13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 3,227 holding rows worth $41,719,532,000.
- Accession
- 0001403438-18-000007
- Filer
- CIK 1403438
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 3,227 entries on the cover page, a total value of $41,719,532,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $41,719,532,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 21,823 | $662,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 68,686 | $660,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 16,581 | $659,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 5,357 | $659,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 78,568 | $659,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 12,935 | $659,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 59,176 | $659,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 9,802 | $659,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 16,686 | $658,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 12,304 | $657,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 14,852 | $656,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 6,766 | $653,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 16,025 | $653,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 87,506 | $653,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 34,084 | $653,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 101,949 | $652,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 19,232 | $651,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 29,228 | $651,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 3,006 | $651,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 13,809 | $651,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 5,897 | $650,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 8,459 | $649,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 24,657 | $648,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 19,820 | $647,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 21,599 | $647,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 37,935 | $647,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 12,217 | $646,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 32,060 | $646,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 39,674 | $645,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 29,090 | $644,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 10,261 | $644,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 50,221 | $643,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 99,973 | $643,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 46,367 | $642,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 243,087 | $642,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L604 | EMRG MKTS VOLA | 23,087 | $642,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 39,913 | $641,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 10,783 | $640,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 11,124 | $639,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 16,172 | $638,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 97,521 | $638,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 632,000 | $638,000 | thousands by filing date | principal |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 114,167 | $637,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 38,100 | $637,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 9,110 | $636,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 70,932 | $635,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 12,642 | $634,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 55,790 | $634,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 13,693 | $634,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 59,973 | $632,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 9,240 | $631,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 11,347 | $629,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 6,766 | $629,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 24,517 | $629,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 13,230 | $628,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 3,758 | $627,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 16,676 | $627,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 28,585 | $626,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 3,533 | $625,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 7,584 | $625,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 23,725 | $625,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 18,193 | $625,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 6,214 | $624,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 18,617 | $623,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 37,025 | $623,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 25,975 | $621,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 9,655 | $621,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 35,897 | $620,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 16,220 | $620,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 6,177 | $619,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 4,600 | $619,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 26,072 | $619,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 20,982 | $618,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 8,294 | $617,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 7,163 | $616,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 6,070 | $616,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 16,588 | $615,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 17,547 | $615,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R738 | CMN | 27,422 | $614,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 6,298 | $614,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 10,829 | $612,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 13,257 | $612,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 4,581 | $612,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 21,141 | $610,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 30,146 | $610,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 24,576 | $610,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 25,465 | $610,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 12,564 | $607,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 22,225 | $607,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 11,271 | $605,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 5,492 | $604,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 17,097 | $603,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 145,026 | $602,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 57,040 | $601,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 20,307 | $599,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 19,846 | $597,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 10,555 | $595,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 2,913 | $595,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 14,489 | $594,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q486 | ALPS DORESEY | 17,893 | $594,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 13,035 | $592,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 19,116 | $592,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 5,228 | $590,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 30,574 | $590,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 37,837 | $590,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 42,500 | $590,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 15,754 | $589,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 3,871 | $584,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 7,393 | $584,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 22,458 | $584,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 15,965 | $584,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 24,016 | $582,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 79,094 | $581,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 76,760 | $580,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 14,551 | $577,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 26,456 | $576,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 39,534 | $576,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 23,494 | $575,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 9,636 | $575,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 10,917 | $574,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 8,437 | $573,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 8,740 | $573,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 7,772 | $572,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 12,460 | $572,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 27,293 | $572,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 12,622 | $570,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 35,337 | $569,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 54,150 | $569,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 58,980 | $567,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 13,321 | $567,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 24,045 | $566,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 563,000 | $566,000 | thousands by filing date | principal |
| DAVITA INC COM | 23918K108 | Stock | 7,888 | $565,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 7,881 | $565,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 31,706 | $565,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 52,276 | $565,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 10,429 | $563,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 7,693 | $562,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 10,594 | $562,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 19,484 | $562,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 11,166 | $561,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 91,564 | $561,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 5,921 | $561,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 43,147 | $560,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 8,679 | $560,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 6,077 | $559,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 69,550 | $558,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 5,796 | $557,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 32,358 | $557,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 8,180 | $556,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 21,607 | $555,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 22,248 | $554,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 47,815 | $554,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 24,432 | $553,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 24,482 | $553,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 32,856 | $552,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 6,253 | $551,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 18,343 | $551,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 5,176 | $550,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 10,916 | $550,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 18,725 | $550,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 8,531 | $546,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 6,635 | $546,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 7,167 | $546,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 8,252 | $544,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 17,825 | $543,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 20,470 | $542,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 15,864 | $542,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 64,211 | $542,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 9,234 | $542,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 14,645 | $541,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 11,731 | $538,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 52,642 | $537,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 12,547 | $536,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 8,124 | $535,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 55,150 | $535,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 7,792 | $534,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 17,014 | $534,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 9,152 | $534,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 13,682 | $534,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 12,275 | $533,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 8,766 | $531,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 11,361 | $530,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 153,126 | $530,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 40,759 | $529,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H732 | QUTX RSK MNDGW | 18,241 | $529,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 7,515 | $527,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 10,520 | $527,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 39,625 | $527,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 16,832 | $527,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 24,028 | $526,000 | thousands by filing date | |
| DBX ETF TR | 233051499 | XTRACK FTSE EMRG | 20,839 | $525,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 35,133 | $524,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 82,581 | $524,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 15,306 | $523,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 137,237 | $523,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 41,577 | $522,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 6,960 | $522,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 9,174 | $521,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 12,036 | $520,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 4,317 | $520,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 5,550 | $520,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 46,425 | $519,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 4,100 | $518,000 | thousands by filing date | put |
| 8X8 INC | 282914100 | COMMON STOCK | 24,325 | $517,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 12,760 | $517,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 26,201 | $515,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 46,500 | $514,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 5,488 | $513,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 19,353 | $512,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 3,160 | $511,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 31,990 | $511,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 4,372 | $510,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 24,637 | $510,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 8,210 | $510,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 35,336 | $510,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 188,428 | $509,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 23,910 | $509,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 17,175 | $508,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 7,308 | $506,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 13,971 | $506,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 14,553 | $505,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 12,522 | $505,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 22,237 | $504,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 12,974 | $503,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 16,090 | $503,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 109,848 | $502,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 10,464 | $502,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 3,970 | $502,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 7,072 | $502,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 5,047 | $501,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 12,685 | $501,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 9,519 | $501,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 22,520 | $501,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 3,745 | $500,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 9,868 | $499,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 28,525 | $499,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 48,022 | $499,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 13,989 | $499,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 6,112 | $498,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 44,231 | $498,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 7,991 | $496,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 19,207 | $496,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 9,439 | $494,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 15,551 | $493,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 6,552 | $492,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 8,547 | $492,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 2,805 | $492,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 6,704 | $492,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 77,290 | $490,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 28,989 | $489,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 43,340 | $488,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 2,412 | $488,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 11,552 | $488,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 39,294 | $488,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 6,804 | $487,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 3,922 | $486,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 43,747 | $486,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 11,432 | $485,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 15,515 | $485,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 20,702 | $484,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 31,286 | $484,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,109 | $481,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 17,411 | $481,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 13,374 | $481,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 23,358 | $480,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 29,221 | $480,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 41,763 | $478,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 19,545 | $476,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 2,549 | $476,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 13,477 | $476,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 6,745 | $475,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 38,801 | $475,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 20,700 | $474,000 | thousands by filing date | put |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 41,093 | $473,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 6,109 | $473,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 16,040 | $472,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 5,761 | $472,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 7,254 | $470,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 10,002 | $470,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 9,831 | $470,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 6,216 | $469,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 21,946 | $469,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 8,589 | $468,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 24,556 | $468,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 126,205 | $468,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 4,524 | $468,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 39,478 | $467,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 9,805 | $466,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 12,412 | $466,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 3,388 | $464,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 8,233 | $464,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 20,427 | $464,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 17,460 | $463,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 14,041 | $462,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 15,491 | $462,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 5,832 | $462,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 37,271 | $462,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 3,124 | $461,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 8,950 | $461,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 16,758 | $460,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 60,914 | $460,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 10,295 | $459,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 9,227 | $459,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 13,504 | $457,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 80,308 | $457,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 27,757 | $457,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 6,398 | $456,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 20,257 | $456,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 57,276 | $456,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 9,476 | $455,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 18,930 | $455,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 8,151 | $453,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 21,012 | $453,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 22,924 | $453,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 26,413 | $452,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 15,278 | $452,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 6,587 | $451,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 6,585 | $451,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 8,183 | $451,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 28,315 | $450,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 32,361 | $450,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 21,453 | $449,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 6,667 | $449,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 60,567 | $449,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 22,116 | $448,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 21,327 | $448,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 7,678 | $447,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 39,871 | $447,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 4,018 | $447,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 30,582 | $447,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 17,857 | $446,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 13,052 | $446,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 