13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 2,871 holding rows worth $19,721,614,000.
- Accession
- 0001403438-15-000006
- Filer
- CIK 1403438
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 2,871 entries on the cover page, a total value of $19,721,614,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $19,721,614,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 9,401 | $236,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 5,715 | $236,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 4,596 | $236,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 14,549 | $236,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 3,437 | $235,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 16,718 | $235,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 24,704 | $235,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 3,235 | $235,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 3,350 | $234,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 9,169 | $234,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 9,570 | $234,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 25,964 | $234,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 7,080 | $233,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 15,571 | $233,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 4,010 | $232,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 1,839 | $232,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 12,106 | $232,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 9,090 | $232,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 2,240 | $232,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 15,479 | $231,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 20,321 | $231,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 9,646 | $231,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 6,635 | $231,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 3,089 | $230,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 40,996 | $230,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 7,800 | $230,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 2,783 | $230,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 5,986 | $229,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 2,378 | $229,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 9,610 | $229,000 | thousands by filing date | |
| HUNTINGTON STRATEGY SHS | 446698201 | ECOL STRAT ETF | 6,109 | $229,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 2,359 | $228,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 5,152 | $228,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 10,354 | $228,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 18,318 | $228,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 14,433 | $227,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 6,924 | $227,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 15,227 | $227,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 10,700 | $226,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 4,648 | $226,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 16,683 | $225,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 7,845 | $225,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 14,850 | $225,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 2,723 | $224,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 11,093 | $224,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 16,217 | $224,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 8,808 | $223,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 13,282 | $223,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 11,150 | $223,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 8,242 | $222,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 8,041 | $222,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 16,935 | $222,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 18,104 | $221,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 9,435 | $221,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 11,186 | $221,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 26,092 | $221,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 9,811 | $220,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 3,328 | $220,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 4,535 | $220,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 5,884 | $219,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 13,327 | $218,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 5,785 | $218,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 25,829 | $218,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 8,626 | $218,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 6,456 | $218,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 15,026 | $217,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 7,311 | $217,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 2,818 | $217,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,898 | $217,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 6,680 | $217,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 8,632 | $217,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 20,820 | $217,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 11,080 | $217,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 12,364 | $216,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 6,009 | $215,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 2,509 | $214,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 14,264 | $214,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 6,688 | $214,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,296 | $213,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 12,419 | $213,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 7,280 | $212,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 32,032 | $212,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 29,307 | $212,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 225,000 | $212,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 30,000 | $212,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 7,930 | $211,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 2,642 | $211,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 13,334 | $211,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 8,038 | $211,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 10,003 | $210,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 8,892 | $210,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 10,268 | $210,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 13,550 | $210,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 9,136 | $208,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 13,148 | $208,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 11,155 | $208,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 3,702 | $208,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 3,206 | $207,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 6,350 | $207,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 7,319 | $206,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 3,637 | $206,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 5,607 | $206,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 2,756 | $205,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 8,242 | $205,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 6,091 | $205,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 3,017 | $205,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 6,617 | $205,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 20,774 | $205,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 6,674 | $205,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 25,128 | $205,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 3,678 | $204,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 6,678 | $204,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 23,833 | $204,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 11,946 | $204,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W309 | ENH INTL SMCAP | 8,828 | $204,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q635 | STOXX EURO 600 | 8,064 | $204,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 6,379 | $203,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 6,681 | $203,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 13,855 | $202,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 3,819 | $202,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 12,038 | $202,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 6,524 | $202,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 1,730 | $202,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 15,033 | $202,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 61,083 | $202,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 16,950 | $202,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 10,334 | $201,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 3,933 | $201,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 2,909 | $201,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 14,598 | $200,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 10,218 | $200,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 23,372 | $199,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 15,295 | $199,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 11,553 | $199,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 14,251 | $198,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 17,879 | $198,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 11,874 | $197,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 10,365 | $197,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 13,144 | $195,000 | thousands by filing date | |
| ROBECO BOSTON PARTNERS LONG SH | 74925K581 | Equity Mutual Fu | 12,516 | $194,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 17,229 | $191,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y628 | ATHENA HGH DIV | 10,220 | $191,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 28,698 | $190,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 11,462 | $190,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 12,647 | $188,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 14,166 | $188,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 13,452 | $186,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 22,738 | $186,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 14,999 | $186,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 19,732 | $185,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 16,222 | $185,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 16,358 | $183,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 13,299 | $182,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 11,212 | $181,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 11,120 | $180,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 13,655 | $179,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 22,250 | $179,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 22,192 | $178,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 14,000 | $178,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 15,573 | $177,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 15,079 | $177,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 13,383 | $177,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 25,475 | $177,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 12,184 | $176,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 16,015 | $176,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 17,100 | $176,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 10,056 | $173,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 14,873 | $171,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 13,169 | $171,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 16,332 | $170,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 20,052 | $170,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 30,368 | $169,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 11,704 | $169,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 11,391 | $168,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 11,456 | $168,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 12,251 | $168,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 11,672 | $167,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 21,545 | $166,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 46,306 | $164,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 16,605 | $163,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 10,450 | $163,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 11,938 | $163,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 10,982 | $162,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 43,763 | $161,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 15,180 | $161,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 60,339 | $159,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 38,387 | $159,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 17,591 | $158,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 11,171 | $158,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 11,117 | $156,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 12,253 | $156,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 11,082 | $154,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 16,598 | $154,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 10,061 | $152,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 37,769 | $151,000 | thousands by filing date | |
