13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 2,620 holding rows worth $11,842,008,000.
- Accession
- 0001403438-16-000017
- Filer
- CIK 1403438
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 2,602 entries on the cover page, a total value of $11,842,008,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,842,008,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 25,000 | $329,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 16,021 | $329,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 5,843 | $328,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 4,864 | $327,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 24,066 | $327,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 11,198 | $326,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 6,548 | $325,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 5,234 | $325,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 6,932 | $325,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 3,127 | $324,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 12,815 | $323,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 30,914 | $322,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 22,687 | $322,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 37,742 | $320,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 7,655 | $320,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 19,883 | $320,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 12,027 | $320,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 4,197 | $319,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 4,065 | $318,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 45,996 | $318,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 20,610 | $318,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 4,462 | $318,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 6,657 | $318,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 3,415 | $317,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 2,103 | $316,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 23,710 | $315,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,769 | $314,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 25,306 | $314,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 6,558 | $314,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 7,289 | $314,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 24,002 | $314,000 | thousands by filing date | |
| FPA CRESCENT FUND | 30254T759 | Equity Mutual Fu | 10,218 | $314,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 2,972 | $313,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 20,871 | $313,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 12,902 | $313,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 5,958 | $313,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 16,551 | $313,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 19,292 | $313,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 8,964 | $313,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 6,892 | $312,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 22,082 | $312,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 13,040 | $312,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 28,629 | $311,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 4,465 | $310,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 34,201 | $310,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 45,717 | $310,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 12,841 | $309,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 3,258 | $308,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 7,944 | $308,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 16,613 | $308,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 6,980 | $307,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 24,678 | $307,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 19,753 | $307,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 4,594 | $306,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 4,622 | $306,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 18,352 | $306,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 18,731 | $306,000 | thousands by filing date | |
| VIRTUS INSIGHT TR | 92828T889 | VIRTUS EMRG FD I | 31,776 | $306,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 44,020 | $305,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 19,724 | $305,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 13,476 | $305,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,362 | $304,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,405 | $304,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 5,316 | $304,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 2,719 | $304,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 7,082 | $304,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 17,951 | $304,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 13,537 | $303,000 | thousands by filing date | |
| PROSHARES TR | 74347X658 | SHT FTSE CHIN 50 | 10,453 | $303,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 15,508 | $303,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 14,995 | $302,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 2,108 | $302,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 12,695 | $301,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 22,882 | $301,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 6,100 | $301,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 20,354 | $301,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 6,218 | $300,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 23,861 | $300,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 44,928 | $299,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 3,642 | $299,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 12,834 | $299,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 4,399 | $299,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 31,230 | $299,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 7,969 | $298,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 10,814 | $298,000 | thousands by filing date | |
| ISHARES TR | 46434VAJ9 | Cmn | 11,869 | $297,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 34,029 | $296,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 15,437 | $295,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 9,298 | $294,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 8,860 | $294,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 3,792 | $293,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 5,264 | $293,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 7,396 | $293,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 12,441 | $293,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 6,223 | $292,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 34,854 | $292,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 19,002 | $292,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 39,225 | $291,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 22,867 | $290,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 22,042 | $290,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 3,265 | $289,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 11,672 | $289,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 4,076 | $288,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 2,272 | $288,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 19,615 | $288,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 17,211 | $288,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 5,513 | $287,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 7,017 | $286,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 5,594 | $286,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W309 | ENH INTL SMCAP | 12,352 | $286,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 6,098 | $285,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 3,373 | $285,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 3,605 | $285,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 17,066 | $285,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 5,239 | $285,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 132,514 | $284,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 30,699 | $284,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 6,292 | $283,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 9,962 | $283,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 39,280 | $283,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,346 | $282,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 50,900 | $282,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 6,898 | $282,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 13,875 | $281,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 17,162 | $280,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 7,480 | $280,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 10,526 | $279,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 7,633 | $279,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 2,936 | $278,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 11,191 | $278,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 15,299 | $278,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 18,888 | $278,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 16,305 | $277,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 23,179 | $277,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 10,788 | $277,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 19,016 | $276,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 19,355 | $276,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 16,389 | $276,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 17,377 | $276,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 21,525 | $276,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,412 | $275,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 8,911 | $275,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 11,909 | $275,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 25,933 | $274,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 4,646 | $273,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 11,510 | $273,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 8,132 | $273,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 38,830 | $271,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 14,080 | $271,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 9,172 | $270,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,478 | $269,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 4,485 | $269,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 7,577 | $269,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,084 | $268,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 17,421 | $268,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 36,009 | $268,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 14,981 | $268,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 6,766 | $267,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 4,791 | $267,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 10,026 | $267,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 5,058 | $267,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 3,533 | $267,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 25,070 | $267,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 