13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-12, with 2,637 holding rows worth $16,271,106,000.
- Accession
- 0001403438-14-000005
- Filer
- CIK 1403438
- Filed
- 2014-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 2,637 entries on the cover page, a total value of $16,271,106,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,271,106,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EQUIFAX INC COM | 294429105 | Stock | 22,069 | $1,501,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 127,067 | $1,501,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 49,344 | $1,500,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 14,441 | $1,500,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 80,388 | $1,494,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 103,255 | $1,492,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 466,301 | $1,492,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 13,975 | $1,483,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 56,921 | $1,479,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 31,085 | $1,479,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 21,222 | $1,474,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 47,894 | $1,473,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 48,779 | $1,469,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 215,935 | $1,468,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 85,591 | $1,468,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 116,021 | $1,467,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 21,905 | $1,465,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 57,538 | $1,464,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 21,180 | $1,463,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 31,895 | $1,463,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 25,935 | $1,462,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 4,146 | $1,460,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 13,667 | $1,460,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 83,740 | $1,457,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 161,677 | $1,455,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 99,678 | $1,452,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 75,278 | $1,451,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 88,665 | $1,451,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 66,397 | $1,450,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 42,362 | $1,442,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 17,138 | $1,441,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 19,621 | $1,435,000 | thousands by filing date | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 53,156 | $1,435,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 31,523 | $1,433,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 39,138 | $1,431,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 69,414 | $1,429,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 56,227 | $1,423,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 89,581 | $1,423,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 18,324 | $1,420,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 28,195 | $1,418,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 46,827 | $1,417,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 17,064 | $1,410,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 31,717 | $1,407,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 50,312 | $1,405,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 10,222 | $1,402,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 28,800 | $1,401,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 28,217 | $1,401,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 50,846 | $1,399,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 15,322 | $1,394,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 29,940 | $1,393,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 18,880 | $1,389,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 20,304 | $1,388,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 32,090 | $1,386,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 20,145 | $1,386,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 48,517 | $1,385,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 24,132 | $1,381,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 19,594 | $1,379,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 106,428 | $1,378,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 28,144 | $1,378,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 27,479 | $1,374,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 40,637 | $1,374,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 32,388 | $1,369,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 24,320 | $1,368,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 45,041 | $1,367,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 26,847 | $1,365,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 61,170 | $1,359,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 27,550 | $1,358,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 17,008 | $1,355,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 330,517 | $1,355,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 101,812 | $1,351,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 26,080 | $1,349,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 104,844 | $1,347,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 105,834 | $1,346,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 259,123 | $1,342,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 46,250 | $1,342,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 50,567 | $1,341,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 18,787 | $1,337,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 25,550 | $1,336,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 12,633 | $1,334,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 39,280 | $1,331,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 112,047 | $1,331,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 92,449 | $1,330,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 15,308 | $1,328,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 102,569 | $1,328,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 53,506 | $1,323,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 64,536 | $1,318,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 43,390 | $1,318,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 12,349 | $1,317,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 43,763 | $1,312,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 48,171 | $1,311,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 107,341 | $1,311,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 16,335 | $1,311,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 69,781 | $1,310,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 57,069 | $1,307,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 25,727 | $1,306,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 36,808 | $1,300,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 196,421 | $1,296,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 7,896 | $1,295,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 72,273 | $1,295,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 14,851 | $1,293,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 69,007 | $1,290,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 24,247 | $1,288,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 26,530 | $1,288,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 9,883 | $1,282,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 79,719 | $1,278,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 46,133 | $1,277,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 21,139 | $1,276,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 24,263 | $1,275,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 13,677 | $1,275,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 158,030 | $1,274,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 33,370 | $1,274,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 37,641 | $1,270,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 19,182 | $1,270,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 6,328 | $1,266,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 44,865 | $1,264,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 27,049 | $1,260,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 58,058 | $1,257,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 61,499 | $1,257,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 50,353 | $1,256,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 76,778 | $1,255,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 13,336 | $1,254,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 12,533 | $1,248,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 22,987 | $1,246,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 36,173 | $1,242,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 8,339 | $1,237,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 10,936 | $1,233,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 35,027 | $1,233,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 120,075 | $1,231,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 31,290 | $1,229,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 66,321 | $1,226,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 33,566 | $1,224,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 146,206 | $1,224,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 18,255 | $1,223,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 33,285 | $1,219,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 18,557 | $1,217,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 27,107 | $1,217,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 25,008 | $1,217,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 74,759 | $1,213,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 20,409 | $1,210,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 14,705 | $1,207,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 37,220 | $1,207,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 87,619 | $1,205,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 52,261 | $1,204,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 23,215 | $1,203,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 48,947 | $1,203,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 14,705 | $1,202,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 67,296 | $1,200,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 16,235 | $1,198,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 27,549 | $1,195,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 19,328 | $1,194,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 8,011 | $1,190,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 16,608 | $1,185,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 132,647 | $1,181,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 10,426 | $1,180,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 28,738 | $1,179,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 50,571 | $1,178,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 124,630 | $1,178,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 20,701 | $1,175,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 32,267 | $1,173,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 26,196 | $1,173,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 16,370 | $1,172,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 