13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 3,341 holding rows worth $54,954,139,000.
- Accession
- 0001403438-20-000001
- Filer
- CIK 1403438
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 3,341 entries on the cover page, a total value of $54,954,139,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $54,954,139,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 168,118 | $12,666,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 36,033 | $12,595,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 213,390 | $12,586,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 146,457 | $12,528,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 53,940 | $12,480,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 74,002 | $12,463,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 343,836 | $12,461,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 483,871 | $12,431,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 808,429 | $12,426,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 53,237 | $12,333,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 244,269 | $12,223,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 128,869 | $12,176,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 294,301 | $12,169,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 625,783 | $12,096,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 127,513 | $12,078,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 354,174 | $12,077,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 489,401 | $12,076,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 60,941 | $12,070,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 196,999 | $12,029,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 61,842 | $12,005,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 51,813 | $11,825,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 277,501 | $11,783,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 117,985 | $11,770,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 59,445 | $11,762,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 61,436 | $11,745,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 97,527 | $11,716,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 191,387 | $11,701,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 682,704 | $11,688,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 49,999 | $11,664,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 56,917 | $11,639,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 377,561 | $11,602,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 250,843 | $11,551,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 235,068 | $11,544,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 114,438 | $11,527,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 198,404 | $11,519,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 224,594 | $11,463,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 19,506 | $11,382,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 215,904 | $11,357,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 486,309 | $11,336,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,138,945 | $11,298,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 82,311 | $11,272,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 41,358 | $11,129,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 85,436 | $11,105,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 270,597 | $10,992,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 350,975 | $10,957,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 214,579 | $10,937,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 160,171 | $10,904,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 237,624 | $10,897,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 80,871 | $10,848,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 140,941 | $10,844,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 79,098 | $10,813,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 50,522 | $10,747,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 344,341 | $10,747,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 224,954 | $10,696,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 50,058 | $10,660,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 129,493 | $10,626,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 116,195 | $10,578,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 196,594 | $10,573,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 165,607 | $10,562,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 170,669 | $10,545,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 361,005 | $10,545,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 415,927 | $10,481,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 349,780 | $10,437,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 68,879 | $10,430,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 27,736 | $10,414,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 763,145 | $10,379,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 169,802 | $10,365,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 159,357 | $10,350,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 171,518 | $10,334,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 510,317 | $10,319,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 185,328 | $10,282,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 128,207 | $10,213,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 212,949 | $10,194,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 124,965 | $10,173,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 75,633 | $10,127,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 88,903 | $9,997,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 33,550 | $9,955,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 202,029 | $9,910,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 84,895 | $9,883,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 297,934 | $9,859,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y574 | ADAPTIVE US | 373,738 | $9,791,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 184,778 | $9,775,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 221,874 | $9,765,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 193,031 | $9,696,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 128,075 | $9,691,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 295,395 | $9,639,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 37,084 | $9,634,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 395,729 | $9,628,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 65,068 | $9,596,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 40,607 | $9,542,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 103,385 | $9,535,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 225,594 | $9,534,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 186,445 | $9,531,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 102,612 | $9,490,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 449,524 | $9,489,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 100,809 | $9,450,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 78,622 | $9,414,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 224,152 | $9,414,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 160,747 | $9,401,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 337,933 | $9,398,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 271,684 | $9,369,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 46,640 | $9,362,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 164,460 | $9,256,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 92,670 | $9,235,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 91,570 | $9,164,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 109,502 | $9,157,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 74,926 | $9,129,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 308,957 | $9,083,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 360,585 | $9,051,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 129,545 | $9,014,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 702,550 | $9,014,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 32,967 | $9,002,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 37,919 | $9,002,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 260,643 | $8,987,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 84,836 | $8,983,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 129,835 | $8,964,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 590,467 | $8,940,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 948,659 | $8,936,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 175,880 | $8,919,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 195,315 | $8,904,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 272,805 | $8,888,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 60,376 | $8,874,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 114,858 | $8,874,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 165,768 | $8,837,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 262,816 | $8,812,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 275,935 | $8,794,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 63,087 | $8,769,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 143,269 | $8,749,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 85,155 | $8,688,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 162,582 | $8,687,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 55,582 | $8,652,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 84,963 | $8,634,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 182,220 | $8,621,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 343,838 | $8,617,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 398,380 | $8,567,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 275,536 | $8,561,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 66,048 | $8,535,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 43,608 | $8,528,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 155,524 | $8,490,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 47,615 | $8,484,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 14,512 | $8,471,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 66,977 | $8,466,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 218,208 | $8,429,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 152,265 | $8,420,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 143,925 | $8,330,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 70,881 | $8,307,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 139,885 | $8,260,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 628,013 | $8,240,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 37,389 | $8,186,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 383,772 | $8,186,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,338,734 | $8,153,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 67,434 | $8,151,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 156,458 | $8,141,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 490,265 | $8,119,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 125,544 | $8,119,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 268,061 | $8,117,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 86,476 | $8,076,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 135,921 | $8,076,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 469,109 | $8,050,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 181,077 | $8,043,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 214,163 | $7,971,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 126,223 | $7,936,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 133,578 | $7,816,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 17,722 | $7,767,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 464,674 | $7,746,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 604,652 | $7,746,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 89,466 | $7,731,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 282,859 | $7,716,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 361,093 | $7,695,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 481,003 | $7,672,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 111,546 | $7,669,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 37,750 | $7,651,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 99,292 | $7,627,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 227,114 | $7,613,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 428,930 | $7,588,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 50,532 | $7,572,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 131,374 | $7,511,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 186,085 | $7,481,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 80,281 | $7,430,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 111,176 | $7,412,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 579,420 | $7,399,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 248,340 | $7,396,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,092,251 | $7,395,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 55,442 | $7,369,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 143,123 | $7,350,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 65,865 | $7,318,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 299,118 | $7,313,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 25,673 | $7,248,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 24,737 | $7,233,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 380,659 | $7,229,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 257,796 | $7,218,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 246,624 | $7,194,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 226,109 | $7,186,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 223,255 | $7,173,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 71,757 | $7,156,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 130,538 | $7,152,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 326,511 | $7,131,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 708,809 | $7,109,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 128,200 | $7,095,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 297,535 | $7,078,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 209,279 | $7,053,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 112,119 | $7,031,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 500,353 | $7,024,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 66,037 | $7,015,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 118,542 | $7,005,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 165,022 | $6,989,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 239,710 | $6,978,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 217,703 | $6,977,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 26,591 | $6,965,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 72,263 | $6,951,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 226,293 | $6,949,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 205,213 | $6,949,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 5,821 | $6,935,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 73,821 | $6,934,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 144,355 | $6,930,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 315,777 | $6,925,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 134,392 | $6,913,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 51,285 | $6,846,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 137,257 | $6,844,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 37,348 | $6,818,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 186,072 | $6,760,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 19,905 | $6,740,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 44,136 | $6,703,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 208,651 | $6,702,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 122,165 | $6,685,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 62,730 | $6,667,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 51,221 | $6,652,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 279,929 | $6,640,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 257,098 | $6,561,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 144,614 | $6,555,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 122,481 | $6,541,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 68,059 | $6,523,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 109,496 | $6,515,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 329,609 | $6,513,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 120,138 | $6,485,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 27,738 | $6,474,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 40,404 | $6,470,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 348,063 | $6,470,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 198,355 | $6,435,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 67,814 | $6,421,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 304,344 | $6,419,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 319,672 | $6,413,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 180,456 | $6,394,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 19,257 | $6,388,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 127,787 | $6,356,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 556,009 | $6,339,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 130,613 | $6,332,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 138,317 | $6,255,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 