15,918 | $446,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 57,377 | $445,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 18,823 | $445,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 19,073 | $444,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 6,610 | $443,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 27,289 | $443,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 4,338 | $443,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 12,407 | $442,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 3,443 | $442,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 45,748 | $442,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 5,499 | $440,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 41,570 | $440,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 10,132 | $440,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 6,806 | $439,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 38,280 | $439,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 10,057 | $438,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 5,958 | $437,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 12,082 | $437,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 22,224 | $437,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 14,662 | $435,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 27,591 | $433,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 6,567 | $432,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 9,451 | $432,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 11,923 | $432,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 5,332 | $431,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 36,184 | $430,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 20,502 | $430,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 5,897 | $429,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 8,825 | $426,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 12,570 | $426,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 9,745 | $426,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 3,635 | $426,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 38,634 | $425,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 18,849 | $425,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 10,473 | $424,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 8,259 | $423,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 34,797 | $423,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 10,101 | $422,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 4,977 | $421,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 16,847 | $421,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 5,768 | $421,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 22,405 | $421,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 9,059 | $420,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 13,630 | $420,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 7,737 | $420,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 1,890 | $419,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 3,374 | $419,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 38,605 | $419,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 6,466 | $418,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 57,240 | $418,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 9,635 | $418,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 4,283 | $418,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 10,382 | $418,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 7,327 | $417,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 3,632 | $417,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 10,400 | $417,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 4,122 | $416,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 3,927 | $416,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 4,043 | $416,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 10,259 | $415,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 24,814 | $415,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 13,016 | $414,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 20,685 | $413,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 7,986 | $412,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 18,806 | $412,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 16,142 | $411,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 15,798 | $411,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 23,965 | $411,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 5,262 | $411,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 21,830 | $409,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 3,787 | $408,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 22,121 | $408,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 12,642 | $408,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 31,895 | $408,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 32,022 | $408,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 12,101 | $407,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 9,079 | $407,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 18,480 | $407,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 14,739 | $407,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 19,498 | $406,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 5,000 | $406,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 14,882 | $405,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 3,603 | $404,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 51,284 | $403,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 7,514 | $403,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 192,000 | $403,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 33,437 | $402,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 7,077 | $402,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 11,830 | $400,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 5,626 | $400,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 8,247 | $399,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 15,180 | $398,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 21,136 | $397,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 8,666 | $396,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 3,913 | $396,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 14,901 | $395,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 42,211 | $395,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 38,850 | $395,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y302 | ZACKS MICRO CP | 19,552 | $394,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 83,756 | $393,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 34,145 | $393,000 | thousands by filing date | |
| FIRST TR FD VI ETF FIRST TRUST SMID GROWTH STRENGTH | 33738R746 | ETF | 17,088 | $393,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 6,940 | $393,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 12,817 | $392,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 17,428 | $392,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 3,952 | $391,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 52,098 | $391,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 43,393 | $390,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 4,053 | $389,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 3,494 | $388,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 7,511 | $388,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 3,038 | $388,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 11,284 | $387,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 25,185 | $387,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 5,620 | $386,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 68,933 | $385,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 137,908 | $385,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 8,139 | $385,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 25,225 | $385,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 73,079 | $384,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 16,093 | $383,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 32,875 | $383,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 12,616 | $382,000 | thousands by filing date | |
| TWO RDS SHARED TR ANFIELD DIVERSIF | 90213U115 | ETF | 36,597 | $382,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 7,883 | $381,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 15,686 | $381,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 16,767 | $380,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 9,395 | $380,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 4,404 | $379,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 15,780 | $378,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 16,110 | $378,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 4,521 | $376,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 40,647 | $376,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 7,965 | $376,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 14,541 | $375,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 17,255 | $375,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 59,087 | $375,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 11,974 | $374,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 5,674 | $374,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 9,840 | $374,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 9,476 | $373,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 13,404 | $373,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 2,162 | $372,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 9,809 | $372,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 6,792 | $371,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 2,922 | $371,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 12,746 | $371,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 24,250 | $370,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 18,116 | $370,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 13,203 | $370,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 10,737 | $370,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 19,750 | $369,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 12,152 | $368,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 9,752 | $368,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 31,904 | $368,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 17,420 | $367,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 157,505 | $367,000 | thousands by filing date | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 19,350 | $367,000 | thousands by filing date | |
| DBX ETF TR | 233051440 | XTRACK RUSS 2000 | 9,968 | $367,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 40,811 | $367,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E255 | S&P HIGH INCOM | 14,133 | $367,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 3,001 | $366,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 17,689 | $366,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 8,551 | $366,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 25,186 | $366,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 28,806 | $366,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 17,292 | $366,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-18-000007 | this filing | 2018-11-14 | acceptance time not in the bulk data set |