13,881 | $1,172,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 16,938 | $1,167,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 21,794 | $1,167,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 95,101 | $1,165,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 140,112 | $1,164,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 21,047 | $1,160,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 170,982 | $1,159,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 10,061 | $1,158,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 26,822 | $1,157,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 75,637 | $1,157,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 25,857 | $1,156,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 16,608 | $1,151,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 205,604 | $1,151,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 137,662 | $1,151,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 24,828 | $1,149,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 161,900 | $1,146,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 9,384 | $1,140,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 15,662 | $1,139,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 144,265 | $1,137,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 18,261 | $1,136,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 12,169 | $1,136,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 30,688 | $1,135,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 18,977 | $1,135,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 24,900 | $1,135,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 29,793 | $1,135,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 51,002 | $1,134,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 46,439 | $1,129,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 16,361 | $1,126,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 29,328 | $1,125,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 49,554 | $1,125,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 21,483 | $1,123,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 18,018 | $1,121,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 32,609 | $1,119,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 98,622 | $1,118,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 112,050 | $1,117,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 16,634 | $1,117,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 51,177 | $1,113,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 24,378 | $1,109,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 65,527 | $1,109,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 6,717 | $1,106,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 84,287 | $1,106,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 77,806 | $1,105,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 55,682 | $1,101,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 21,589 | $1,100,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 11,602 | $1,097,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 22,707 | $1,096,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 75,813 | $1,096,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 30,884 | $1,095,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 20,167 | $1,094,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 26,104 | $1,092,000 | thousands by filing date | |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 31,609 | $1,092,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233606 | CV PFD-E 7.25% | 43,356 | $1,090,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 80,564 | $1,089,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 93,046 | $1,089,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 24,309 | $1,086,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 40,865 | $1,084,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 15,462 | $1,082,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 18,382 | $1,081,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 19,310 | $1,080,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 18,529 | $1,073,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 15,718 | $1,072,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 41,635 | $1,069,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 11,673 | $1,069,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 227,481 | $1,067,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 11,715 | $1,065,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 111,803 | $1,063,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 83,042 | $1,057,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 65,390 | $1,055,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 11,318 | $1,053,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 12,693 | $1,050,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 116,128 | $1,049,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 70,182 | $1,046,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 9,184 | $1,046,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 16,252 | $1,046,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 99,745 | $1,046,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 22,150 | $1,044,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 81,061 | $1,043,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 8,547 | $1,037,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 35,294 | $1,036,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 165,104 | $1,035,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 41,304 | $1,035,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 324,441 | $1,035,000 | thousands by filing date | |
| ISHARES | 464289362 | TR 2014 S\&P.* AMTFR | 20,207 | $1,035,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 19,903 | $1,034,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 78,885 | $1,033,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 51,098 | $1,032,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 41,206 | $1,030,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 39,294 | $1,028,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 27,470 | $1,026,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 13,660 | $1,024,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 13,889 | $1,023,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 10,511 | $1,019,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 867 | $1,017,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 36,290 | $1,016,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 12,485 | $1,015,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 44,428 | $1,013,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 48,334 | $1,011,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 32,155 | $1,011,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 17,373 | $1,010,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 85,941 | $1,008,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 23,755 | $1,006,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 50,485 | $1,004,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 24,233 | $1,002,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 34,179 | $1,001,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 20,661 | $996,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 18,275 | $995,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 78,135 | $994,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 8,336 | $992,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 15,627 | $992,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 31,937 | $992,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 9,886 | $991,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 170,556 | $989,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 84,810 | $986,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 56,854 | $985,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 75,856 | $985,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 20,092 | $985,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 34,542 | $983,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 39,334 | $982,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 137,214 | $982,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 74,687 | $976,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 7,181 | $976,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 20,487 | $976,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 80,227 | $971,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 67,898 | $968,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 15,548 | $967,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 76,108 | $966,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 20,946 | $964,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 41,168 | $964,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 7,472 | $964,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 67,620 | $963,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 7,589 | $960,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 163,135 | $959,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 59,789 | $956,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 48,251 | $955,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 23,922 | $954,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 34,154 | $953,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 96,517 | $951,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 70,481 | $950,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 18,842 | $949,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 31,846 | $948,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 63,368 | $947,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 20,316 | $944,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 124,678 | $943,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 67,213 | $942,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 27,220 | $941,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 35,163 | $940,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 16,932 | $939,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 32,594 | $939,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 126,520 | $938,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 28,641 | $937,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 126,916 | $932,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 10,467 | $931,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 72,945 | $931,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 11,223 | $930,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 9,257 | $929,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 16,666 | $926,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 52,193 | $925,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 13,708 | $923,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 89,699 | $921,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 30,710 | $916,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 53,142 | $911,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 36,641 | $911,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 14,348 | $910,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 42,569 | $910,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,686 | $906,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 23,918 | $906,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 19,000 | $901,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 14,933 | $899,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 34,172 | $899,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 15,493 | $899,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 3,446 | $898,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 73,014 | $898,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 39,809 | $895,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 34,655 | $894,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 10,801 | $891,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 31,444 | $889,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 7,644 | $887,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 46,454 | $886,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 34,300 | $886,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 28,199 | $883,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 63,795 | $882,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 8,590 | $882,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 48,446 | $881,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 17,256 | $879,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 22,164 | $878,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 75,325 | $876,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 48,612 | $876,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 28,808 | $873,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 37,830 | $871,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 49,490 | $871,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 94,938 | $870,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 23,320 | $870,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 50,536 | $869,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 28,328 | $868,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 24,644 | $866,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 42,457 | $862,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 26,273 | $862,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 75,978 | $859,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 33,179 | $857,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 57,543 | $856,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 15,063 | $854,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 10,236 | $854,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 54,574 | $854,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 21,540 | $853,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 11,655 | $852,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 156,042 | $852,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 25,014 | $850,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 11,117 | $850,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 34,551 | $845,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 13,350 | $844,000 | thousands by filing date | |
| HELIOS HIGH | 42327X204 | COM NEW | 97,847 | $844,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 31,504 | $841,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 29,814 | $841,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 42,246 | $840,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 20,820 | $839,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 120,142 | $836,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 62,660 | $835,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 9,550 | $833,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 12,807 | $833,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 213,030 | $831,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 13,097 | $830,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 20,188 | $830,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 18,864 | $830,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 9,455 | $827,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 68,607 | $827,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 9,954 | $825,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 12,791 | $822,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 9,071 | $822,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 32,557 | $820,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 41,619 | $819,000 | thousands by filing date | |
| TORTOISE NORTH AMRN ENRGY CO | 89147T103 | COM | 28,072 | $817,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 58,517 | $813,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 29,426 | $812,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 33,102 | $812,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 29,970 | $809,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 13,046 | $808,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 6,494 | $807,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 59,950 | $806,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 14,634 | $805,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 80,658 | $804,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 15,974 | $804,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 42,597 | $803,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 236,147 | $801,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 31,104 | $800,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 25,869 | $800,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 22,474 | $798,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 40,319 | $798,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 19,203 | $798,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 23,162 | $796,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 9,346 | $794,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 60,817 | $794,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 60,510 | $793,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 40,900 | $790,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 149,122 | $790,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 31,412 | $789,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 58,383 | $788,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 14,971 | $787,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 33,250 | $787,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 53,162 | $787,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 14,024 | $786,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 26,291 | $785,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 43,627 | $784,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 15,528 | $783,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 63,418 | $781,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 7,561 | $779,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 9,808 | $778,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 85,130 | $776,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 53,345 | $774,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 16,409 | $773,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 65,034 | $772,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 30,358 | $772,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 57,617 | $771,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 16,933 | $771,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 25,371 | $771,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 22,507 | $769,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 28,873 | $769,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 87,607 | $769,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 42,550 | $768,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 59,875 | $767,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 23,041 | $764,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 15,413 | $763,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 14,659 | $759,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 10,539 | $758,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 20,146 | $757,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 5,638 | $753,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 15,001 | $753,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 58,571 | $751,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 39,694 | $748,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 40,586 | $746,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 13,058 | $745,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 42,706 | $745,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 29,820 | $745,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 14,057 | $741,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 12,575 | $739,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 84,809 | $737,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 14,490 | $736,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 2,777 | $734,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 43,246 | $734,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 88,529 | $732,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 54,049 | $732,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 85,624 | $730,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 57,188 | $729,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 29,930 | $728,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 209,780 | $728,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 50,466 | $727,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 10,578 | $727,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 54,453 | $726,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 15,771 | $725,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 17,095 | $725,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 22,080 | $720,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 56,378 | $720,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 8,640 | $720,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 63,109 | $718,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 57,678 | $716,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 48,090 | $713,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 40,100 | $712,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 13,293 | $711,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 28,461 | $710,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 89,907 | $708,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 34,719 | $707,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 11,147 | $706,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 74,143 | $706,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 24,100 | $706,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 32,539 | $706,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 127,490 | $705,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 13,231 | $704,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 20,164 | $703,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 10,546 | $703,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 17,147 | $703,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 36,070 | $703,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 12,406 | $702,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 45,289 | $701,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 23,324 | $700,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 61,511 | $698,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 30,840 | $698,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 15,132 | $696,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 54,944 | $696,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 7,300 | $693,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 40,677 | $693,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-14-000005 | this filing | 2014-05-12 | acceptance time not in the bulk data set |