| WASATCH FDS TR | 936793884 | EMRG MKTS SCAP | 55,418 | $151,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 13,372 | $150,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 15,378 | $149,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 26,815 | $148,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 15,530 | $148,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 11,247 | $148,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 25,238 | $147,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 10,772 | $146,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 13,047 | $144,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 11,461 | $144,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 13,721 | $142,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 15,000 | $142,000 | thousands by filing date | |
| NEUBERGER BERMAN | 64128R871 | ABSOL RTNMUL A | 12,950 | $142,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 10,543 | $141,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 12,102 | $141,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 16,428 | $141,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 78,004 | $140,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 10,641 | $139,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 12,884 | $138,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 12,130 | $137,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 12,791 | $136,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 17,834 | $135,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 10,154 | $135,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 24,672 | $134,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 13,772 | $134,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 12,279 | $133,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 39,400 | $133,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 10,797 | $132,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 22,403 | $131,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 11,472 | $131,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 13,248 | $130,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 14,420 | $129,000 | thousands by filing date | |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 10,415 | $129,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 11,796 | $127,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 10,035 | $125,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 12,240 | $123,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 10,045 | $123,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 17,743 | $122,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 120,000 | $120,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 11,835 | $119,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 10,438 | $118,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 16,287 | $116,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 13,900 | $114,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 10,939 | $114,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 32,784 | $112,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 21,773 | $112,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 10,200 | $112,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 30,896 | $112,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 11,336 | $111,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 38,520 | $110,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 26,172 | $110,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 18,763 | $107,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 15,613 | $107,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 17,865 | $107,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 10,700 | $106,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 14,186 | $104,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 12,328 | $101,000 | thousands by filing date | |
| Coeur D'Alene | 192108ar9 | CONV BOND | 100,000 | $101,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 16,132 | $100,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 13,423 | $98,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 21,500 | $98,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 16,007 | $96,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 52,717 | $96,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 100,121 | $94,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 11,669 | $93,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 10,297 | $92,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 11,312 | $91,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 11,800 | $91,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 47,390 | $89,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 15,889 | $89,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 23,925 | $89,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 19,700 | $89,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 17,699 | $88,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 13,461 | $87,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 14,123 | $86,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 85,000 | $86,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 10,528 | $83,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 18,326 | $83,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 14,259 | $82,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 15,263 | $81,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 11,506 | $80,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 33,674 | $79,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 35,608 | $78,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 12,556 | $78,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 13,064 | $78,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 21,367 | $77,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 17,160 | $77,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 131,884 | $75,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 74,704 | $74,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 19,866 | $73,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 27,149 | $72,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 10,200 | $72,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 16,384 | $70,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 160,320 | $69,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 12,817 | $69,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 12,120 | $67,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 10,070 | $66,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 13,100 | $64,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 15,223 | $64,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 11,985 | $63,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 58,761 | $63,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 23,751 | $59,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 19,052 | $59,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 12,276 | $59,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 39,098 | $59,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 45,000 | $59,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 14,452 | $59,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 14,227 | $52,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 57,958 | $52,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 14,275 | $52,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 13,584 | $50,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 21,283 | $49,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 11,535 | $49,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 14,502 | $47,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 19,531 | $47,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 15,479 | $46,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 10,906 | $44,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 30,000 | $43,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 28,163 | $42,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 10,000 | $42,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38143UTC5 | CNV | 30,000 | $42,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 113,500 | $40,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 56,061 | $39,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 45,100 | $37,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 68,370 | $37,000 | thousands by filing date | |
| ANR 4.875 12/20 | 02076XAF9 | Bond 30/360P2 U | 540,000 | $37,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 15,217 | $36,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 43,600 | $35,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 32,110 | $35,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 12,655 | $35,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 36,016 | $34,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 61,200 | $32,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 13,955 | $31,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 26,000 | $31,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 11,749 | $30,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 14,502 | $29,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 11,000 | $28,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 12,156 | $27,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 22,000 | $27,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 10,000 | $26,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 18,000 | $26,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 32,000 | $26,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 10,640 | $24,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 10,105 | $24,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 20,000 | $22,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 12,000 | $21,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 17,375 | $21,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 30,250 | $20,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 10,199 | $20,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 20,000 | $19,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 13,608 | $18,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 12,000 | $18,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 10,281 | $17,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 16,080 | $15,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 36,226 | $13,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 10,625 | $13,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 12,000 | $13,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 21,793 | $12,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 40,000 | $12,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 10,482 | $12,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 18,744 | $11,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 15,566 | $10,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 10,000 | $9,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 15,221 | $8,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 10,000 | $8,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 10,077 | $7,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 12,235 | $6,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 11,550 | $6,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 32,000 | $5,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 14,300 | $5,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 19,713 | $4,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 11,763 | $4,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 14,392 | $4,000 | thousands by filing date | |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 20,000 | $2,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 20,000 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 91,591 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-15-000006 | this filing | 2015-08-14 | acceptance time not in the bulk data set |