263,355 | $6,249,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 117,122 | $6,244,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 179,742 | $6,242,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 800,170 | $6,217,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 46,603 | $6,214,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 200,870 | $6,213,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 79,485 | $6,201,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 58,894 | $6,167,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 189,215 | $6,142,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 37,002 | $6,133,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 27,642 | $6,122,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 119,097 | $6,113,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 40,631 | $6,082,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 121,520 | $6,081,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 149,194 | $6,074,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 109,589 | $6,048,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 190,757 | $6,041,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 114,227 | $6,030,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 87,014 | $6,027,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 163,777 | $6,009,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 226,142 | $6,009,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 123,118 | $6,008,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 70,100 | $6,004,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 243,885 | $5,985,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 38,269 | $5,963,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 641,888 | $5,931,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 99,804 | $5,924,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 329,356 | $5,922,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R841 | WBI BULBEAR TR | 290,127 | $5,922,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 38,742 | $5,869,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 41,432 | $5,859,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 50,645 | $5,843,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 161,205 | $5,840,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 100,348 | $5,830,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 88,562 | $5,773,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 83,465 | $5,772,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 133,755 | $5,766,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 79,583 | $5,761,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 85,133 | $5,755,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 90,499 | $5,751,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 136,567 | $5,748,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 203,688 | $5,740,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 58,612 | $5,731,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 89,671 | $5,691,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 15,494 | $5,679,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 242,205 | $5,670,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 97,563 | $5,659,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 56,609 | $5,651,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 44,295 | $5,637,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 67,632 | $5,632,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 227,671 | $5,592,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,310,069 | $5,568,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 73,716 | $5,556,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 6,636 | $5,555,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 100,952 | $5,530,000 | thousands by filing date | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 206,069 | $5,521,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 626,581 | $5,501,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 108,769 | $5,491,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 138,825 | $5,486,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 74,576 | $5,473,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 212,897 | $5,464,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 213,450 | $5,447,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 81,407 | $5,437,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 36,935 | $5,408,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 21,349 | $5,404,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 64,374 | $5,392,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C888 | US EQT BUFR APR | 193,074 | $5,391,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 71,126 | $5,364,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 62,705 | $5,334,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 34,363 | $5,309,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 25,384 | $5,287,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 104,240 | $5,282,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 106,009 | $5,254,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 561,950 | $5,243,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 48,262 | $5,226,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 130,634 | $5,172,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 251,531 | $5,171,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 27,236 | $5,169,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 60,928 | $5,168,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 137,884 | $5,135,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 343,032 | $5,128,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 271,809 | $5,107,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 149,511 | $5,062,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 257,919 | $5,058,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 71,686 | $5,042,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 192,364 | $5,040,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 202,020 | $5,022,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 115,491 | $5,018,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 46,229 | $4,997,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 96,346 | $4,994,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 97,949 | $4,992,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 68,848 | $4,990,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 141,284 | $4,966,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 78,896 | $4,960,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 189,294 | $4,953,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 143,309 | $4,937,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 29,127 | $4,914,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 31,985 | $4,900,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 81,495 | $4,886,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 455,060 | $4,869,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 168,325 | $4,867,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 161,025 | $4,848,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 199,105 | $4,846,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 56,968 | $4,843,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 282,783 | $4,826,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 95,366 | $4,824,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 409,472 | $4,807,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 185,853 | $4,779,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 185,327 | $4,774,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 231,909 | $4,755,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 156,349 | $4,750,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 94,134 | $4,738,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 22,340 | $4,735,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 160,126 | $4,733,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 102,605 | $4,716,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 26,121 | $4,696,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 98,804 | $4,688,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 158,179 | $4,682,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 121,708 | $4,680,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 114,718 | $4,679,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 384,477 | $4,664,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 46,268 | $4,660,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 428,936 | $4,650,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 96,692 | $4,633,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 91,167 | $4,615,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 347,492 | $4,604,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 