13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 3,206 holding rows worth $38,088,789,000.
- Accession
- 0001403438-18-000005
- Filer
- CIK 1403438
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 3,206 entries on the cover page, a total value of $38,088,789,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $38,088,789,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 5,515 | $352,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 20,548 | $351,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 17,671 | $350,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 21,269 | $350,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 58,203 | $350,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 62,354 | $349,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 21,208 | $349,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 10,315 | $348,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 14,303 | $348,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 6,975 | $348,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 23,059 | $348,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 21,814 | $347,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 9,129 | $347,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 838 | $346,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 14,699 | $346,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 11,570 | $346,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 6,980 | $345,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 6,178 | $344,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 57,265 | $344,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 8,698 | $344,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 6,409 | $343,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 29,335 | $343,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 6,865 | $343,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 10,240 | $342,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 14,660 | $342,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 13,077 | $341,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 22,188 | $341,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 6,699 | $340,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 14,041 | $340,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 300 | $339,000 | thousands by filing date | put |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 12,561 | $339,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 5,961 | $339,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 12,119 | $339,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L753 | CR SCORED LONG | 6,811 | $339,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 7,873 | $338,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 5,969 | $338,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 8,993 | $338,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 162,602 | $338,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 36,346 | $338,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 8,393 | $338,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 7,602 | $337,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 5,403 | $337,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 3,852 | $337,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 32,850 | $337,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 9,810 | $337,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 9,566 | $337,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 6,398 | $337,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 9,323 | $336,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 15,100 | $336,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 16,854 | $335,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 6,404 | $335,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 2,825 | $335,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 19,633 | $335,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 19,722 | $335,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 24,861 | $334,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 4,375 | $334,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 6,065 | $334,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 10,620 | $333,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 29,483 | $333,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 13,261 | $333,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 17,475 | $332,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 26,068 | $332,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 8,458 | $331,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 17,502 | $331,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 35,655 | $331,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 6,977 | $329,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 20,620 | $329,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 6,968 | $328,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 4,799 | $328,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 7,575 | $327,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 19,841 | $327,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 13,488 | $326,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 7,234 | $326,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 17,916 | $326,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 6,310 | $326,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 21,409 | $326,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 5,005 | $325,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 32,440 | $325,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 15,149 | $325,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 60,708 | $324,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 9,222 | $324,000 | thousands by filing date | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 17,150 | $324,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 25,797 | $324,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 22,500 | $323,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 3,933 | $322,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 8,789 | $322,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 3,745 | $321,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 7,873 | $321,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 19,889 | $320,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 24,224 | $320,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 10,975 | $320,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 8,729 | $319,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 14,595 | $319,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 70,841 | $319,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 6,849 | $318,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 5,099 | $318,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 4,189 | $317,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 8,957 | $317,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 27,392 | $317,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 12,196 | $317,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 3,844 | $317,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 10,614 | $316,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 4,495 | $315,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 7,158 | $315,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 33,301 | $315,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 3,603 | $314,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 3,760 | $314,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,806 | $313,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 20,139 | $313,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 58,900 | $313,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 7,120 | $313,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 3,887 | $313,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 5,572 | $312,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 10,580 | $312,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 32,054 | $312,000 | thousands by filing date | |
| ISHARES EDGE MSCI MULTIFACTOR FINANCIALS ETF | 46435G581 | ETF | 9,348 | $312,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G884 | CADENCE HEDGED | 12,637 | $312,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 11,734 | $311,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 53,416 | $310,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 22,816 | $310,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 8,334 | $310,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 10,945 | $310,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 39,745 | $309,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 14,623 | $308,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 8,792 | $308,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 24,740 | $308,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 17,589 | $308,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 152,171 | $307,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 37,558 | $306,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 23,416 | $306,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 49,756 | $306,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 22,152 | $306,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 2,568 | $305,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 3,748 | $305,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 12,284 | $305,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 13,486 | $304,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 23,619 | $304,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 6,454 | $304,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 8,100 | $303,000 | thousands by filing date | put |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 2,271 | $303,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 11,868 | $303,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 3,368 | $303,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 3,211 | $302,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 39,865 | $302,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 10,897 | $301,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 41,015 | $301,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 9,809 | $301,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 13,227 | $301,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,894 | $301,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 3,710 | $300,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 5,994 | $299,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 2,040 | $298,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 8,853 | $298,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 4,124 | $298,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 7,767 | $297,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 22,842 | $297,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 9,561 | $297,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 8,262 | $296,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 13,656 | $296,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 6,143 | $296,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 17,931 | $296,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 5,213 | $296,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 5,472 | $295,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 12,451 | $295,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 23,350 | $295,000 | thousands by filing date | |
