13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-12, with 3,160 holding rows worth $36,055,584,000 by the sum of the rows.
- Accession
- 0001403438-16-000013
- Filer
- CIK 1403438
- Filed
- 2016-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 3,160 entries on the cover page, a total value of $366,055,584,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $36,055,584,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $366,055,584,000, 915% more than the sum of the rows, $36,055,584,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BROOKDALE SR LIVING INC | 112463104 | COM | 16,240 | $312,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 11,734 | $312,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 25,483 | $312,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 29,150 | $312,000 | thousands by filing date | |
| PROSHARES TR | 74347B615 | HDG FTSE EURO | 8,600 | $312,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 14,216 | $311,000 | thousands by filing date | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 5,924 | $311,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 7,334 | $310,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 3,752 | $310,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 135,406 | $310,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 20,610 | $310,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 23,954 | $310,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 16,022 | $309,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 9,847 | $309,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 10,860 | $308,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 10,222 | $307,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 2,246 | $307,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 45,100 | $307,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 11,583 | $307,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 30,500 | $306,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 8,279 | $305,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 72,978 | $305,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 6,118 | $305,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 4,930 | $305,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 3,068 | $304,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 31,810 | $303,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 5,262 | $303,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 11,868 | $303,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 11,930 | $303,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 7,054 | $302,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 9,890 | $302,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 12,600 | $302,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 6,910 | $302,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 15,812 | $302,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 22,874 | $301,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 22,554 | $300,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 13,026 | $300,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 23,930 | $300,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 6,290 | $299,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 20,434 | $299,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 37,916 | $299,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 21,059 | $299,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 15,484 | $298,000 | thousands by filing date | |
| AMERIANA BANCORP | 023613102 | COM | 13,200 | $298,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 33,394 | $298,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 8,000 | $297,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 10,900 | $297,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 30,790 | $297,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 5,644 | $296,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 5,270 | $294,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 17,846 | $294,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 17,200 | $294,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 24,704 | $294,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 9,890 | $293,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 29,950 | $293,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 5,442 | $292,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 8,572 | $292,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 8,114 | $291,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 5,237 | $290,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 6,260 | $290,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 21,670 | $290,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 81,350 | $290,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 10,733 | $290,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 7,189 | $289,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 6,445 | $289,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 10,710 | $289,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 10,978 | $289,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 23,583 | $288,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 9,396 | $288,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 44,500 | $287,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 32,560 | $287,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 9,830 | $286,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 13,135 | $286,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 14,597 | $286,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R406 | SEL LC GRW ETF | 6,478 | $286,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 12,464 | $285,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 1,856 | $284,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 10,288 | $284,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 19,470 | $283,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 15,749 | $283,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 3,786 | $282,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 16,146 | $282,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 831 | $281,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 5,714 | $281,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 4,608 | $281,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 8,206 | $280,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 6,310 | $280,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 17,996 | $279,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 9,022 | $279,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 12,638 | $278,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 35,424 | $278,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 10,486 | $277,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 13,811 | $277,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 23,388 | $276,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 8,300 | $276,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 9,393 | $274,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 6,005 | $274,000 | thousands by filing date | |
| LOOMIS SAYLES INVESTMENT GRADE BOND FUND CLASS Y | 543487136 | Mutual Fund | 25,299 | $274,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 10,600 | $274,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 17,358 | $273,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 14,923 | $273,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 7,770 | $273,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 9,413 | $272,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 6,794 | $271,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 10,316 | $271,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 5,672 | $271,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 39,322 | $271,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 15,274 | $271,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 11,298 | $271,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 14,782 | $271,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 18,752 | $271,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 36,692 | $270,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 12,350 | $270,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 16,454 | $269,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 29,210 | $269,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 7,824 | $269,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 7,640 | $269,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 7,444 | $268,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 8,413 | $268,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 17,290 | $268,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 6,326 | $268,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 27,140 | $267,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 74,652 | $267,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 4,876 | $266,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 13,948 | $266,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 22,232 | $266,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 4,994 | $265,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 15,387 | $265,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 8,570 | $264,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 11,769 | $264,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 9,834 | $263,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 12,709 | $263,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 15,596 | $263,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 6,082 | $263,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 5,487 | $262,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 3,118 | $262,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 8,657 | $261,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 8,628 | $261,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 14,322 | $261,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 12,234 | $260,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 5,000 | $260,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 8,156 | $260,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 12,500 | $260,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 3,045 | $259,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 24,326 | $259,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 7,298 | $259,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 32,690 | $259,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 17,446 | $259,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 18,922 | $259,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 11,650 | $258,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 137,273 | $257,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 12,546 | $257,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 5,460 | $256,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 24,458 | $256,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 6,030 | $256,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,648 | $255,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 6,178 | $255,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 13,312 | $255,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 18,122 | $255,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 8,568 | $254,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 12,698 | $254,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 3,974 | $254,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 300,114 | $253,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 14,000 | $252,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 9,600 | $252,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 17,676 | $252,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 21,844 | $251,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 6,334 | $251,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 16,162 | $251,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 21,506 | $250,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 4,762 | $250,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 2,467 | $250,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 3,122 | $249,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 38,970 | $249,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 39,902 | $249,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 6,202 | $249,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 6,786 | $249,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 9,593 | $248,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 5,740 | $248,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 31,718 | $248,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 28,302 | $247,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 36,092 | $247,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 5,898 | $247,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 16,200 | $247,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 20,482 | $246,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 3,932 | $245,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 15,116 | $245,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 15,160 | $245,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 4,034 | $244,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 16,360 | $244,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 10,037 | $243,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 9,760 | $243,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 7,572 | $242,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 3,970 | $242,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 6,258 | $242,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 1,174 | $240,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 6,156 | $240,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 15,000 | $240,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 9,024 | $240,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 13,002 | $240,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 6,672 | $240,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 9,292 | $238,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 10,736 | $237,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 4,704 | $237,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 7,511 | $237,000 | thousands by filing date | |
| ELKHORN ETF TR | 287711204 | FTSE RAFI EQTY | 9,570 | $236,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 8,140 | $235,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 3,267 | $234,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 7,604 | $234,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y628 | ATHENA HGH DIV | 15,860 | $234,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 17,000 | $233,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 10,480 | $233,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 19,770 | $233,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 2,545 | $232,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 12,344 | $232,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 2,592 | $231,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 12,852 | $231,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 50,618 | $231,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 8,709 | $231,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 11,444 | $231,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 199,242 | $231,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 4,560 | $230,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 12,968 | $230,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 3,507 | $229,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 9,986 | $229,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 4,993 | $229,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 23,884 | $228,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 14,994 | $228,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 12,904 | $228,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,089 | $228,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,452 | $227,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 34,192 | $227,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 8,458 | $227,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 3,882 | $226,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 51,036 | $226,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 14,313 | $226,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 10,735 | $226,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 3,791 | $226,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 17,600 | $225,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 20,000 | $225,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 2,891 | $224,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 24,800 | $224,000 | thousands by filing date | |
| PERRITT FDS INC | 714402203 | MICROCAP OPPTY | 7,001 | $224,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 49,448 | $224,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 10,560 | $223,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,534 | $223,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 13,333 | $222,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 11,258 | $222,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 2,968 | $221,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 6,998 | $221,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 15,976 | $221,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 15,172 | $221,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 17,172 | $221,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 8,622 | $220,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 8,052 | $220,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 5,789 | $220,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 9,703 | $219,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 7,942 | $219,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 11,449 | $219,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 15,899 | $219,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 5,821 | $219,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 6,846 | $219,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 5,450 | $218,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 6,560 | $218,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 123,168 | $217,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R109 | SEL LC VAL ETF | 5,200 | $217,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 11,698 | $216,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 207,222 | $216,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 38,712 | $216,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 17,372 | $215,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 2,862 | $215,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 58,446 | $215,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 2,784 | $215,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 12,460 | $214,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 4,482 | $214,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 3,942 | $213,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 5,590 | $213,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 5,984 | $213,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 5,176 | $212,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,474 | $212,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 5,844 | $212,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 10,085 | $212,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 27,614 | $212,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 3,319 | $211,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 24,180 | $211,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 28,510 | $211,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 6,584 | $211,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 1,600 | $211,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 28,710 | $210,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 14,112 | $210,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 3,692 | $209,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 36,010 | $209,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 7,536 | $208,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 210,000 | $208,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR RNG 2000 | 00400R106 | CEF | 9,368 | $208,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 21,376 | $207,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 13,630 | $207,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 5,378 | $207,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 5,200 | $207,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 9,953 | $207,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 4,520 | $207,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 6,680 | $207,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 8,977 | $206,000 | thousands by filing date | |
| RECON CAP SER TR | 75623U201 | RECON CAP DAX GE | 8,630 | $206,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 9,344 | $205,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 18,355 | $205,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 14,124 | $204,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 10,000 | $204,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 4,370 | $204,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 1,990 | $204,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 20,037 | $203,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 22,000 | $203,000 | thousands by filing date | |
| PIMCO Investment Grade Corp Bo | 722005816 | Com | 20,547 | $203,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 8,667 | $202,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 23,400 | $202,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 52,134 | $202,000 | thousands by filing date | |
