13F-HR/A filed by NorthRock Partners, LLC
NorthRock Partners, LLC filed this 13F-HR/A for the quarter ended 2024-12-31, filed 2025-04-22, with 775 holding rows worth $3,070,313,813.
- Accession
- 0001398344-25-007448
- Filer
- CIK 1632097
- Filed
- 2025-04-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2024
A holdings report, amendment of type restatement, 775 entries on the cover page, a total value of $3,070,313,813 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,070,313,813 with VALUE read as dollars as filed, 13F file number 028-16755. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 3,574 | $272,518 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 6,468 | $271,971 | dollars as filed | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 13,327 | $270,138 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 15,400 | $269,962 | dollars as filed | |
| TIDAL TRUST II | 88634T774 | YIELDMAX NVDA | 11,500 | $268,525 | dollars as filed | |
| INSULET CORP COM | 45784P101 | Stock | 1,021 | $266,552 | dollars as filed | |
| FIRSTENERGY CORP | 337932107 | COM | 6,682 | $265,823 | dollars as filed | |
| CORPAY INC COM SHS | 219948106 | Stock | 772 | $261,260 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 5,261 | $260,585 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,088 | $259,935 | dollars as filed | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 6,103 | $259,439 | dollars as filed | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 3,971 | $258,417 | dollars as filed | |
| BERKLEY W R CORP COM | 084423102 | Stock | 4,399 | $257,416 | dollars as filed | |
| Avantis US Equity ETF | 025072885 | SHS | 2,653 | $257,156 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 2,990 | $255,107 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 87,002 | $254,046 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 4,308 | $253,876 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 11,084 | $251,385 | dollars as filed | |
| GLOBAL PMTS INC | 37940X102 | COM | 2,242 | $251,239 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 4,629 | $251,123 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 4,969 | $251,043 | dollars as filed | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,131 | $250,692 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 980 | $249,467 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 3,932 | $247,913 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 12,205 | $247,639 | dollars as filed | |
| BROWN & BROWN INC COM | 115236101 | Stock | 2,427 | $247,603 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 4,936 | $247,461 | dollars as filed | |
| GLIMPSE GROUP INC | 37892C106 | COM | 100,000 | $247,000 | dollars as filed | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 2,549 | $244,092 | dollars as filed | |
| AMETEK INC COM | 031100100 | Stock | 1,354 | $244,072 | dollars as filed | |
| OSHKOSH CORP COM | 688239201 | Stock | 2,542 | $241,668 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,682 | $241,245 | dollars as filed | |
| CMS ENERGY CORP COM | 125896100 | Stock | 3,617 | $241,073 | dollars as filed | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 9,956 | $237,948 | dollars as filed | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 3,275 | $237,896 | dollars as filed | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,266 | $236,907 | dollars as filed | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 5,371 | $235,035 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 4,286 | $234,401 | dollars as filed | |
| VANECK ETF TRUST | 92189H748 | CLO ETF | 4,433 | $233,942 | dollars as filed | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 3,082 | $233,677 | dollars as filed | |
| Vanguard Energy ETF | 92204A306 | SHS | 1,896 | $229,979 | dollars as filed | |
| STERIS PLC SHS USD | G8473T100 | Stock | 1,117 | $229,611 | dollars as filed | |
| BXP INC COM | 101121101 | REIT | 3,032 | $228,435 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 1,211 | $227,680 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 2,683 | $226,721 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 8,247 | $225,956 | dollars as filed | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,038 | $225,749 | dollars as filed | |
| WABTEC COM | 929740108 | Stock | 1,183 | $224,285 | dollars as filed | |
| UDR INC COM | 902653104 | REIT | 5,159 | $223,952 | dollars as filed | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 3,270 | $223,439 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 2,840 | $223,252 | dollars as filed | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,193 | $220,610 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 6,266 | $217,117 | dollars as filed | |
| VERALTO CORP COM SHS | 92338C103 | Stock | 2,086 | $212,689 | dollars as filed | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 923 | $211,295 | dollars as filed | |
| BRUKER CORP | 116794108 | COM | 3,603 | $211,208 | dollars as filed | |
| DOUBLELINE ETF TRUST | 25861R303 | COMMERCIAL REAL | 4,071 | $209,485 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 4,227 | $209,279 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 4,071 | $209,087 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 8,805 | $208,502 | dollars as filed | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 707 | $205,772 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,444 | $205,638 | dollars as filed | |
| TAPESTRY INC COM | 876030107 | Stock | 3,136 | $204,880 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 3,552 | $204,062 | dollars as filed | |
| FIVE BELOW INC COM | 33829M101 | Stock | 1,941 | $203,727 | dollars as filed | |
| ITT INC COM | 45073V108 | Stock | 1,413 | $201,889 | dollars as filed | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,613 | $201,519 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 5,392 | $200,690 | dollars as filed | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 2,779 | $195,151 | dollars as filed | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,501 | $195,025 | dollars as filed | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 3,866 | $192,274 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 7,171 | $190,966 | dollars as filed | |
| ROYAL GOLD INC | 780287108 | COM | 1,418 | $187,016 | dollars as filed | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 1,489 | $183,965 | dollars as filed | |
| AMPLIFY ETF TR | 032108664 | AMPLIFY CYBERSEC | 2,439 | $181,681 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,890 | $171,858 | dollars as filed | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 56,620 | $171,559 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 3,315 | $171,386 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 3,354 | $169,580 | dollars as filed | |
| ISHARES TR | 46436E544 | ESG SELECT SCREE | 4,099 | $168,600 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 2,434 | $167,800 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 1,443 | $166,181 | dollars as filed | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 1,444 | $165,311 | dollars as filed | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 2,617 | $165,262 | dollars as filed | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 2,531 | $154,847 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 2,636 | $146,702 | dollars as filed | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 2,172 | $140,029 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 3,280 | $136,480 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,277 | $136,435 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,812 | $135,904 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 1,457 | $134,904 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 62,344 | $132,169 | dollars as filed | |
