13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-07, with 3,070 holding rows worth $37,596,833,000.
- Accession
- 0001403438-19-000002
- Filer
- CIK 1403438
- Filed
- 2019-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 3,070 entries on the cover page, a total value of $37,596,833,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $37,596,833,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 18,149 | $288,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 31,211 | $287,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 14,985 | $287,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,883 | $287,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 11,713 | $286,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 37,558 | $286,000 | thousands by filing date | |
| FIRST TR FD VI ETF FIRST TRUST SMID GROWTH STRENGTH | 33738R746 | ETF | 15,396 | $286,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 6,677 | $285,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 21,189 | $285,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 3,450 | $284,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 17,025 | $284,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 54,356 | $283,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 17,468 | $282,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 12,117 | $282,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 5,136 | $281,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 7,814 | $280,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 9,809 | $280,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 15,979 | $280,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 4,577 | $279,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 27,734 | $279,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 5,501 | $279,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 42,886 | $279,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 24,647 | $279,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 3,894 | $278,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 4,932 | $278,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 39,945 | $278,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 5,794 | $278,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 22,436 | $278,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 30,309 | $277,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 2,216 | $277,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 4,497 | $277,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 11,898 | $277,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 12,899 | $276,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,432 | $276,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 5,740 | $276,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 13,324 | $275,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 7,658 | $275,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 5,905 | $274,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 9,671 | $274,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 33,247 | $273,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 53,175 | $273,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 12,249 | $272,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 2,328 | $272,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 20,806 | $272,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 11,585 | $272,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 37,221 | $272,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 9,750 | $271,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 8,652 | $271,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 9,748 | $270,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 15,168 | $270,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 15,806 | $270,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 19,048 | $270,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 4,976 | $269,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 7,776 | $269,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 8,105 | $269,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 5,973 | $269,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 33,344 | $269,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,914 | $268,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,300 | $268,000 | thousands by filing date | put |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 20,694 | $268,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 2,465 | $267,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 4,115 | $267,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 33,133 | $267,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 31,119 | $267,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 5,011 | $266,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E560 | LADERITE 0-5YR | 10,816 | $266,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 6,239 | $265,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 10,953 | $264,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 3,662 | $264,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 16,975 | $263,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 6,648 | $263,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 14,677 | $262,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 23,497 | $262,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 15,049 | $262,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 8,926 | $262,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 2,268 | $261,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 41,199 | $261,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 20,499 | $261,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 16,400 | $261,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 3,646 | $260,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 10,350 | $260,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 3,390 | $260,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 8,222 | $259,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 10,565 | $258,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 6,808 | $258,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 4,834 | $258,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 20,568 | $258,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 5,254 | $258,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 11,254 | $258,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 16,196 | $257,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 5,302 | $257,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 11,542 | $256,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 2,260 | $255,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 3,961 | $255,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 14,179 | $255,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 23,869 | $255,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 10,918 | $255,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 5,632 | $254,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 8,743 | $254,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 11,272 | $254,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 18,630 | $254,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 20,731 | $254,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 6,982 | $254,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 9,606 | $254,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 27,547 | $253,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 23,717 | $253,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,000 | $252,000 | thousands by filing date | put |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 11,091 | $252,000 | thousands by filing date | |
| DBX ETF TR | 233051440 | XTRACK RUSS 2000 | 8,409 | $252,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 5,207 | $251,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 8,830 | $251,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 2,142 | $251,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 4,986 | $251,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 2,769 | $250,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 9,544 | $250,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 18,871 | $250,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 11,351 | $250,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 6,437 | $249,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 7,777 | $249,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 3,278 | $248,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 3,726 | $248,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 11,521 | $248,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 3,352 | $248,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 7,027 | $248,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 24,175 | $248,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 41,720 | $248,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 20,310 | $248,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 6,830 | $248,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H732 | QUTX RSK MNDGW | 9,085 | $248,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 8,999 | $247,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 2,153 | $246,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 13,162 | $246,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 726 | $245,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 3,160 | $245,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 8,753 | $245,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 15,605 | $244,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 7,474 | $244,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 8,743 | $244,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 9,515 | $244,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 3,878 | $244,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 4,735 | $243,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 5,700 | $243,000 | thousands by filing date | put |
