13F-HR/A filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR/A for the quarter ended 2014-06-30, filed 2014-08-05, with 2,677 holding rows worth $17,166,593,000.
- Accession
- 0001403438-14-000009
- Filer
- CIK 1403438
- Filed
- 2014-08-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, amendment of type restatement, 2,677 entries on the cover page, a total value of $17,166,593,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $17,166,593,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HATTERAS FINL CORP | 41902R103 | COM | 39,772 | $788,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 18,280 | $788,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 14,167 | $783,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 22,090 | $779,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 10,255 | $777,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 10,488 | $774,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 12,434 | $774,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 133,678 | $774,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 79,745 | $774,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 109,781 | $773,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 12,190 | $771,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 77,766 | $768,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 55,872 | $767,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 14,493 | $758,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 43,092 | $758,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 24,329 | $757,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 18,127 | $756,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 32,831 | $756,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 50,639 | $755,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 41,377 | $754,000 | thousands by filing date | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 13,706 | $753,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 15,662 | $753,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 5,074 | $750,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 15,176 | $750,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 6,274 | $747,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 17,406 | $747,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 14,015 | $746,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 16,980 | $746,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 30,522 | $744,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 23,186 | $744,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,386 | $743,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 10,356 | $743,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 208,805 | $743,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 11,974 | $743,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 50,820 | $742,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 30,217 | $740,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 52,404 | $739,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 14,547 | $738,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 9,394 | $734,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 36,898 | $733,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 29,060 | $733,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 15,581 | $730,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 29,217 | $730,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 26,786 | $729,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 22,098 | $729,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 55,009 | $727,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 28,919 | $722,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 53,061 | $721,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 14,585 | $720,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 56,138 | $720,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 10,627 | $719,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 19,137 | $719,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 49,324 | $717,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 12,716 | $716,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 20,759 | $715,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 77,003 | $715,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 30,306 | $714,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 50,517 | $712,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 54,365 | $711,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 46,757 | $709,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 16,559 | $708,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W200 | ENH US SCP ETF | 22,915 | $706,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 9,808 | $702,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 146,477 | $702,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 72,880 | $699,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 204,107 | $698,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 20,398 | $698,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 13,089 | $697,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 17,051 | $697,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 23,281 | $696,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 47,423 | $695,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 9,674 | $694,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 14,892 | $693,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R742 | AUSTRALIA BD | 7,001 | $691,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 26,654 | $690,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 76,049 | $688,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 13,297 | $686,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 21,338 | $686,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 18,413 | $685,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 15,683 | $685,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 18,076 | $684,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 81,083 | $684,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 17,561 | $677,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 19,691 | $677,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 66,782 | $676,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 13,878 | $676,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 43,442 | $675,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 9,534 | $674,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 44,011 | $668,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 9,540 | $668,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 12,647 | $665,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 14,938 | $664,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 33,475 | $664,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 17,615 | $663,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 23,900 | $663,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 144,361 | $663,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 119,022 | $661,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 9,441 | $660,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 9,276 | $659,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 26,666 | $658,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 45,754 | $658,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 59,500 | $658,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 24,347 | $657,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 25,184 | $656,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 6,796 | $655,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 18,707 | $654,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 29,995 | $654,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 12,697 | $653,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 6,237 | $653,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 28,185 | $653,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 20,340 | $652,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 10,269 | $652,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 44,942 | $650,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 42,317 | $649,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 97,647 | $649,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 35,111 | $649,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 22,662 | $648,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 78,857 | $648,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 11,476 | $647,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 22,041 | $647,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 116,133 | $646,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 21,048 | $645,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 50,327 | $643,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 12,988 | $642,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 17,590 | $642,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 40,053 | $640,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 14,157 | $640,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 22,784 | $639,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 9,724 | $638,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 76,907 | $638,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 40,550 | $637,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 30,747 | $634,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 27,936 | $634,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 10,393 | $632,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 16,823 | $632,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 24,940 | $632,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 45,553 | $632,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 10,055 | $630,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 9,662 | $630,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 42,408 | $630,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 29,831 | $629,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 17,240 | $628,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 31,059 | $626,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 7,202 | $625,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 21,655 | $624,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 47,054 | $623,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 16,609 | $621,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 26,980 | $621,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 12,428 | $621,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 17,684 | $620,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 19,140 | $620,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 21,826 | $620,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 34,844 | $620,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 28,592 | $619,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 11,224 | $617,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 19,688 | $617,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 18,771 | $617,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 22,532 | $616,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 14,366 | $616,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 61,286 | $615,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 14,941 | $614,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 8,701 | $614,000 | thousands by filing date | |
