13F-HR/A filed by NorthRock Partners, LLC
NorthRock Partners, LLC filed this 13F-HR/A for the quarter ended 2024-09-30, filed 2025-04-22, with 833 holding rows worth $3,041,846,055.
- Accession
- 0001398344-25-007446
- Filer
- CIK 1632097
- Filed
- 2025-04-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, amendment of type restatement, 833 entries on the cover page, a total value of $3,041,846,055 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,041,846,055 with VALUE read as dollars as filed, 13F file number 028-16755. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CORNING INC | 219350105 | COM | 6,597 | $297,872 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 15,025 | $297,192 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,950 | $297,085 | dollars as filed | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,331 | $293,832 | dollars as filed | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,939 | $292,989 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 10,953 | $291,671 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 19,637 | $291,619 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 4,302 | $290,938 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R827 | 2X LONG NVDA DAI | 4,950 | $288,041 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 8,688 | $287,060 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,454 | $286,648 | dollars as filed | |
| FIRSTENERGY CORP | 337932107 | COM | 6,446 | $285,823 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 9,757 | $284,721 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 15,400 | $284,592 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 13,507 | $281,756 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,676 | $281,545 | dollars as filed | |
| CMS ENERGY CORP COM | 125896100 | Stock | 3,985 | $281,461 | dollars as filed | |
| AMETEK INC COM | 031100100 | Stock | 1,631 | $280,059 | dollars as filed | |
| EVERGY INC COM | 30034W106 | Stock | 4,511 | $279,727 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,700 | $279,042 | dollars as filed | |
| OSHKOSH CORP COM | 688239201 | Stock | 2,768 | $277,381 | dollars as filed | |
| OGE ENERGY CORP | 670837103 | COM | 6,744 | $276,639 | dollars as filed | |
| TIDAL TRUST II | 88634T774 | YIELDMAX NVDA | 11,500 | $275,540 | dollars as filed | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 6,018 | $275,497 | dollars as filed | |
| FERRARI N V | N3167Y103 | COM | 584 | $274,544 | dollars as filed | |
| AMERICAN HEALTHCARE REIT INC COM SHS | 398182303 | REIT | 10,412 | $274,356 | dollars as filed | |
| WABTEC COM | 929740108 | Stock | 1,500 | $272,655 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 1,406 | $272,539 | dollars as filed | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 2,425 | $271,347 | dollars as filed | |
| VERALTO CORP COM SHS | 92338C103 | Stock | 2,423 | $271,198 | dollars as filed | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 5,571 | $270,695 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 3,146 | $269,927 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 30,077 | $269,489 | dollars as filed | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 937 | $269,190 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,475 | $265,235 | dollars as filed | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 55,945 | $264,608 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,185 | $264,362 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,687 | $263,648 | dollars as filed | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 11,071 | $263,379 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,382 | $263,345 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 17,493 | $261,344 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 6,244 | $261,104 | dollars as filed | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 7,200 | $260,280 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 4,862 | $258,481 | dollars as filed | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 3,963 | $257,056 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 5,101 | $255,764 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 5,234 | $255,699 | dollars as filed | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 8,868 | $254,861 | dollars as filed | |
| Avantis US Equity ETF | 025072885 | SHS | 2,677 | $254,717 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 4,062 | $254,669 | dollars as filed | |
| BALL CORP | 058498106 | COM | 3,739 | $253,915 | dollars as filed | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 6,000 | $252,540 | dollars as filed | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 4,891 | $252,082 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,185 | $251,387 | dollars as filed | |
| BROWN & BROWN INC COM | 115236101 | Stock | 2,422 | $250,919 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 2,810 | $250,717 | dollars as filed | |
| VANECK ETF TRUST | 92189F437 | COM | 8,463 | $248,897 | dollars as filed | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,094 | $248,201 | dollars as filed | |
| BERKLEY W R CORP COM | 084423102 | Stock | 4,368 | $247,797 | dollars as filed | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 1,987 | $246,726 | dollars as filed | |
| CARMAX INC COM | 143130102 | Stock | 3,161 | $244,598 | dollars as filed | |
| CORPAY INC COM SHS | 219948106 | Stock | 779 | $243,640 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 12,020 | $241,121 | dollars as filed | |
| BXP INC COM | 101121101 | REIT | 2,945 | $239,841 | dollars as filed | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 2,265 | $238,368 | dollars as filed | |
| INSULET CORP COM | 45784P101 | Stock | 1,023 | $238,103 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 729 | $236,197 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,444 | $235,553 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,126 | $235,325 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 4,286 | $234,358 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 12,650 | $233,778 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 3,696 | $233,494 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 3,464 | $232,227 | dollars as filed | |
| TAPESTRY INC COM | 876030107 | Stock | 4,942 | $232,165 | dollars as filed | |
| VANECK ETF TRUST | 92189H748 | CLO ETF | 4,362 | $231,379 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 4,506 | $230,347 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,024 | $228,620 | dollars as filed | |
| VERICEL CORP | 92346J108 | COM | 5,395 | $227,939 | dollars as filed | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 2,352 | $227,133 | dollars as filed | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,477 | $227,030 | dollars as filed | |
