13F-HR filed by NorthRock Partners, LLC
NorthRock Partners, LLC filed this 13F-HR for the quarter ended 2025-03-31, filed 2025-05-08, with 852 holding rows worth $2,979,793,108.
- Accession
- 0001398344-25-008966
- Filer
- CIK 1632097
- Filed
- 2025-05-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2025
A holdings report, 852 entries on the cover page, a total value of $2,979,793,108 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,979,793,108 with VALUE read as dollars as filed, 13F file number 028-16755. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FERRARI N V | N3167Y103 | COM | 612 | $261,863 | dollars as filed | |
| ROYAL GOLD INC | 780287108 | COM | 1,586 | $259,303 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 3,462 | $258,542 | dollars as filed | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 139 | $256,338 | dollars as filed | |
| INSULET CORP COM | 45784P101 | Stock | 971 | $254,994 | dollars as filed | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,421 | $252,895 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 4,577 | $248,691 | dollars as filed | |
| DOLLAR TREE INC COM | 256746108 | Stock | 3,304 | $248,031 | dollars as filed | |
| BRUKER CORP | 116794108 | COM | 5,922 | $247,184 | dollars as filed | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 5,341 | $246,701 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 9,786 | $245,433 | dollars as filed | |
| Avantis US Equity ETF | 025072885 | SHS | 2,653 | $245,091 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 5,846 | $244,655 | dollars as filed | |
| VERICEL CORP | 92346J108 | COM | 5,402 | $241,037 | dollars as filed | |
| STERIS PLC SHS USD | G8473T100 | Stock | 1,059 | $240,022 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 4,837 | $240,019 | dollars as filed | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 10,254 | $239,636 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 12,225 | $239,243 | dollars as filed | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 3,977 | $237,610 | dollars as filed | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 5,792 | $237,298 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 3,035 | $237,185 | dollars as filed | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 2,642 | $237,146 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,785 | $236,031 | dollars as filed | |
| AMETEK INC COM | 031100100 | Stock | 1,371 | $236,004 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 6,109 | $234,639 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 2,848 | $234,424 | dollars as filed | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 11,575 | $234,047 | dollars as filed | |
| VERALTO CORP COM SHS | 92338C103 | Stock | 2,398 | $233,670 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,210 | $233,376 | dollars as filed | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,077 | $233,091 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 9,862 | $232,853 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 4,224 | $231,137 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 10,461 | $230,037 | dollars as filed | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 4,891 | $229,877 | dollars as filed | |
| WABTEC COM | 929740108 | Stock | 1,266 | $229,589 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,603 | $227,888 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 680 | $227,492 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 2,778 | $226,879 | dollars as filed | |
| CDW CORP COM | 12514G108 | Stock | 1,414 | $226,608 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 1,651 | $226,067 | dollars as filed | |
| UDR INC COM | 902653104 | REIT | 4,892 | $220,972 | dollars as filed | |
| TARGA RES CORP COM | 87612G101 | Stock | 1,102 | $220,940 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 5,528 | $218,522 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 1,221 | $218,254 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 1,274 | $217,880 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 7,635 | $217,822 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 2,842 | $217,754 | dollars as filed | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 6,103 | $213,849 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,024 | $213,411 | dollars as filed | |
| BALL CORP | 058498106 | COM | 4,089 | $212,914 | dollars as filed | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 2,003 | $212,398 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 799 | $212,122 | dollars as filed | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 1,757 | $211,279 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 4,120 | $210,867 | dollars as filed | |
| V F CORP COM | 918204108 | Stock | 13,541 | $210,156 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,444 | $210,135 | dollars as filed | |
| LOEWS CORP COM | 540424108 | Stock | 2,286 | $210,106 | dollars as filed | |
| EDISON INTL COM | 281020107 | Stock | 3,559 | $209,671 | dollars as filed | |
| XYLEM INC COM | 98419M100 | Stock | 1,753 | $209,413 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 4,187 | $208,764 | dollars as filed | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 9,244 | $208,267 | dollars as filed | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 629 | $207,186 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 3,981 | $206,954 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 2,040 | $205,816 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 3,590 | $205,109 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 4,108 | $204,603 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 16,382 | $203,464 | dollars as filed | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 417 | $203,162 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,019 | $203,152 | dollars as filed | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,501 | $202,335 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,261 | $201,609 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 7,195 | $198,301 | dollars as filed | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 2,779 | $194,224 | dollars as filed | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,613 | $193,085 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 2,169 | $193,019 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 3,603 | $185,498 | dollars as filed | |
| TIDAL TRUST II | 88634T774 | YIELDMAX NVDA | 12,000 | $184,560 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 3,389 | $184,415 | dollars as filed | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 1,577 | $182,304 | dollars as filed | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 2,557 | $176,152 | dollars as filed | |