| ISHARES EDGE MSCI MIN VOL EAFE CURRENCY HEDGED ETF | 46435G714 | ETF | 10,640 | $295,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 17,695 | $294,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 24,894 | $294,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 29,898 | $294,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 41,635 | $292,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 4,482 | $292,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 2,684 | $291,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 28,323 | $291,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 14,597 | $291,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 20,781 | $291,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 38,753 | $291,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 13,309 | $290,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 15,536 | $290,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 9,544 | $289,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 2,741 | $288,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 2,780 | $288,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 11,385 | $288,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 5,426 | $287,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 8,537 | $287,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 4,196 | $287,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 9,311 | $287,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 7,573 | $287,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 10,067 | $286,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 2,926 | $286,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 20,079 | $286,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 9,791 | $286,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 29,228 | $286,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 106,334 | $285,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 9,549 | $285,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 3,560 | $285,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 8,048 | $285,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 22,564 | $285,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 13,441 | $285,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 5,833 | $284,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 3,453 | $284,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 14,040 | $283,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 4,996 | $283,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 10,390 | $283,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 4,079 | $283,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 4,129 | $283,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 6,704 | $282,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 5,279 | $282,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 6,286 | $281,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 6,707 | $281,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 9,105 | $281,000 | thousands by filing date | |
| FIRST TR FD VI ETF FIRST TRUST SMID GROWTH STRENGTH | 33738R746 | ETF | 12,449 | $281,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 18,535 | $281,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 83,690 | $281,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 5,105 | $280,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 32,675 | $280,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 8,603 | $280,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 2,102 | $279,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 1,497 | $279,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 10,539 | $279,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 7,661 | $279,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 4,219 | $278,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 7,230 | $276,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 3,491 | $276,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 14,712 | $276,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 11,171 | $276,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 13,365 | $276,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 4,606 | $276,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 27,285 | $276,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 3,681 | $275,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 5,750 | $275,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 7,291 | $275,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P305 | mc | 4,808 | $275,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 3,507 | $274,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 7,326 | $274,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 11,417 | $274,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 46,272 | $273,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 3,341 | $273,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 6,177 | $273,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 9,432 | $271,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 12,983 | $271,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 9,001 | $270,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 4,326 | $270,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 4,906 | $270,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 5,180 | $270,000 | thousands by filing date | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 11,490 | $270,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 3,754 | $270,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 5,346 | $269,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 68 | $269,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 3,453 | $269,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 5,186 | $269,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 14,949 | $269,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 30,150 | $269,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 7,130 | $269,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 12,318 | $268,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 2,393 | $268,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E560 | LADERITE 0-5YR | 10,946 | $268,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 3,632 | $267,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 8,510 | $267,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 3,329 | $267,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 5,638 | $267,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 24,776 | $266,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 8,933 | $266,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,107 | $265,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 76,434 | $265,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 3,006 | $264,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 5,413 | $264,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 3,390 | $264,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P206 | mc | 4,836 | $264,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 10,828 | $263,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 9,101 | $263,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 9,168 | $262,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 3,664 | $262,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 14,135 | $262,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 5,677 | $262,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 12,502 | $262,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 8,022 | $262,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P107 | mc | 4,833 | $262,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 20,830 | $261,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 8,543 | $261,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 7,231 | $261,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q803 | DIVERSIFIED ET | 10,430 | $261,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 1,883 | $260,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 8,324 | $260,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 17,971 | $260,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 5,895 | $259,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 7,905 | $258,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 6,141 | $258,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 3,312 | $258,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 3,333 | $257,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 2,468 | $257,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 2,477 | $257,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 19,266 | $257,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 3,143 | $257,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 5,847 | $257,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 16,292 | $257,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 4,714 | $256,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 7,495 | $254,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 4,856 | $254,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 8,628 | $254,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 6,076 | $254,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 33,303 | $254,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 12,320 | $253,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 5,129 | $252,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 11,779 | $252,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 26,583 | $251,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 8,374 | $250,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 10,082 | $250,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 2,609 | $249,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 849 | $249,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 33,816 | $249,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 4,881 | $249,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 11,316 | $249,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 2,088 | $248,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 2,894 | $248,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 21,366 | $248,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 7,884 | $248,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 10,189 | $248,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 5,512 | $248,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P404 | mc | 4,899 | $248,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 245,000 | $248,000 | thousands by filing date | principal |
