13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 2,786 holding rows worth $18,162,178,000.
- Accession
- 0001403438-15-000008
- Filer
- CIK 1403438
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 2,786 entries on the cover page, a total value of $18,162,178,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $18,162,178,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 21,905 | $715,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 28,661 | $715,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 13,168 | $714,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 184,407 | $714,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 60,252 | $713,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 55,680 | $712,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 98,975 | $710,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 25,055 | $710,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 11,929 | $708,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 28,485 | $707,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 29,283 | $707,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 17,242 | $706,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 27,353 | $706,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 93,167 | $705,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 190,595 | $705,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 15,483 | $704,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 102,124 | $700,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 56,750 | $700,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 8,130 | $692,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 113,709 | $691,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 44,535 | $689,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 51,691 | $688,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 4,931 | $687,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 12,674 | $687,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 60,043 | $686,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 150,750 | $686,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 19,416 | $685,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 27,939 | $684,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 48,537 | $683,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 27,419 | $682,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 56,952 | $681,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 6,221 | $681,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,451 | $680,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 26,734 | $679,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 44,839 | $678,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y833 | US 500 VOL WT | 19,107 | $678,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 93,605 | $676,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 12,801 | $675,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 16,567 | $674,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 42,075 | $674,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 47,544 | $674,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 47,645 | $673,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 12,536 | $673,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 20,707 | $672,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 37,139 | $672,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 25,355 | $672,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 8,410 | $671,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 9,146 | $671,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 101,329 | $671,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 26,180 | $670,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 12,729 | $668,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 68,780 | $667,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 54,021 | $665,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 11,596 | $664,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 40,145 | $662,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 11,142 | $660,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 52,587 | $660,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 36,447 | $658,000 | thousands by filing date | |
| SQUARE 1 FINL INC | 85223W101 | CL A | 25,000 | $657,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 44,346 | $655,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 10,768 | $655,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 8,230 | $654,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 63,774 | $652,000 | thousands by filing date | |
| THE OSTERWEIS STRATEGIC INCOME FUND | 742935489 | SHS | 58,944 | $650,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 41,839 | $650,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 17,092 | $649,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 50,317 | $649,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 40,839 | $645,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 13,701 | $645,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 6,064 | $644,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 76,323 | $643,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 29,462 | $642,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 5,850 | $641,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 17,800 | $640,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 16,779 | $639,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 15,881 | $639,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 100,109 | $637,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 12,614 | $637,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 7,587 | $637,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 46,442 | $637,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 48,550 | $637,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 3,240 | $636,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 40,006 | $635,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 24,757 | $635,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 16,862 | $635,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 8,480 | $635,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 14,203 | $633,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 12,394 | $633,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 69,895 | $632,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 18,325 | $631,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 81,143 | $631,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 9,570 | $631,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 11,541 | $631,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 37,508 | $630,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 13,481 | $630,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 37,478 | $627,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 10,979 | $627,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 17,990 | $627,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 3,498 | $624,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 23,440 | $623,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 47,554 | $623,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 40,630 | $623,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 28,821 | $623,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 23,317 | $622,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 15,925 | $622,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 37,049 | $621,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 17,135 | $620,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 24,370 | $619,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 8,106 | $618,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 51,878 | $617,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 12,476 | $617,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 110,821 | $617,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 22,468 | $615,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 24,015 | $615,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 44,488 | $614,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 86,162 | $613,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 14,874 | $611,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 8,019 | $610,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 40,364 | $609,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 22,516 | $609,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 8,828 | $609,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 22,601 | $608,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 13,891 | $607,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 18,871 | $607,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 11,256 | $607,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 7,741 | $606,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 8,641 | $605,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 12,812 | $605,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 47,450 | $605,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 15,639 | $604,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 9,547 | $604,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 20,550 | $603,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 15,764 | $603,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 12,273 | $603,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 3,974 | $602,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 90,600 | $602,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 21,274 | $600,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 8,060 | $600,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 30,920 | $599,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 31,099 | $598,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 14,729 | $597,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 14,349 | $597,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 9,922 | $597,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 21,240 | $597,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 15,312 | $595,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 76,018 | $595,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 44,822 | $594,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 11,940 | $594,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 38,371 | $594,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 12,671 | $593,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 57,077 | $591,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 6,303 | $589,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 17,161 | $589,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 53,784 | $589,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 13,450 | $588,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 10,485 | $587,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 78,728 | $586,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 28,933 | $586,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 14,220 | $586,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 64,839 | $585,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 47,234 | $584,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 43,111 | $584,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 9,736 | $583,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 