105,414 | $4,599,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 96,274 | $4,593,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 44,576 | $4,587,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 174,976 | $4,569,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 88,192 | $4,563,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 45,761 | $4,497,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 167,667 | $4,487,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 130,433 | $4,476,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 32,241 | $4,460,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 172,030 | $4,444,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 153,229 | $4,442,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 21,467 | $4,434,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 84,657 | $4,434,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 130,456 | $4,432,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 55,964 | $4,409,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 214,022 | $4,405,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 37,005 | $4,398,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 47,467 | $4,391,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 118,691 | $4,386,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 258,941 | $4,376,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 270,542 | $4,369,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 358,410 | $4,365,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 181,710 | $4,357,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 36,262 | $4,344,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 28,677 | $4,343,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 25,474 | $4,324,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 68,520 | $4,324,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 93,139 | $4,317,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 203,835 | $4,307,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 200,594 | $4,307,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 206,056 | $4,288,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 199,682 | $4,287,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 41,916 | $4,272,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 221,780 | $4,271,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 29,676 | $4,262,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 72,520 | $4,258,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 155,856 | $4,250,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 236,014 | $4,246,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 102,215 | $4,236,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 36,620 | $4,221,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 89,509 | $4,210,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 44,302 | $4,207,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 92,345 | $4,203,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 2,896 | $4,196,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 161,641 | $4,193,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 37,996 | $4,178,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 29,087 | $4,177,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 563,535 | $4,176,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 151,201 | $4,175,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 29,606 | $4,164,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 100,917 | $4,158,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 232,203 | $4,143,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 7,383 | $4,135,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 86,403 | $4,132,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 37,187 | $4,124,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 81,025 | $4,118,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 189,753 | $4,116,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 53,097 | $4,115,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 8,475 | $4,111,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 66,038 | $4,111,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 46,731 | $4,103,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 239,866 | $4,092,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 51,715 | $4,091,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 165,896 | $4,088,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 172,807 | $4,077,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 122,784 | $4,076,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 22,183 | $4,065,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 82,418 | $4,048,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 83,253 | $4,046,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 168,272 | $4,039,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 42,393 | $4,037,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 38,218 | $4,036,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 87,600 | $4,030,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 62,166 | $4,023,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 15,571 | $4,020,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 99,022 | $3,984,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 32,107 | $3,966,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 21,003 | $3,966,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 161,420 | $3,950,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 22,902 | $3,944,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 62,037 | $3,934,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 102,480 | $3,928,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 41,710 | $3,923,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 119,056 | $3,905,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 92,243 | $3,902,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 427,483 | $3,886,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 45,162 | $3,885,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 33,524 | $3,875,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 159,329 | $3,870,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 37,565 | $3,855,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G102 | LADRD FD US EQT | 99,584 | $3,847,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 13,774 | $3,843,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 134,562 | $3,842,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 85,070 | $3,831,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 150,001 | $3,821,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 346,591 | $3,813,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 28,601 | $3,809,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 41,744 | $3,796,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 137,774 | $3,787,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 200,066 | $3,785,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 27,255 | $3,785,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 109,763 | $3,774,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 78,369 | $3,768,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 302,833 | $3,764,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 137,501 | $3,763,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 143,202 | $3,743,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 114,003 | $3,739,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 114,253 | $3,737,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 107,949 | $3,721,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 129,695 | $3,720,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 86,770 | $3,710,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 56,755 | $3,709,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 280,625 | $3,707,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 33,995 | $3,706,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 574,305 | $3,699,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 68,525 | $3,696,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 76,977 | $3,679,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 59,479 | $3,659,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 55,711 | $3,648,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 61,820 | $3,640,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 153,236 | $3,636,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X149 | FNDMTL US SHRT | 71,887 | $3,636,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 13,700 | $3,627,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 198,273 | $3,626,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 6,319 | $3,614,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 161,394 | $3,610,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-20-000001 | this filing | 2020-02-14 | acceptance time not in the bulk data set |