| Coeur D'Alene | 192108ar9 | CONV BOND | 200,000 | $202,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 19,622 | $202,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 3,978 | $201,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 37,038 | $201,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 15,428 | $201,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 11,787 | $201,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 36,458 | $201,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y819 | TOTAL MKT BEAR | 10,400 | $201,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 4,425 | $200,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 25,078 | $200,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 12,042 | $199,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 55,030 | $199,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 14,850 | $199,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 52,416 | $198,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 15,108 | $198,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 14,710 | $198,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 11,977 | $196,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 11,758 | $196,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 12,565 | $195,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 12,151 | $195,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 21,320 | $193,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 11,792 | $193,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 36,218 | $191,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 58,845 | $191,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 11,788 | $190,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 22,470 | $189,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 18,084 | $188,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 21,940 | $188,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 17,254 | $188,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 16,737 | $187,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 10,311 | $187,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 15,118 | $186,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 13,242 | $186,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 20,003 | $185,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 14,887 | $185,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 14,004 | $185,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 12,078 | $185,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 12,219 | $185,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 11,872 | $184,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 12,000 | $184,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 31,908 | $184,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 10,652 | $184,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 15,894 | $184,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 38,614 | $180,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 61,246 | $180,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 101,070 | $178,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 94,902 | $177,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 18,436 | $176,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 18,676 | $176,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 16,550 | $176,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 11,662 | $175,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 15,140 | $174,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 16,878 | $174,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 13,304 | $173,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 31,326 | $171,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 15,550 | $171,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 12,620 | $169,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 13,798 | $169,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 10,870 | $168,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 47,850 | $168,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 20,230 | $167,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 16,954 | $166,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 14,190 | $165,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 11,517 | $165,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 85,690 | $165,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 28,620 | $164,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 16,060 | $164,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 26,866 | $164,000 | thousands by filing date | |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 13,000 | $163,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 19,000 | $162,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 17,144 | $162,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 10,490 | $162,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 29,442 | $161,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 12,310 | $161,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 12,830 | $161,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 14,180 | $161,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 14,003 | $160,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 15,638 | $160,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 14,690 | $159,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 20,846 | $158,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 11,614 | $158,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 320,640 | $158,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 10,312 | $158,000 | thousands by filing date | |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 47,389 | $158,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 14,412 | $157,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 14,721 | $157,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 138,989 | $157,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 15,559 | $157,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 11,350 | $155,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 14,702 | $155,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 26,200 | $155,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 10,006 | $153,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 22,670 | $153,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 35,070 | $152,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 12,082 | $151,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 13,937 | $151,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 38,046 | $150,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 10,646 | $150,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 68,000 | $150,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 11,558 | $147,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 12,086 | $145,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 10,931 | $145,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 18,963 | $143,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 10,938 | $143,000 | thousands by filing date | |
| WASATCH FDS TR | 936793884 | EMRG MKTS SCAP | 58,971 | $143,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 24,510 | $141,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 29,641 | $140,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 18,180 | $139,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 18,300 | $139,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 18,996 | $138,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 49,702 | $137,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 21,774 | $137,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 10,792 | $136,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 29,000 | $135,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 23,820 | $135,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 25,514 | $134,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 34,200 | $134,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 23,398 | $134,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 15,689 | $134,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 46,118 | $132,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 27,696 | $132,000 | thousands by filing date | |
| NEUBERGER BERMAN | 64128R871 | ABSOL RTNMUL A | 13,079 | $132,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 17,214 | $131,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 13,315 | $131,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 12,094 | $131,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 10,854 | $130,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 10,000 | $130,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 12,740 | $129,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 21,182 | $128,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 32,718 | $128,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 26,528 | $127,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 10,379 | $127,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 10,938 | $126,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 15,129 | $125,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 166,440 | $124,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 55,069 | $124,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 18,663 | $124,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 52,600 | $124,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 24,240 | $122,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 17,093 | $121,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 17,800 | $120,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 23,000 | $119,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 19,078 | $119,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38143UTC5 | CNV | 60,000 | $118,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 62,700 | $117,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 19,902 | $115,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 61,572 | $114,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 12,672 | $114,000 | thousands by filing date | |
| NEUBERGER BERMAN ABSOLUTE RETU | 64128R855 | Equity Mutual Fu | 11,207 | $114,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 56,346 | $113,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 26,334 | $112,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 16,358 | $110,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 10,400 | $110,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 15,057 | $109,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 20,930 | $108,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 10,884 | $108,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 25,800 | $108,000 | thousands by filing date | |
| CIPHER PHARMACEUTICALS INC | 17253X105 | COM | 24,000 | $108,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 29,926 | $107,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 17,512 | $106,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 14,000 | $105,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 17,826 | $105,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 76,196 | $105,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 12,200 | $104,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 42,734 | $102,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 10,000 | $101,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 20,234 | $101,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 42,190 | $100,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 10,884 | $100,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 12,820 | $100,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 11,705 | $99,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 90,000 | $99,000 | thousands by filing date | |
| Virtus Seix Fltg Rt Incm Cl I | 76628t678 | US TAXABLE BOND FUNDS | 11,984 | $99,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 23,000 | $98,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 22,288 | $97,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 14,000 | $97,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 17,422 | $95,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 30,970 | $93,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 81,000 | $93,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 61,166 | $92,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 12,175 | $91,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 36,932 | $91,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 49,050 | $90,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 13,982 | $90,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-16-000013 | this filing | 2016-02-12 | acceptance time not in the bulk data set |