95,726 | $583,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 23,106 | $581,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 14,953 | $581,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 60,092 | $580,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 52,057 | $580,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 383,981 | $580,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 25,204 | $580,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 11,495 | $580,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 15,634 | $579,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 12,380 | $577,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 8,110 | $576,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 38,683 | $576,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 17,562 | $575,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 8,681 | $575,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 27,043 | $574,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 57,471 | $573,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 56,917 | $573,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 8,513 | $569,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 7,126 | $568,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 71,363 | $566,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 16,958 | $565,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 29,528 | $565,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 23,893 | $562,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 43,629 | $562,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 96,801 | $561,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 34,508 | $561,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 14,899 | $560,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 13,306 | $560,000 | thousands by filing date | |
| HARRIS ASSOC INVT TR | 413838509 | OAKMR INT CP I | 38,704 | $560,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 36,960 | $558,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 5,546 | $557,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 17,579 | $557,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 9,850 | $557,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 77,281 | $556,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 65,158 | $555,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 7,320 | $553,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 21,496 | $553,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 41,711 | $552,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 21,250 | $551,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 38,228 | $551,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 22,606 | $550,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 32,780 | $549,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 11,408 | $548,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 8,364 | $547,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 97,129 | $547,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 13,187 | $547,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 1,939 | $546,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 36,745 | $546,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 11,310 | $546,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 8,838 | $546,000 | thousands by filing date | |
| Blackrock Glbl Long Short Eqty Inst | 091936526 | MF | 46,156 | $546,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 5,213 | $546,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 49,709 | $545,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 14,115 | $545,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 4,922 | $545,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 11,997 | $545,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 16,769 | $545,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 38,842 | $544,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 19,160 | $543,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 59,648 | $543,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 16,292 | $542,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 114,558 | $542,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 65,736 | $542,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 37,173 | $540,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 13,633 | $539,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 37,837 | $538,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 10,005 | $538,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 28,894 | $536,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 21,617 | $534,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 30,525 | $534,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 14,900 | $530,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 53,661 | $530,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 11,126 | $529,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 10,403 | $526,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 37,737 | $525,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 72,815 | $525,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 9,474 | $525,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 18,725 | $523,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 35,825 | $523,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 9,648 | $522,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 4,861 | $522,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 10,359 | $521,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 17,878 | $521,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 53,184 | $521,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 17,307 | $521,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 10,961 | $521,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 24,876 | $521,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 12,907 | $519,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 26,073 | $519,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 132,989 | $519,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 10,216 | $518,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 36,402 | $518,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 69,944 | $518,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 67,923 | $517,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 2,393 | $517,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 38,968 | $517,000 | thousands by filing date | |
| APEXCM SMALL/MID CAP GROWTH | 90386H107 | FUND | 34,473 | $517,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 5,622 | $516,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 32,400 | $516,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 48,266 | $515,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 32,349 | $515,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 74,235 | $514,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 14,199 | $514,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 50,167 | $514,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 24,278 | $513,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 8,420 | $512,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 5,572 | $512,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 8,010 | $512,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 58,452 | $511,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 11,810 | $511,000 | thousands by filing date | |
| LOOMIS SAYLES INVESTMENT GRADE BOND FUND CLASS Y | 543487136 | Mutual Fund | 46,163 | $511,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 107,108 | $510,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 8,343 | $510,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 44,700 | $510,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 15,462 | $510,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 4,697 | $509,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 12,542 | $507,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 18,759 | $506,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 22,561 | $505,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 12,234 | $505,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 20,611 | $505,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 4,764 | $505,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 40,971 | $504,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 21,023 | $504,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 25,400 | $504,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 17,178 | $502,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 14,661 | $501,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 22,306 | $501,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 12,455 | $501,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 25,124 | $501,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 17,093 | $500,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 24,551 | $500,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 32,897 | $500,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 349,600 | $500,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 12,654 | $498,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 26,310 | $497,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 94,571 | $496,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 20,715 | $496,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 18,003 | $496,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 5,907 | $495,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 9,436 | $491,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 10,498 | $490,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 26,660 | $489,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 30,692 | $488,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 14,233 | $488,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 21,338 | $488,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 107,292 | $487,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 6,329 | $487,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 35,155 | $487,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 12,631 | $486,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 8,941 | $486,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 5,876 | $485,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 2,123 | $485,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 5,716 | $484,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 11,301 | $484,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 9,479 | $483,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 16,577 | $482,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 12,106 | $482,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 6,492 | $480,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 3,613 | $480,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 11,521 | $478,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 231,054 | $478,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 19,915 | $477,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 50,716 | $476,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 29,635 | $476,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 8,696 | $475,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 15,073 | $474,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 7,059 | $473,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 