1,638,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 22,118 | $1,637,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 13,658 | $1,637,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 114,636 | $1,637,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 171,571 | $1,630,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 49,184 | $1,629,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 72,971 | $1,617,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 42,056 | $1,616,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 56,688 | $1,613,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 81,180 | $1,610,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072208 | CMN | 44,630 | $1,610,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 162,057 | $1,609,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 172,382 | $1,608,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 75,546 | $1,606,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 18,175 | $1,606,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 37,396 | $1,599,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 47,541 | $1,599,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 34,836 | $1,598,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 70,139 | $1,596,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 113,767 | $1,595,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 73,687 | $1,593,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-20-000006 | this filing | 2020-08-13 | acceptance time not in the bulk data set |