| AMPLIFY ETF TR | 032108664 | AMPLIFY CYBERSEC | 2,439 | $175,120 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 16,207 | $173,899 | dollars as filed | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 2,964 | $172,920 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 14,773 | $171,810 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 2,434 | $166,753 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 3,123 | $163,552 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 3,225 | $163,272 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 1,756 | $162,061 | dollars as filed | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 15,823 | $159,554 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,890 | $157,399 | dollars as filed | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 2,584 | $153,180 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 13,708 | $153,117 | dollars as filed | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 3,079 | $152,484 | dollars as filed | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 1,322 | $150,422 | dollars as filed | |
| ISHARES TR | 46436E544 | ESG SELECT SCREE | 3,888 | $146,281 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 2,125 | $144,266 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 15,292 | $143,286 | dollars as filed | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 3,800 | $142,386 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1,391 | $137,560 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 3,596 | $136,129 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 3,350 | $135,374 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 3,715 | $134,172 | dollars as filed | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,865 | $133,478 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 2,023 | $132,952 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 857 | $131,209 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 87,002 | $129,634 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V799 | INTL CORE EQUITY | 4,663 | $129,492 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 5,931 | $127,571 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,395 | $127,010 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1,316 | $125,519 | dollars as filed | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 405 | $125,149 | dollars as filed | |
| Vanguard Energy ETF | 92204A306 | SHS | 954 | $123,743 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 3,400 | $121,414 | dollars as filed | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 3,068 | $120,787 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 2,155 | $120,012 | dollars as filed | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 756 | $118,941 | dollars as filed | |
| ISHARES TR | 464288620 | SHS | 2,295 | $117,229 | dollars as filed | |
| SPDW | 78463X889 | COM | 3,186 | $116,002 | dollars as filed | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 3,550 | $113,461 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 3,052 | $110,465 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 3,000 | $107,520 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 62,344 | $106,608 | dollars as filed | |
| VANECK ETF TRUST | 92189F437 | COM | 3,648 | $105,281 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 963 | $104,678 | dollars as filed | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 3,383 | $104,188 | dollars as filed | |
| ISHARES TR | 46436E759 | COM | 1,513 | $101,885 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 1,591 | $101,076 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 918 | $101,053 | dollars as filed | |
| CERTARA INC COM | 15687V109 | Stock | 10,202 | $101,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 3,013 | $100,152 | dollars as filed | |
| COLUMBIA SHRT DUR HI YLD ETF | 19761L847 | COM | 5,000 | $99,901 | dollars as filed | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 2,515 | $99,317 | dollars as filed | |
| COLUMBIA US HIGH YIELD ETF | 19761L839 | COM | 5,000 | $99,126 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 3,724 | $98,983 | dollars as filed | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 998 | $96,833 | dollars as filed | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 4,200 | $96,348 | dollars as filed | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 1,661 | $94,910 | dollars as filed | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 3,110 | $90,948 | dollars as filed | |
| AMPLIFY ETF TR | 032108557 | ETHO CLI LEA ETF | 1,640 | $90,184 | dollars as filed | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 2,879 | $89,307 | dollars as filed | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 1,027 | $85,179 | dollars as filed | |
| Vanguard Materials ETF | 92204A801 | SHS | 450 | $84,965 | dollars as filed | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 827 | $82,860 | dollars as filed | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 1,633 | $82,129 | dollars as filed | |
| COLUMBIA U.S. EQUITY INCOME ETF | 19761L854 | ETF | 1,700 | $77,792 | dollars as filed | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 1,192 | $76,523 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 1,140 | $75,628 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 2,095 | $74,687 | dollars as filed | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 791 | $73,191 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 1,782 | $72,527 | dollars as filed | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 1,508 | $71,600 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 4,228 | $70,305 | dollars as filed | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 551 | $70,021 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F722 | FT VEST US EQT | 1,400 | $69,846 | dollars as filed | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 1,445 | $69,808 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 1,125 | $69,750 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 1,685 | $67,720 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 265 | $67,273 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 1,521 | $66,611 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 11,032 | $66,413 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 2,283 | $66,230 | dollars as filed | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1,182 | $65,542 | dollars as filed | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 1,418 | $65,341 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 803 | $65,111 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F748 | FT VEST US EQT | 1,403 | $64,789 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 1,799 | $64,152 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 487 | $63,461 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 1,742 | $62,364 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 2,942 | $60,907 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 1,629 | $60,289 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 24,521 | $59,342 | dollars as filed | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 2,526 | $56,723 | dollars as filed | |
| SPY | 78462F103 | SHS | 100 | $55,939 | dollars as filed | call |
| MGC | 921910873 | COM | 277 | $55,782 | dollars as filed | |