| ISHARES TR | 464288620 | SHS | 2,589 | $130,175 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 14,860 | $129,650 | dollars as filed | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 3,824 | $129,634 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 2,023 | $126,599 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 1,921 | $126,405 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 5,930 | $124,886 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,418 | $123,792 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 3,715 | $123,387 | dollars as filed | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 3,101 | $118,982 | dollars as filed | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 756 | $118,669 | dollars as filed | |
| ISHARES TR | 46436E759 | COM | 1,801 | $116,381 | dollars as filed | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 2,477 | $115,032 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 10,510 | $111,091 | dollars as filed | |
| CERTARA INC COM | 15687V109 | Stock | 10,420 | $110,973 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 2,735 | $110,330 | dollars as filed | |
| VANECK ETF TRUST | 92189F437 | COM | 3,810 | $109,233 | dollars as filed | |
| SPDW | 78463X889 | COM | 3,186 | $108,738 | dollars as filed | |
| JPMORGAN INCOME ETF | 46641Q159 | ETF | 2,331 | $106,868 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 1,323 | $103,048 | dollars as filed | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 1,022 | $102,504 | dollars as filed | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 4,493 | $102,081 | dollars as filed | |
| COLUMBIA SHRT DUR HI YLD ETF | 19761L847 | COM | 5,000 | $99,482 | dollars as filed | |
| COLUMBIA US HIGH YIELD ETF | 19761L839 | COM | 5,000 | $99,100 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 3,013 | $98,706 | dollars as filed | |
| AMPLIFY ETF TR | 032108557 | ETHO CLI LEA ETF | 1,640 | $97,976 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 365 | $97,353 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 3,704 | $96,565 | dollars as filed | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 998 | $96,484 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 3,142 | $93,820 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1,005 | $92,917 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 3,000 | $91,320 | dollars as filed | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 3,142 | $91,261 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 2,236 | $90,938 | dollars as filed | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 3,091 | $89,676 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 12,002 | $86,894 | dollars as filed | |
| Vanguard Materials ETF | 92204A801 | SHS | 450 | $84,528 | dollars as filed | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 1,027 | $82,150 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 1,070 | $79,961 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 1,364 | $78,854 | dollars as filed | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 2,879 | $78,827 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 1,326 | $76,912 | dollars as filed | |
| COLUMBIA U.S. EQUITY INCOME ETF | 19761L854 | ETF | 1,700 | $75,388 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 947 | $73,875 | dollars as filed | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 1,484 | $72,597 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 1,144 | $70,180 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 2,055 | $68,601 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 1,515 | $65,147 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 640 | $64,077 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 703 | $63,336 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 1,738 | $59,340 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 300 | $59,247 | dollars as filed | call |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 407 | $59,159 | dollars as filed | |
| SPDR S&P 500 ESG ETF | 78468R531 | SHS | 1,042 | $58,852 | dollars as filed | |
| SPY | 78462F103 | SHS | 100 | $58,608 | dollars as filed | call |
| McDonalds Corporation | 580135101 | COM | 200 | $57,978 | dollars as filed | call |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 10,864 | $57,688 | dollars as filed | |
| SPDR SERIES TRUST | 78468R523 | ST STR BL 12 ETF | 581 | $57,606 | dollars as filed | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 1,554 | $57,172 | dollars as filed | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 2,503 | $55,252 | dollars as filed | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1,000 | $52,160 | dollars as filed | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 243 | $51,336 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 398 | $51,270 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 476 | $50,718 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L862 | INTL EQ INCO ETF | 1,700 | $49,881 | dollars as filed | |
| Ishares Bb Rated Corp B | 46435U473 | COM | 1,000 | $45,999 | dollars as filed | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 768 | $45,067 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 200 | $44,192 | dollars as filed | call |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 1,793 | $43,140 | dollars as filed | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 1,001 | $42,773 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V118 | GBL LISTED PVT | 638 | $42,599 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 465 | $41,522 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1,705 | $41,416 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 1,002 | $40,571 | dollars as filed | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 779 | $39,691 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 1,253 | $39,385 | dollars as filed | |
| ISHARES TR | 46436E767 | COM | 791 | $39,329 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 1,115 | $38,281 | dollars as filed | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 1,097 | $37,721 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 11,930 | $37,580 | dollars as filed | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 266 | $37,067 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 602 | $36,572 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 431 | $35,811 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 1,355 | $33,861 | dollars as filed | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 1,377 | $31,812 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 408 | $30,868 | dollars as filed | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 235 | $30,639 | dollars as filed | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 1,273 | $29,883 | dollars as filed | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 1,319 | $29,651 | dollars as filed | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 666 | $28,472 | dollars as filed | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 313 | $27,968 | dollars as filed | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 426 | $27,941 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 472 | $26,123 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 239 | $25,465 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 118 | $24,417 | dollars as filed | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 225 | $22,970 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 1,011 | $22,943 | dollars as filed | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 300 | $22,845 | dollars as filed | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 653 | $22,692 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 1,196 | $21,907 | dollars as filed | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 100 | $21,596 | dollars as filed | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 306 | $21,588 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,000 | $21,260 | dollars as filed | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 200 | $20,678 | dollars as filed | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 300 | $19,917 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 244 | $19,556 | dollars as filed | |
| ISHARES TR | 46436E742 | EGSADVNCDMSCI EM | 520 | $19,394 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 200 | $19,362 | dollars as filed | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 200 | $19,306 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 285 | $18,850 | dollars as filed | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 407 | $18,840 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 550 | $18,651 | dollars as filed | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 430 | $17,989 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 452 | $17,881 | dollars as filed | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 184 | $17,593 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 107 | $17,486 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 850 | $17,009 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 358 | $16,975 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 65 | $16,883 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 367 | $16,627 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 16,750 | $15,814 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 670 | $15,405 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F243 | VEST LADDERED SM | 687 | $14,654 | dollars as filed | |
| ISHARES TR | 464287564 | SELECT US REIT | 242 | $14,583 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 561 | $14,496 | dollars as filed | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 182 | $13,746 | dollars as filed | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 296 | $13,379 | dollars as filed | |
| ROYAL GOLD INC | 780287108 | COM | 100 | $13,185 | dollars as filed | call |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 300 | $12,144 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 100 | $12,079 | dollars as filed | call |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 460 | $11,339 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 152 | $10,745 | dollars as filed | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 64 | $10,573 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 190 | $10,438 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 138 | $9,758 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 91 | $9,611 | dollars as filed | |
| Dimensional International Value ETF | 25434V807 | SHS | 258 | $9,154 | dollars as filed | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 120 | $8,974 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 284 | $8,435 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524631 | HIGH YIEL BD ETF | 320 | $8,365 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 169 | $8,154 | dollars as filed | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 302 | $8,066 | dollars as filed | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 20 | $7,508 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 97 | $7,495 | dollars as filed | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 80 | $7,418 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 94 | $7,393 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 151 | $7,370 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 141 | $7,174 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 58 | $6,655 | dollars as filed | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 130 | $6,495 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 264 | $5,163 | dollars as filed | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 45 | $5,011 | dollars as filed | |
| AMPLIFY ETF TR | 032108649 | AMPLIFY JUNIOR S | 500 | $4,965 | dollars as filed | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 45 | $4,963 | dollars as filed | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 48 | $4,778 | dollars as filed | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 64 | $4,295 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A726 | DIREXION HCM | 113 | $4,078 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 27 | $3,662 | dollars as filed | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 88 | $3,580 | dollars as filed | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 180 | $3,566 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 84 | $2,126 | dollars as filed | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 56 | $1,949 | dollars as filed | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 42 | $1,916 | dollars as filed | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 71 | $1,766 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V831 | US HIGH PROF ETF | 45 | $1,521 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 33 | $1,504 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 20 | $1,447 | dollars as filed | |
| AMPLIFY ETF TR | 032108565 | AI POWE EQUI ETF | 34 | $1,353 | dollars as filed | |
| Avantis International Equity ETF | 025072703 | SHS | 21 | $1,278 | dollars as filed | |
| AMPLIFY ETF TR | 032108649 | AMPLIFY JUNIOR S | 100 | $993 | dollars as filed | call |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 13 | $890 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 23 | $836 | dollars as filed | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 10 | $579 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 17 | $496 | dollars as filed | |
| JPMORGAN SMALL MID CP ENH EQT ETF | 46641Q118 | COM | 8 | $488 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 10 | $432 | dollars as filed | |
| AMPLIFY ETF TR | 032108573 | BLOOMBERG AI EQQ | 8 | $389 | dollars as filed | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 25 | $387 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 15 | $381 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 33 | $376 | dollars as filed | |
| LENNAR CORP CL B | 526057302 | Stock | 2 | $264 | dollars as filed | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 6 | $233 | dollars as filed | |
| ISHARES TR | 46436E361 | BLOCKCHAIN & TEC | 6 | $208 | dollars as filed | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 2 | $52 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-25-002767 | superseded | 2025-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-25-007448 | this filing | 2025-04-22 | acceptance time not in the bulk data set |