| INVESTMENT MANAGERS SER TR | 461418360 | TOWLE DEEP VAL | 36,315 | $613,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 12,308 | $612,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 43,794 | $611,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 15,057 | $611,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 14,063 | $611,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 8,525 | $610,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 9,719 | $610,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 18,409 | $610,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 8,694 | $607,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 82,136 | $606,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 34,367 | $605,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 50,119 | $605,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 38,569 | $604,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 52,135 | $604,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 63,787 | $604,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 3,591 | $601,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 25,379 | $600,000 | thousands by filing date | |
| Virtus Seix Fltg Rt Incm Cl I | 76628t678 | US TAXABLE BOND FUNDS | 66,168 | $600,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 16,845 | $598,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 3,597 | $596,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 23,020 | $595,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 4,660 | $595,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 11,581 | $594,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 9,324 | $594,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 17,707 | $593,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 25,310 | $593,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 17,808 | $592,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 54,382 | $591,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 5,428 | $590,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 12,028 | $590,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 4,111 | $590,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 40,738 | $589,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 31,760 | $589,000 | thousands by filing date | |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 28,696 | $589,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 73,863 | $588,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 24,502 | $586,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 31,154 | $585,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 22,999 | $584,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 46,745 | $583,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 23,175 | $582,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 8,125 | $582,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 11,118 | $581,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 7,812 | $581,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 21,055 | $581,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 12,983 | $580,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 14,380 | $579,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 14,208 | $577,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 13,104 | $577,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 48,904 | $575,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 4,894 | $573,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 19,306 | $573,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 31,489 | $573,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 6,450 | $569,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 31,650 | $568,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 64,945 | $568,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 18,218 | $567,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 54,577 | $566,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 50,017 | $565,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 7,576 | $563,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 4,825 | $563,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 25,932 | $562,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 50,755 | $562,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 78,434 | $561,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 4,457 | $560,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 20,324 | $559,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 22,739 | $558,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 19,267 | $555,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 9,966 | $554,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 10,341 | $554,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 5,717 | $554,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 16,241 | $554,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 26,093 | $552,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 11,746 | $551,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 16,574 | $548,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 18,336 | $548,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 9,787 | $547,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 45,529 | $547,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 37,763 | $546,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 9,972 | $543,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 22,790 | $542,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 15,254 | $541,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 17,741 | $540,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 11,872 | $539,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 40,064 | $539,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 58,262 | $538,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 87,467 | $538,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 14,907 | $538,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 27,156 | $538,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 20,331 | $537,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 5,533 | $537,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 19,214 | $536,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 12,863 | $536,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233606 | CV PFD-E 7.25% | 20,761 | $535,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 207,681 | $534,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 30,055 | $533,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 4,621 | $532,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 44,899 | $532,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 13,570 | $531,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 18,906 | $528,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 20,285 | $525,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 60,941 | $524,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 15,137 | $523,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 41,348 | $523,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 7,241 | $522,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 11,504 | $522,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 26,311 | $521,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 43,881 | $520,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 7,008 | $520,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 22,087 | $520,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 6,411 | $519,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 20,301 | $518,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 7,524 | $518,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 7,900 | $518,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 3,099 | $518,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 5,642 | $517,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 122,534 | $517,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 26,552 | $516,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 91,530 | $516,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 16,209 | $515,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 37,682 | $515,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 42,990 | $515,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 6,679 | $514,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 12,261 | $513,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 20,199 | $512,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 28,383 | $511,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 5,785 | $511,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 8,076 | $510,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 13,031 | $509,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 5,191 | $509,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 37,590 | $508,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 45,371 | $507,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 14,715 | $507,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 50,107 | $506,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 7,433 | $504,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 21,777 | $504,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 13,616 | $501,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 25,901 | $501,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 17,041 | $499,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 6,742 | $499,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 6,557 | $499,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 26,725 | $499,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 19,313 | $498,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 12,559 | $498,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 8,857 | $496,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 5,720 | $495,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 12,020 | $494,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 23,882 | $494,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 9,953 | $494,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 23,911 | $494,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 24,670 | $493,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 11,222 | $493,000 | thousands by filing date | |
