13F-HR filed by Thomas J. Herzfeld Advisors, Inc.
Thomas J. Herzfeld Advisors, Inc. filed this 13F-HR for the quarter ended 2026-06-30, filed 2026-08-10, with 129 holding rows worth $325,764,278.
- Accession
- 0001398344-26-013942
- Filer
- CIK 1509510
- Filed
- 2026-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2026
A holdings report, 129 entries on the cover page, a total value of $325,764,278 stated on the cover page (in dollars after the unit check, H1), rows summing to $325,764,278 with VALUE read as dollars as filed, 13F file number 028-14375. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FS SPECIALTY LENDING FD | 644323107 | COM SH BEN INT | 2,900,663 | $32,342,392 | dollars as filed | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 1,095,075 | $22,799,462 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 3,921,573 | $19,568,649 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 2,676,474 | $19,083,259 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 1,336,680 | $14,596,546 | dollars as filed | |
| HERZFELD CARIBBEAN BASIN FD | 42804T205 | COM | 817,534 | $14,061,577 | dollars as filed | |
| Pershing Square USA Equi | 71531T105 | COM | 285,421 | $10,669,037 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 1,544,694 | $10,148,640 | dollars as filed | |
| SURO CAP CORP | 86887Q109 | COM NEW | 788,403 | $9,886,574 | dollars as filed | |
| EAGLE POINT INCOME COMPANY I | 269817102 | COM | 897,140 | $9,034,200 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,111,921 | $8,528,434 | dollars as filed | |
| SABA CAPITAL INCOME & OPPORT | 880198205 | COM NEW | 891,603 | $7,444,885 | dollars as filed | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 129,150 | $6,957,311 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 388,727 | $6,491,741 | dollars as filed | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 360,644 | $5,351,957 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 166,033 | $4,985,971 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 369,085 | $4,753,815 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 515,402 | $4,654,080 | dollars as filed | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 47,520 | $4,569,998 | dollars as filed | |
| PIMCO ACCESS INCOME FUND | 72203T100 | SHS BENFIN INT | 311,965 | $4,539,090 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 100,275 | $4,298,789 | dollars as filed | |
| BLUEROCK PVT REAL ESTATE FD | 09631P102 | COM | 303,336 | $3,946,401 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 276,097 | $3,818,422 | dollars as filed | |
| KOREA FD INC | 500634209 | COM NEW | 49,834 | $3,748,015 | dollars as filed | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 73,130 | $3,663,813 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 352,764 | $3,577,027 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 238,075 | $3,528,272 | dollars as filed | |
| XAI Floating Rate & Alternative Income Trust | 98400T304 | Com | 198,688 | $3,486,974 | dollars as filed | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 66,761 | $3,474,242 | dollars as filed | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 53,297 | $3,448,849 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 245,638 | $3,345,590 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 243,641 | $3,320,827 | dollars as filed | |
| VIRTUS CONVERTIBLE & INC FD | 92838U801 | COM NEW | 205,874 | $3,273,397 | dollars as filed | |
| VIRTUS CONVERTIBLE & INCOME | 92838X805 | COM NEW | 185,909 | $3,270,139 | dollars as filed | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 252,532 | $3,037,960 | dollars as filed | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 137,739 | $2,914,557 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 222,390 | $2,846,592 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 238,622 | $2,698,815 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 215,331 | $2,605,505 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 245,318 | $2,507,150 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 138,168 | $2,264,574 | dollars as filed | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 31,935 | $2,035,869 | dollars as filed | |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 129,641 | $1,970,543 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 345,429 | $1,941,311 | dollars as filed | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 177,105 | $1,926,902 | dollars as filed | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 150,623 | $1,902,368 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 80,479 | $1,776,172 | dollars as filed | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 185,469 | $1,663,659 | dollars as filed | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 231,370 | $1,640,413 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 62,053 | $1,591,039 | dollars as filed | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 56,610 | $1,287,878 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 112,665 | $1,273,115 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 195,902 | $1,204,797 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 79,341 | $1,172,660 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 86,578 | $1,030,278 | dollars as filed | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 60,688 | $940,664 | dollars as filed | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 66,751 | $882,448 | dollars as filed | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 44,897 | $784,710 | dollars as filed | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 66,149 | $760,052 | dollars as filed | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 71,978 | $759,368 | dollars as filed | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 65,258 | $753,730 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 70,700 | $745,178 | dollars as filed | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 263,404 | $734,897 | dollars as filed | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 62,657 | $671,056 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 63,607 | $662,785 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 89,911 | $588,018 | dollars as filed | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 10,787 | $565,768 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 73,493 | $559,282 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,398 | $514,995 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 33,015 | $376,701 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 58,283 | $376,508 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 47,641 | $374,935 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 8,000 | $321,840 | dollars as filed | |
| SPY | 78462F103 | SHS | 390 | $291,240 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 23,905 | $238,094 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882M104 | COM | 15,802 | $237,662 | dollars as filed | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 4,469 | $226,265 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 270 | $198,828 | dollars as filed | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 9,191 | $183,912 | dollars as filed | |
| DESTINY TECH100 INC | 25063F107 | COM SHS | 6,588 | $169,707 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 150 | $105,501 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 1,000 | $71,400 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 12,911 | $57,196 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 100 | $56,329 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 6,546 | $54,986 | dollars as filed | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 2,081 | $36,542 | dollars as filed | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 1,985 | $36,067 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 3,679 | $33,994 | dollars as filed | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 600 | $33,864 | dollars as filed | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 3,144 | $27,101 | dollars as filed | |
| AIRJOULE TECHNOLOGIES CORP | 612160119 | *W EXP 03/15/202 | 15,307 | $19,899 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 2,046 | $19,642 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 1,533 | $16,694 | dollars as filed | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 649 | $15,070 | dollars as filed | |
| Rice Acquisition Corp 3 W Exp 99/99/999 | G7553X114 | SPACS Warrant | 14,946 | $14,797 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 3,258 | $14,694 | dollars as filed | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 684 | $14,391 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 1,013 | $14,354 | dollars as filed | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 1,103 | $14,346 | dollars as filed | |
| SPARK I ACQUISITION CORP | G8316B118 | *W EXP 10/01/203 | 6,000 | $14,250 | dollars as filed | |
| Mexico Fund Inc/The | 592835102 | COM | 600 | $13,122 | dollars as filed | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 220 | $12,597 | dollars as filed | |
| ARCHIMEDES TECH SPAC PARTNER | G04537125 | *W EXP 10/15/202 | 5,000 | $10,950 | dollars as filed | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 993 | $10,919 | dollars as filed | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 1,412 | $10,308 | dollars as filed | |
| Net Power Inc W Exp 06/08/202 | 64107A113 | SPAC Combination | 32,771 | $9,504 | dollars as filed | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 908 | $9,343 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 783 | $9,224 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1,187 | $8,970 | dollars as filed | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 428 | $8,795 | dollars as filed | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 371 | $8,626 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 320 | $8,169 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 409 | $7,557 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 248 | $7,288 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,496 | $7,241 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 728 | $6,966 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 230 | $6,941 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 200 | $6,887 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 380 | $6,802 | dollars as filed | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 402 | $6,582 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,127 | $6,380 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 1,151 | $6,295 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 894 | $5,195 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 739 | $4,345 | dollars as filed | |
| GRAF GLOBAL CORP | G4036C114 | UNIT 05/31/2032 | 10,000 | $3,800 | dollars as filed | |
| VIKING ACQUISITION CORP I | G9582G112 | *W EXP 11/03/203 | 4,000 | $3,600 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 468 | $3,196 | dollars as filed | |
| SPACE EXPLORATION TECHN CORP CLASS A COM STK | 84615Q103 | Stock | 17 | $2,905 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 285 | $1,479 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-26-013942 | this filing | 2026-08-10 | acceptance time not in the bulk data set |