| SPDR S&P 500 ESG ETF | 78468R531 | SHS | 1,042 | $55,747 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L862 | INTL EQ INCO ETF | 1,700 | $55,102 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,000 | $55,100 | dollars as filed | call |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 244 | $53,430 | dollars as filed | |
| SPDR SERIES TRUST | 78468R523 | ST STR BL 12 ETF | 530 | $52,730 | dollars as filed | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 940 | $51,766 | dollars as filed | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 670 | $51,557 | dollars as filed | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 2,165 | $49,925 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 300 | $49,800 | dollars as filed | call |
| JPMORGAN BETABUILD INTERL EQY ETF | 46641Q373 | COM | 805 | $49,512 | dollars as filed | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 1,071 | $47,724 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 1,569 | $47,227 | dollars as filed | |
| Ishares Bb Rated Corp B | 46435U473 | COM | 1,000 | $46,210 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q167 | ACTIVE VALUE ETF | 722 | $45,876 | dollars as filed | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 1,001 | $45,515 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 2,087 | $45,372 | dollars as filed | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 940 | $43,973 | dollars as filed | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 1,194 | $43,951 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 930 | $42,752 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1,716 | $42,665 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 1,362 | $41,863 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 11,640 | $41,773 | dollars as filed | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 768 | $41,619 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 10,545 | $41,336 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 452 | $40,928 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V118 | GBL LISTED PVT | 638 | $40,877 | dollars as filed | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 462 | $40,658 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 1,115 | $40,009 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 200 | $39,898 | dollars as filed | call |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 690 | $39,469 | dollars as filed | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 483 | $38,962 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 155 | $38,248 | dollars as filed | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 595 | $37,967 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 471 | $36,870 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 954 | $36,672 | dollars as filed | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 345 | $35,794 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 449 | $35,368 | dollars as filed | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 405 | $35,304 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 594 | $35,260 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 200 | $35,154 | dollars as filed | call |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 1,355 | $34,607 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 376 | $30,726 | dollars as filed | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 797 | $28,923 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 300 | $28,878 | dollars as filed | call |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MARCH | 45782C375 | ETF | 777 | $27,622 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 143 | $27,603 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 472 | $27,190 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 521 | $26,597 | dollars as filed | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 235 | $26,064 | dollars as filed | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 1,100 | $25,762 | dollars as filed | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 80 | $25,411 | dollars as filed | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 600 | $25,392 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q134 | INTRNL RES EQT | 379 | $24,150 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 309 | $24,077 | dollars as filed | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 588 | $23,485 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 210 | $23,329 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 1,207 | $23,015 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,000 | $21,470 | dollars as filed | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 956 | $21,434 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 200 | $21,330 | dollars as filed | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 306 | $20,918 | dollars as filed | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 209 | $20,724 | dollars as filed | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 100 | $20,574 | dollars as filed | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 225 | $20,401 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 285 | $19,896 | dollars as filed | |
| ISHARES TR | 46436E742 | EGSADVNCDMSCI EM | 520 | $19,885 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 247 | $19,498 | dollars as filed | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 705 | $19,218 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 306 | $19,202 | dollars as filed | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 300 | $19,140 | dollars as filed | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 200 | $19,042 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 690 | $18,564 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 391 | $18,393 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 452 | $18,288 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 150 | $18,287 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 107 | $18,277 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 395 | $18,190 | dollars as filed | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 235 | $17,317 | dollars as filed | |
| Invesco S&P International Dev Momt ETF | 46138E222 | SHS | 380 | $16,781 | dollars as filed | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 430 | $16,467 | dollars as filed | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 230 | $16,326 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 169 | $16,182 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 86 | $15,884 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 683 | $15,654 | dollars as filed | |
| Avantis Emerging Markets Value ETF | 025072372 | SHS | 318 | $14,997 | dollars as filed | |
| ISHARES TR | 464287564 | SELECT US REIT | 242 | $14,875 | dollars as filed | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 150 | $14,295 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 850 | $13,379 | dollars as filed | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 182 | $13,000 | dollars as filed | |