| PIMCO RAE FDMTL ADV PLUS-INS | 72201F110 | Open-End Fund | 126,176 | $493,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 6,578 | $492,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 11,780 | $492,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 11,704 | $491,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 20,543 | $491,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 9,630 | $489,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 51,343 | $488,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P150 | CHINA TRNDP ETF | 17,167 | $488,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 23,222 | $487,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 32,023 | $487,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 18,716 | $487,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 3,635 | $486,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 4,387 | $486,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 48,315 | $486,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 15,525 | $485,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 13,797 | $484,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 33,684 | $484,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 9,493 | $483,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 4,086 | $483,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 11,131 | $480,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 130,878 | $479,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 71,342 | $479,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 19,033 | $479,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 6,703 | $477,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 7,723 | $477,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 10,000 | $477,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 4,224 | $475,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 10,077 | $475,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 18,501 | $475,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 40,464 | $474,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 9,587 | $473,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 18,751 | $473,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 29,986 | $472,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 8,090 | $471,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 11,415 | $470,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 10,514 | $469,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 6,993 | $468,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 19,928 | $468,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 46,626 | $468,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 34,203 | $468,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 11,535 | $468,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 12,451 | $466,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 7,817 | $465,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 4,607 | $463,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 14,990 | $463,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 15,550 | $462,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 11,474 | $461,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 30,482 | $461,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 78,500 | $460,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 18,599 | $460,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 2,860 | $459,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 3,066 | $459,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 17,227 | $459,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 12,352 | $458,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 13,347 | $458,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 9,785 | $458,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 12,826 | $458,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 8,583 | $458,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 5,475 | $455,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 12,972 | $454,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 44,200 | $454,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 52,740 | $454,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 5,407 | $453,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 18,527 | $453,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 39,793 | $452,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 39,161 | $452,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 11,670 | $451,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 3,588 | $450,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 7,925 | $450,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 24,396 | $450,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 12,162 | $449,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 38,885 | $448,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 13,690 | $448,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 6,116 | $447,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 6,286 | $447,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 15,181 | $446,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 8,799 | $445,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 17,293 | $445,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 43,479 | $445,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 5,548 | $445,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 6,823 | $444,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 7,415 | $443,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 12,929 | $443,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 12,195 | $443,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 16,753 | $443,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 31,787 | $442,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 31,130 | $441,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 9,945 | $440,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 40,266 | $437,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 28,962 | $436,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 6,987 | $436,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 5,994 | $435,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 25,362 | $434,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 1,104 | $433,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 3,235 | $433,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 7,454 | $432,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 83,935 | $432,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 23,241 | $431,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 31,135 | $430,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 11,592 | $429,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 5,559 | $429,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 4,481 | $428,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 23,818 | $428,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 1,774 | $427,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 67,888 | $427,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 5,139 | $427,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 45,529 | $427,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 5,278 | $426,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 38,880 | $426,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 3,813 | $425,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 9,255 | $425,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 9,009 | $425,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 35,712 | $424,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 5,565 | $424,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 5,160 | $423,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 13,491 | $422,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 10,814 | $422,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 97,217 | $422,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 28,728 | $421,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y108 | 7-10YR TR BEAR | 13,069 | $421,000 | thousands by filing date | |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 19,275 | $421,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 13,801 | $420,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 7,953 | $420,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 20,210 | $420,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 18,233 | $419,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 25,909 | $419,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 15,147 | $418,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 6,803 | $418,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 13,137 | $418,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 73,369 | $417,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 2,323 | $416,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 20,444 | $415,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 27,764 | $415,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 8,003 | $415,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 8,373 | $414,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 7,665 | $414,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 36,833 | $413,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 10,154 | $411,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 17,931 | $411,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 40,900 | $410,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 8,138 | $410,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 18,531 | $409,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 16,631 | $409,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 56,955 | $409,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 24,213 | $409,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 9,199 | $408,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 11,259 | $408,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 27,739 | $407,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 52,359 | $407,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 5,190 | $406,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 10,768 | $406,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 16,131 | $405,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 15,945 | $404,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 3,784 | $404,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 13,713 | $404,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 11,165 | $404,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 31,855 | $404,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 8,573 | $403,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 4,497 | $403,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 29,654 | $402,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 6,361 | $401,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 59,878 | $401,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 4,690 | $400,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 26,758 | $399,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 72,856 | $399,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 14,225 | $399,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 28,149 | $398,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 3,809 | $397,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 2,747 | $397,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 28,302 | $396,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 3,786 | $395,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 79,020 | $395,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 26,354 | $395,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 17,002 | $395,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 25,575 | $393,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 391,000 | $393,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 7,525 | $392,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 23,594 | $391,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 19,897 | $390,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 44,550 | $390,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 8,487 | $389,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 5,305 | $387,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 30,248 | $387,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 45,259 | $386,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 4,103 | $386,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 4,883 | $385,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 8,327 | $385,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-14-000007 | superseded | 2014-08-05 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001403438-14-000009 | this filing | 2014-08-05 | acceptance time not in the bulk data set |