| EASTGROUP PPTYS INC | 277276101 | COM | 2,644 | $243,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 2,218 | $243,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 12,845 | $242,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 5,843 | $242,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 19,590 | $242,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 15,805 | $242,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 22,109 | $242,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 18,211 | $242,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 12,165 | $242,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 5,002 | $242,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 8,454 | $241,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 4,341 | $241,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 9,571 | $241,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 12,050 | $241,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 9,005 | $240,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 3,763 | $240,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 5,239 | $240,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 46,515 | $240,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 10,750 | $240,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 5,684 | $240,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505798 | BERNSTEIN US RSH | 9,841 | $240,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 19,728 | $239,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 5,534 | $239,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 6,182 | $238,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 14,979 | $238,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 16,767 | $238,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 3,219 | $238,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 3,496 | $237,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 16,771 | $237,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 13,490 | $237,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 12,002 | $236,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 6,712 | $236,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 18,318 | $236,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 16,538 | $236,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 12,718 | $235,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 2,818 | $235,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 17,715 | $235,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 66,024 | $235,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 3,133 | $234,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 13,013 | $234,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 59,586 | $234,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 8,848 | $234,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 59,667 | $234,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 1,773 | $232,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 6,241 | $232,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 2,384 | $232,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 4,467 | $232,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 18,415 | $232,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 15,307 | $232,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 9,505 | $232,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 5,646 | $232,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 8,153 | $231,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 7,265 | $231,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 6,686 | $231,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 5,928 | $231,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 8,013 | $230,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 13,274 | $230,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 4,375 | $230,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 12,810 | $230,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 103,869 | $230,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 4,638 | $229,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 12,442 | $229,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 1,787 | $228,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 10,299 | $228,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 5,015 | $228,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 17,302 | $228,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 15,988 | $228,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 90,579 | $228,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 23,957 | $227,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 10,798 | $227,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P522 | FUND | 4,841 | $227,000 | thousands by filing date | |
| FFBW INC | 30258M107 | COM | 22,600 | $227,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 7,421 | $226,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 20,377 | $226,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 15,459 | $226,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 9,497 | $226,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 25,366 | $225,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 6,518 | $225,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 12,664 | $225,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 11,960 | $224,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 19,848 | $224,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 3,151 | $224,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 18,891 | $224,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 10,916 | $223,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 106,050 | $223,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 3,041 | $222,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 3,619 | $222,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 5,616 | $222,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 10,165 | $222,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 18,339 | $222,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 5,914 | $221,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 55,824 | $221,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 7,321 | $220,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 13,213 | $220,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 9,980 | $220,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 10,296 | $220,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 18,580 | $220,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 43,919 | $219,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 26,284 | $219,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 36,554 | $219,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 11,593 | $219,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 11,677 | $219,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 7,168 | $219,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 31,528 | $219,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 18,707 | $218,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 23,342 | $218,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 3,753 | $217,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 3,223 | $217,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 5,604 | $217,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 15,144 | $217,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 17,895 | $217,000 | thousands by filing date | |
| TWO RDS SHARED TR ANFIELD DIVERSIF | 90213U115 | ETF | 24,250 | $217,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 16,119 | $216,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 8,098 | $216,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 5,070 | $215,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 7,070 | $215,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 7,172 | $215,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 7,983 | $215,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 9,927 | $215,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 9,826 | $214,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 2,558 | $214,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 4,724 | $214,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,760 | $214,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 7,812 | $213,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 12,969 | $213,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 6,314 | $212,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 6,359 | $212,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 11,420 | $212,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 11,231 | $211,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 25,957 | $211,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 8,026 | $211,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 2,982 | $211,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 215,000 | $210,000 | thousands by filing date | principal |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 22,903 | $209,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 24,509 | $209,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 18,610 | $209,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 3,919 | $209,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 3,058 | $208,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 9,157 | $208,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 8,838 | $208,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 4,679 | $208,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 56,450 | $208,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 2,344 | $206,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 8,322 | $206,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 9,667 | $205,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 7,219 | $205,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 6,180 | $205,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 6,569 | $204,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 3,790 | $204,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 11,635 | $204,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 7,534 | $204,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 5,818 | $204,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 19,131 | $204,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 13,154 | $203,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 2,487 | $203,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 18,495 | $203,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 48,379 | $203,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 6,329 | $202,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 5,209 | $202,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 1,628 | $202,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 13,304 | $202,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 141,026 | $202,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 8,122 | $201,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 5,383 | $201,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 12,191 | $201,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 30,261 | $201,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 16,514 | $201,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 17,328 | $200,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 7,368 | $200,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 13,320 | $198,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 34,744 | $198,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 15,686 | $198,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 42,297 | $196,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 10,101 | $193,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 24,528 | $193,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 23,232 | $193,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 29,331 | $192,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 15,695 | $191,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 24,966 | $190,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 15,520 | $190,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 12,527 | $190,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 15,070 | $190,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 16,374 | $189,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 16,440 | $189,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 19,202 | $189,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 12,485 | $187,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 16,564 | $186,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 17,891 | $186,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 161,500 | $186,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 18,175 | $186,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 