| JPMORGAN ACTIVEBLD EMRG MRKT EQY ETF | 46641Q266 | COM | 338 | $12,932 | dollars as filed | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 659 | $12,646 | dollars as filed | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 300 | $12,231 | dollars as filed | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 94 | $12,111 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 251 | $11,634 | dollars as filed | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 258 | $11,628 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 375 | $11,529 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 205 | $11,516 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 160 | $11,426 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 460 | $11,385 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 16,750 | $11,271 | dollars as filed | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 64 | $11,139 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G615 | INVESCO PHLX SM | 320 | $10,780 | dollars as filed | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 142 | $10,363 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 339 | $10,331 | dollars as filed | |
| Dimensional International Value ETF | 25434V807 | SHS | 258 | $10,155 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 432 | $10,004 | dollars as filed | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 151 | $9,966 | dollars as filed | |
| AMPLIFY ETF TR | 032108698 | CASH FLOW DIVID | 351 | $9,888 | dollars as filed | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 104 | $9,572 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 100 | $9,548 | dollars as filed | call |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 120 | $9,109 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 160 | $8,958 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524631 | HIGH YIEL BD ETF | 324 | $8,452 | dollars as filed | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 163 | $8,148 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 162 | $7,860 | dollars as filed | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 100 | $7,436 | dollars as filed | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 147 | $6,906 | dollars as filed | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 20 | $6,510 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 100 | $6,171 | dollars as filed | call |
| AMPLIFY ETF TR | 032108649 | AMPLIFY JUNIOR S | 500 | $6,060 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q340 | BETABUILDERS US | 63 | $5,678 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 217 | $5,604 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 265 | $5,322 | dollars as filed | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 55 | $5,313 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 65 | $5,128 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 108 | $5,120 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 66 | $5,054 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 447 | $5,015 | dollars as filed | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 45 | $4,958 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 48 | $4,601 | dollars as filed | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 45 | $4,448 | dollars as filed | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 64 | $4,389 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 39 | $4,308 | dollars as filed | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 95 | $4,152 | dollars as filed | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 66 | $3,970 | dollars as filed | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 74 | $3,771 | dollars as filed | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 88 | $3,553 | dollars as filed | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 180 | $3,510 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A726 | DIREXION HCM | 113 | $3,421 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 125 | $2,875 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 140 | $2,824 | dollars as filed | |
| AMPLIFY ETF TR | 032108474 | ALTRNTV HARV ETF | 141 | $2,750 | dollars as filed | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 44 | $2,663 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 70 | $2,643 | dollars as filed | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 60 | $2,525 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 25 | $2,411 | dollars as filed | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 40 | $2,373 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 84 | $2,216 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 21 | $2,035 | dollars as filed | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 43 | $1,939 | dollars as filed | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 56 | $1,916 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 36 | $1,907 | dollars as filed | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 42 | $1,893 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 88 | $1,860 | dollars as filed | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 58 | $1,790 | dollars as filed | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 37 | $1,721 | dollars as filed | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 215 | $1,709 | dollars as filed | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 35 | $1,654 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 41 | $1,573 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V831 | US HIGH PROF ETF | 45 | $1,491 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 46 | $1,470 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 20 | $1,451 | dollars as filed | |
| Avantis International Equity ETF | 025072703 | SHS | 21 | $1,380 | dollars as filed | |
| AMPLIFY ETF TR | 032108565 | AI POWE EQUI ETF | 34 | $1,253 | dollars as filed | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 34 | $1,138 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 33 | $988 | dollars as filed | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 35 | $980 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 39 | $949 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 23 | $836 | dollars as filed | |
| WISDOMTREE TR | 97717X867 | CMN | 28 | $749 | dollars as filed | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 10 | $592 | dollars as filed | |
| JPMORGAN SMALL MID CP ENH EQT ETF | 46641Q118 | COM | 8 | $452 | dollars as filed | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 25 | $435 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 10 | $369 | dollars as filed | |
| AMPLIFY ETF TR | 032108573 | BLOOMBERG AI EQQ | 8 | $343 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 2 | $234 | dollars as filed | |
| ISHARES TR | 46436E361 | BLOCKCHAIN & TEC | 6 | $150 | dollars as filed | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 1 | $104 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-25-008966 | this filing | 2025-05-08 | acceptance time not in the bulk data set |