| CENCORA INC COM | 03073E105 | Stock | 2,900 | $247,000 | thousands by filing date | put |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 15,722 | $247,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 22,166 | $247,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 5,179 | $247,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 18,620 | $247,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 18,853 | $247,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 93,945 | $247,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 23,319 | $246,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 4,007 | $246,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 32,599 | $246,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 66,110 | $246,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 11,384 | $245,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 11,659 | $245,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 43,779 | $245,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 2,839 | $244,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 17,850 | $244,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 9,688 | $244,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 2,550 | $243,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 34,095 | $243,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 2,904 | $242,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 6,074 | $242,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 5,060 | $241,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 13,531 | $241,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 3,128 | $241,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 138,887 | $240,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 2,075 | $240,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 25,297 | $240,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 10,417 | $240,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 3,645 | $240,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 45,219 | $240,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 7,437 | $240,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 30,112 | $239,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 6,144 | $239,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 3,230 | $239,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 17,809 | $239,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 15,294 | $239,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 4,909 | $239,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 14,645 | $238,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 2,065 | $238,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 2,507 | $238,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 12,428 | $238,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 9,277 | $238,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 10,999 | $237,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 16,969 | $237,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 600 | $235,000 | thousands by filing date | put |
| Pimco Income Oppty Fund | 72202B100 | COM | 8,590 | $235,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 10,796 | $235,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 17,151 | $234,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 11,747 | $234,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 8,764 | $234,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 3,711 | $233,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 5,123 | $233,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 2,532 | $232,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 19,259 | $232,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 16,611 | $231,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 25,040 | $231,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P522 | FUND | 4,779 | $230,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 9,447 | $230,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 8,083 | $230,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 4,539 | $229,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 19,899 | $229,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 9,890 | $228,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 6,417 | $228,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 14,271 | $228,000 | thousands by filing date | |
| O'SHARES FTSE ASIA PACIFIC QUALITY DIVIDEND ETF | 67110P605 | ETF | 7,988 | $228,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 8,547 | $227,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 13,260 | $226,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,998 | $226,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 7,519 | $226,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 15,700 | $226,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 2,668 | $226,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 22,084 | $226,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 7,058 | $225,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 8,003 | $225,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 25,800 | $225,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 4,575 | $225,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 4,388 | $224,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 71,172 | $224,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 3,029 | $223,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 19,400 | $223,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 7,498 | $223,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 12,181 | $223,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 3,990 | $223,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 7,051 | $223,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 3,493 | $223,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 5,184 | $222,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 2,499 | $222,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 8,573 | $222,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 3,616 | $222,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 3,057 | $221,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,457 | $221,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 7,720 | $221,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 13,088 | $221,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 3,875 | $221,000 | thousands by filing date | |
| OSI ETF TR | 67110P209 | OSI ETF TR | 8,450 | $221,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 7,069 | $221,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 8,327 | $220,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 8,931 | $220,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 17,373 | $219,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 3,101 | $219,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 2,847 | $218,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 14,034 | $218,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 12,841 | $218,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 4,248 | $217,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 9,432 | $217,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 15,402 | $216,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 3,197 | $216,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 8,336 | $216,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 7,640 | $215,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 5,978 | $215,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 4,022 | $215,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 16,548 | $215,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 11,812 | $214,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 3,736 | $214,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 3,684 | $214,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 9,675 | $214,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 4,964 | $212,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 8,275 | $212,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 18,096 | $211,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 4,417 | $211,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 42,018 | $211,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 4,200 | $211,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 7,711 | $210,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 4,955 | $210,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 7,876 | $210,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 23,246 | $209,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 11,016 | $209,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 2,739 | $209,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 16,891 | $209,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 3,342 | $209,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 7,785 | $209,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 5,134 | $209,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 2,422 | $208,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 5,682 | $208,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 7,951 | $208,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,440 | $208,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 5,693 | $208,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 3,728 | $208,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 35,883 | $206,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 3,236 | $206,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 8,596 | $206,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 6,030 | $206,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 14,134 | $206,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 17,687 | $206,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 5,646 | $205,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 5,029 | $205,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 3,322 | $205,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 8,065 | $205,000 | thousands by filing date | |
| BCI | 26923J503 | ETF | 8,381 | $205,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 5,550 | $205,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 4,680 | $204,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 6,055 | $203,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 12,399 | $203,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 4,863 | $203,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 16,321 | $203,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 2,213 | $202,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 16,009 | $202,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 4,695 | $202,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 32,139 | $201,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E792 | EMRNG MKT INFR | 6,056 | $201,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 12,681 | $200,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 10,653 | $198,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 19,715 | $197,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 12,622 | $197,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 30,845 | $196,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 30,793 | $196,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 15,439 | $195,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 12,991 | $195,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 10,995 | $194,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 14,573 | $194,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 19,449 | $194,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 15,265 | $193,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 15,213 | $191,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 11,295 | $190,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 10,607 | $190,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 25,204 | $190,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 12,749 | $189,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 12,554 | $188,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 18,078 | $186,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 13,880 | $186,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-18-000005 | this filing | 2018-08-14 | acceptance time not in the bulk data set |