12,588 | $185,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 29,850 | $185,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 11,407 | $184,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 23,773 | $180,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 14,134 | $180,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 13,332 | $179,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 10,854 | $179,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 30,267 | $178,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 66,730 | $178,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 18,572 | $177,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 24,886 | $177,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 12,521 | $176,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 41,593 | $176,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 16,097 | $176,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 10,000 | $176,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 12,745 | $175,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 11,771 | $174,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 13,145 | $174,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 13,115 | $174,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 20,486 | $173,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 156,520 | $171,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 14,312 | $170,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 12,568 | $169,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 10,980 | $169,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 12,362 | $169,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 28,423 | $168,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 25,719 | $168,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 15,815 | $168,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 12,893 | $166,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 82,397 | $165,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 16,830 | $165,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 30,299 | $165,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 15,788 | $164,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 21,088 | $164,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 29,625 | $163,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 34,216 | $163,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 33,907 | $163,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 130,821 | $162,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 10,095 | $162,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 15,549 | $161,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 19,938 | $160,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 14,988 | $160,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 12,830 | $160,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 11,000 | $160,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 13,063 | $158,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 15,102 | $158,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 24,784 | $157,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 11,916 | $157,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 13,436 | $157,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 35,055 | $157,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 28,263 | $156,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 14,247 | $155,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 12,674 | $155,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 37,506 | $155,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 26,895 | $154,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 36,586 | $153,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 15,741 | $151,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 11,107 | $151,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 186,450 | $151,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 11,167 | $150,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 11,925 | $148,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 22,528 | $148,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 34,557 | $148,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 10,777 | $147,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 11,805 | $146,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 15,233 | $146,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 29,478 | $146,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 13,914 | $145,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 11,384 | $144,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 14,495 | $144,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 11,300 | $144,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 10,990 | $143,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 14,878 | $143,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 12,723 | $142,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 14,372 | $142,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 41,608 | $142,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 11,701 | $141,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 11,606 | $140,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 13,664 | $139,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 13,900 | $137,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 32,426 | $135,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 12,185 | $135,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 19,698 | $134,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 60,291 | $134,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 36,140 | $133,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 19,790 | $133,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 10,307 | $131,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 10,469 | $130,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 12,756 | $126,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 11,099 | $126,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 10,570 | $124,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 10,236 | $124,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 13,481 | $124,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 14,476 | $123,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 12,039 | $122,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 11,114 | $121,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 16,100 | $121,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 10,870 | $121,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 10,030 | $119,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 11,734 | $119,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 212,540 | $119,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 17,872 | $117,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 50,000 | $115,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 10,443 | $115,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 13,339 | $114,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 12,679 | $113,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 30,701 | $109,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 11,423 | $109,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 46,217 | $109,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 75,910 | $109,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 114,346 | $109,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 15,194 | $108,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 12,646 | $107,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 24,517 | $107,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 29,565 | $106,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 24,652 | $105,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 15,880 | $104,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 11,060 | $103,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 33,985 | $102,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 11,511 | $101,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 141,711 | $100,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 16,203 | $100,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 10,640 | $100,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 20,140 | $100,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 11,168 | $99,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 28,877 | $99,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 27,074 | $99,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 11,391 | $97,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 10,701 | $96,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 17,157 | $96,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 35,089 | $95,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 13,234 | $93,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 10,830 | $92,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 11,080 | $92,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 10,320 | $91,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 16,389 | $91,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 17,327 | $88,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 13,126 | $85,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 19,873 | $85,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 49,809 | $85,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 18,137 | $84,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 15,550 | $82,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 11,706 | $82,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 36,611 | $82,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 19,476 | $80,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 42,196 | $79,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 10,838 | $78,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 25,471 | $77,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 10,766 | $75,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 31,293 | $74,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 92,450 | $74,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 13,871 | $73,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 14,843 | $72,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 18,222 | $72,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 115,000 | $72,000 | thousands by filing date | principal |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 14,963 | $70,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 10,045 | $70,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 29,357 | $70,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 10,640 | $68,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 26,800 | $67,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 17,284 | $67,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 14,050 | $66,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 25,178 | $66,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 39,293 | $61,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 11,679 | $60,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 60,000 | $60,000 | thousands by filing date | principal |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 10,028 | $59,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 50,000 | $59,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-19-000002 | this filing | 2019-02-07 | acceptance time not in the bulk data set |