6,327 | $472,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 20,269 | $472,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 38,186 | $472,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 2,146 | $470,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 40,955 | $470,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 7,393 | $470,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 78,826 | $467,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 33,574 | $466,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 35,490 | $466,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 18,382 | $464,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 18,736 | $464,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 29,205 | $464,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 10,655 | $464,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 4,271 | $463,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 1,233 | $462,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 33,992 | $462,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 48,058 | $462,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 20,637 | $462,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 42,296 | $461,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 18,019 | $461,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 28,365 | $461,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 7,753 | $460,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 34,985 | $460,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 9,709 | $459,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 57,902 | $459,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 21,348 | $459,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 11,949 | $457,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 6,931 | $456,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 10,486 | $456,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 20,694 | $456,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 450,000 | $456,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 6,135 | $455,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 7,137 | $454,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 13,289 | $454,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 22,321 | $453,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 6,023 | $453,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 6,000 | $453,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 17,894 | $453,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 6,762 | $452,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 24,881 | $452,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 22,755 | $451,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 9,310 | $451,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 13,068 | $450,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 16,015 | $450,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 34,719 | $449,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 14,858 | $449,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 26,819 | $448,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 8,843 | $448,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 17,733 | $447,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 35,906 | $447,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 6,216 | $446,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 20,402 | $446,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 13,117 | $446,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 45,535 | $446,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 33,969 | $445,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 17,999 | $445,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 29,707 | $444,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 2,301 | $444,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 10,244 | $444,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 29,204 | $444,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 15,821 | $443,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 24,602 | $443,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 31,962 | $443,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 44,964 | $442,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 8,828 | $442,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 31,024 | $439,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 11,019 | $439,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 28,532 | $438,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 18,137 | $438,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 10,146 | $438,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 37,351 | $438,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 25,873 | $438,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 2,495 | $437,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 8,733 | $436,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 16,827 | $435,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 8,048 | $435,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 18,779 | $434,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 81,969 | $434,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 144,611 | $434,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 29,010 | $434,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 8,693 | $434,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 34,237 | $433,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 15,812 | $432,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 8,495 | $431,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 31,188 | $430,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 25,947 | $430,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 37,029 | $430,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 6,748 | $430,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 5,719 | $429,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 11,191 | $429,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 28,607 | $429,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 17,772 | $429,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 8,241 | $429,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 37,174 | $428,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 41,117 | $427,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 9,939 | $426,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 21,061 | $426,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 3,801 | $426,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 2,320 | $425,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 4,444 | $424,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 8,971 | $423,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 43,212 | $423,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 86,629 | $423,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 16,635 | $423,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 22,451 | $423,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 6,175 | $422,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 36,981 | $421,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 11,002 | $421,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 884 | $420,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 15,502 | $420,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 18,651 | $419,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 2,557 | $418,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 9,000 | $418,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 9,398 | $418,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 53,697 | $417,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 7,058 | $416,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 21,530 | $416,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 6,490 | $416,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 18,331 | $416,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 10,102 | $415,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 53,291 | $414,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 17,804 | $414,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 10,538 | $413,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 16,658 | $413,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 15,175 | $412,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 4,889 | $411,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 7,762 | $411,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 15,150 | $411,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 30,680 | $411,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 19,315 | $410,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 20,361 | $409,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 7,803 | $408,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 7,633 | $408,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 10,501 | $408,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 28,104 | $407,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 57,108 | $406,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 30,512 | $406,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 12,815 | $405,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 34,305 | $405,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 10,827 | $405,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 22,057 | $403,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 18,752 | $403,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 27,386 | $403,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 7,877 | $403,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 178,447 | $402,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 5,362 | $401,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 7,873 | $400,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 19,574 | $400,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 5,242 | $399,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 11,027 | $399,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 4,367 | $399,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 46,804 | $399,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 13,078 | $397,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 2,247 | $397,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 26,597 | $397,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 6,142 | $396,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 8,952 | $396,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 11,589 | $396,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 23,919 | $396,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 8,812 | $396,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 24,630 | $395,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 16,590 | $395,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 5,158 | $394,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 55,757 | $394,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 29,493 | $393,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 11,594 | $392,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 38,677 | $392,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 22,040 | $391,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 29,943 | $390,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-15-000008 | this filing | 2015-11-13 | acceptance time not in the bulk data set |