4,632 | $265,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 12,174 | $265,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 14,600 | $265,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 11,733 | $265,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 12,874 | $264,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 24,456 | $264,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 5,228 | $263,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 24,648 | $263,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 16,204 | $263,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 5,371 | $262,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 3,443 | $262,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 4,967 | $262,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 2,120 | $262,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 7,469 | $262,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W408 | Cmn | 12,423 | $262,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 7,169 | $261,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 16,856 | $260,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 12,179 | $260,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 3,206 | $260,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,821 | $260,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 5,396 | $260,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 6,339 | $260,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 7,645 | $260,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 6,296 | $260,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 32,500 | $260,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 28,683 | $260,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 33,041 | $259,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 77,826 | $259,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 21,978 | $258,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 4,320 | $258,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 21,128 | $257,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 5,240 | $257,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 7,390 | $257,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 5,370 | $257,000 | thousands by filing date | |
| PROSHARES TR | 74347B615 | HDG FTSE EURO | 7,550 | $257,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 13,479 | $256,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 3,962 | $256,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 3,279 | $255,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 16,335 | $255,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 34,051 | $255,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 6,202 | $255,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 5,848 | $255,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 8,878 | $254,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 5,631 | $254,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 8,157 | $253,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 14,286 | $253,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 7,491 | $253,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 32,202 | $253,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 5,773 | $253,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 3,728 | $253,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 5,511 | $252,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 10,143 | $251,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 15,004 | $251,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 6,937 | $251,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 17,094 | $250,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 5,811 | $250,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 5,507 | $250,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 12,700 | $249,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 2,272 | $249,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 37,292 | $249,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 3,213 | $248,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 19,244 | $248,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 24,734 | $247,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 43,110 | $247,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 109,000 | $247,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 27,947 | $247,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 5,395 | $247,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 3,949 | $246,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 10,500 | $246,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 6,740 | $246,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 6,520 | $246,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 10,260 | $245,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 3,373 | $244,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 11,966 | $244,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 27,259 | $243,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 16,382 | $243,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 23,870 | $243,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 9,426 | $243,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 18,626 | $243,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 14,906 | $242,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 23,554 | $242,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 6,254 | $242,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 19,912 | $242,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 9,724 | $241,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 17,821 | $241,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 255,000 | $241,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 31,449 | $241,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 8,986 | $240,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 8,542 | $240,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 3,950 | $239,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 26,675 | $239,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 3,626 | $238,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 22,144 | $238,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 15,000 | $238,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 9,454 | $238,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 8,568 | $238,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 9,424 | $238,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 4,091 | $235,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 11,074 | $235,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 5,794 | $235,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 2,614 | $235,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 2,019 | $235,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 19,271 | $235,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 3,734 | $235,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 14,240 | $234,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 13,396 | $234,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 52,900 | $234,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 9,917 | $234,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,512 | $233,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 2,857 | $233,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 625 | $233,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 3,349 | $233,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 9,862 | $233,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 19,040 | $232,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 13,366 | $232,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 5,187 | $232,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 17,649 | $231,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 6,139 | $231,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 12,613 | $231,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 16,100 | $231,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 4,587 | $231,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 3,192 | $231,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 11,048 | $231,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 22,184 | $230,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 14,772 | $230,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 60,591 | $230,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 4,445 | $230,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 6,911 | $229,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 10,609 | $229,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,296 | $228,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 4,122 | $228,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 6,605 | $228,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 3,300 | $227,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 10,599 | $227,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 13,736 | $227,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 5,621 | $227,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 4,686 | $227,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 16,434 | $227,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 2,096 | $227,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 25,527 | $226,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 21,307 | $226,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 2,572 | $226,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 3,162 | $226,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 6,026 | $226,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 15,178 | $225,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 7,250 | $225,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 3,939 | $224,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 12,114 | $224,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 15,948 | $224,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 8,133 | $224,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 4,691 | $224,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 22,266 | $224,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 5,095 | $224,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,600 | $223,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 4,772 | $223,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 18,611 | $223,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 11,484 | $223,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 8,257 | $222,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 21,718 | $222,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 5,152 | $221,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 6,433 | $221,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 13,788 | $220,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 4,635 | $220,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,754 | $219,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 14,071 | $219,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 4,481 | $219,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 24,808 | $219,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 6,300 | $218,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 13,631 | $216,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 4,625 | $215,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 13,682 | $215,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 14,149 | $214,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 10,398 | $214,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 1,625 | $213,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,003 | $213,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 25,243 | $213,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 2,480 | $212,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 3,518 | $212,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 19,510 | $212,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 3,324 | $212,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 7,866 | $212,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 4,025 | $211,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 5,098 | $211,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 17,210 | $210,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 5,915 | $210,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 4,408 | $210,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 2,034 | $210,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,328 | $209,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 7,432 | $208,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 2,805 | $208,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 11,983 | $208,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 8,676 | $207,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 73 | $207,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 16,101 | $207,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 14,383 | $207,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 3,720 | $206,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 5,940 | $206,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 3,324 | $205,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 3,931 | $205,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 11,600 | $205,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 5,649 | $205,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 22,011 | $205,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 3,775 | $204,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 4,778 | $204,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 33,505 | $204,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 3,334 | $203,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 35,170 | $203,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 6,117 | $203,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 12,627 | $203,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 7,846 | $202,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 14,727 | $202,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 2,261 | $202,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 10,438 | $201,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 3,841 | $201,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 27,430 | $201,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 1,712 | $201,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 137,722 | $201,000 | thousands by filing date | |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 12,066 | $201,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 16,699 | $200,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 7,179 | $200,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 2,402 | $200,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 10,569 | $200,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 9,666 | $200,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 8,000 | $200,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 6,597 | $200,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 17,407 | $199,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 11,049 | $198,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 42,610 | $198,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 18,500 | $197,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 31,234 | $197,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 12,672 | $196,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 15,163 | $194,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 14,810 | $193,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 14,013 | $193,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 25,312 | $192,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 11,192 | $191,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 17,850 | $190,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 20,229 | $189,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 11,753 | $189,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 12,814 | $187,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 52,675 | $187,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 25,459 | $187,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 32,555 | $186,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 185,000 | $186,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 30,357 | $185,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 27,849 | $181,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 16,250 | $178,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 11,854 | $178,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 10,434 | $173,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 10,504 | $172,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 18,222 | $170,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 10,925 | $167,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 12,030 | $167,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 12,381 | $164,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 32,006 | $163,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 22,918 | $162,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 11,529 | $162,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 11,846 | $162,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 10,217 | $161,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 19,691 | $160,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 15,761 | $160,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 11,677 | $159,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 16,597 | $159,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 15,763 | $158,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 11,677 | $158,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 20,510 | $157,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 30,489 | $157,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 10,402 | $157,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 10,335 | $157,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 14,975 | $157,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 21,706 | $157,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 11,881 | $156,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 63,495 | $156,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 12,130 | $155,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 14,834 | $155,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 15,419 | $153,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 13,521 | $153,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 12,535 | $152,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 34,790 | $151,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 11,605 | $149,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 22,252 | $149,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 26,103 | $149,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 18,665 | $148,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 21,652 | $147,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 41,450 | $147,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 11,108 | $146,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 14,072 | $145,000 | thousands by filing date | |
| NEUBERGER BERMAN | 64128R871 | ABSOL RTNMUL A | 14,696 | $145,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 28,670 | $144,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 11,891 | $144,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 16,733 | $143,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 10,989 | $143,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 28,909 | $142,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 29,720 | $140,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 54,662 | $139,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 17,199 | $139,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 10,124 | $139,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 23,971 | $138,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 11,704 | $137,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 12,391 | $135,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 11,070 | $134,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 13,147 | $134,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 10,780 | $133,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 31,460 | $132,000 | thousands by filing date | |
| CAUSEWAY CAP MGMT | 14949P406 | GBL ABSRT INST | 12,507 | $129,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 12,391 | $128,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 10,305 | $127,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 12,870 | $127,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 10,025 | $127,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 16,005 | $126,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 24,198 | $125,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 14,407 | $125,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 14,828 | $125,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 14,995 | $124,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 15,189 | $123,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 12,508 | $122,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 26,828 | $122,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 18,584 | $121,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 12,683 | $120,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 26,895 | $119,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 12,013 | $118,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 11,966 | $118,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 11,256 | $117,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 20,523 | $115,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 19,010 | $115,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 10,120 | $114,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 19,667 | $113,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 18,225 | $112,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 10,208 | $111,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 16,985 | $110,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 24,724 | $110,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 23,479 | $109,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 34,345 | $109,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 21,501 | $108,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 36,661 | $108,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 26,982 | $108,000 | thousands by filing date | |
| NEUBERGER BERMAN ABSOLUTE RETU | 64128R855 | Equity Mutual Fu | 10,905 | $108,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-16-000017 | this filing | 2016-08-15 | acceptance time not in the bulk data set |