| UDR INC COM | 902653104 | REIT | 4,985 | $226,020 | dollars as filed | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,501 | $225,383 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 3,880 | $222,829 | dollars as filed | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,106 | $221,823 | dollars as filed | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 1,142 | $221,388 | dollars as filed | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,668 | $219,525 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 3,818 | $217,855 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 30,663 | $217,707 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 13,659 | $214,173 | dollars as filed | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 9,926 | $213,806 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 3,195 | $213,522 | dollars as filed | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 5,178 | $212,660 | dollars as filed | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,195 | $212,471 | dollars as filed | |
| POOL CORP COM | 73278L105 | Stock | 562 | $211,762 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 5,841 | $211,063 | dollars as filed | |
| CONAGRA FOODS INC | 205887102 | COM | 6,482 | $210,795 | dollars as filed | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 2,539 | $210,077 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 5,373 | $210,031 | dollars as filed | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 1,506 | $209,594 | dollars as filed | |
| DOUBLELINE ETF TRUST | 25861R303 | COMMERCIAL REAL | 4,023 | $209,125 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,250 | $206,843 | dollars as filed | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 803 | $204,219 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 1,137 | $202,522 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 9,628 | $202,292 | dollars as filed | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 1,923 | $200,138 | dollars as filed | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 2,779 | $198,726 | dollars as filed | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,603 | $198,163 | dollars as filed | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 4,326 | $193,670 | dollars as filed | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 3,816 | $192,436 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 2,844 | $191,998 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 3,461 | $182,256 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 3,553 | $180,268 | dollars as filed | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 1,374 | $173,350 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 2,382 | $170,932 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 2,434 | $169,869 | dollars as filed | |
| R1 RCM INC | 77634L105 | COM | 11,826 | $167,570 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 3,005 | $167,184 | dollars as filed | |
| AMPLIFY ETF TR | 032108664 | AMPLIFY CYBERSEC | 2,439 | $166,535 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 711 | $163,958 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 1,976 | $156,934 | dollars as filed | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 4,157 | $155,513 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 3,738 | $154,737 | dollars as filed | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 2,172 | $153,843 | dollars as filed | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 2,531 | $151,961 | dollars as filed | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 4,927 | $148,930 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 14,860 | $148,897 | dollars as filed | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 831 | $147,411 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 1,286 | $145,188 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 2,146 | $143,097 | dollars as filed | |
| ISHARES TR | 46436E544 | ESG SELECT SCREE | 3,329 | $139,188 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 1,432 | $136,742 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 1,921 | $135,522 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 5,762 | $133,506 | dollars as filed | |
| ISHARES TR | 464288620 | SHS | 2,523 | $132,659 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 2,023 | $131,475 | dollars as filed | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 1,280 | $128,405 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,812 | $127,440 | dollars as filed | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 3,060 | $126,333 | dollars as filed | |
| Vanguard Energy ETF | 92204A306 | SHS | 990 | $121,322 | dollars as filed | |
| SPDW | 78463X889 | COM | 3,186 | $119,666 | dollars as filed | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 1,155 | $117,025 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 2,732 | $113,515 | dollars as filed | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 1,170 | $113,432 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1,019 | $112,732 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 13,595 | $112,184 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 2,735 | $111,123 | dollars as filed | |
| ISHARES TR | 46436E759 | COM | 1,513 | $108,997 | dollars as filed | |
| JPMORGAN INCOME ETF | 46641Q159 | ETF | 2,331 | $108,135 | dollars as filed | |
| COLUMBIA US HIGH YIELD ETF | 19761L839 | COM | 5,000 | $101,477 | dollars as filed | |
| COLUMBIA SHRT DUR HI YLD ETF | 19761L847 | COM | 5,000 | $101,361 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 2,238 | $99,972 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 1,227 | $98,646 | dollars as filed | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 3,049 | $98,391 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 13,794 | $98,351 | dollars as filed | |
| AMPLIFY ETF TR | 032108557 | ETHO CLI LEA ETF | 1,640 | $98,256 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 2,935 | $97,524 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 864 | $95,446 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 3,000 | $95,340 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 365 | $94,926 | dollars as filed | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 998 | $93,949 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 62,344 | $93,516 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 1,541 | $93,107 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 2,462 | $92,005 | dollars as filed | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 1,027 | $90,664 | dollars as filed | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 3,050 | $89,712 | dollars as filed | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 749 | $85,783 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 858 | $84,739 | dollars as filed | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 1,559 | $83,718 | dollars as filed | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 1,417 | $82,342 | dollars as filed | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 915 | $81,770 | dollars as filed | |
| COLUMBIA U.S. EQUITY INCOME ETF | 19761L854 | ETF | 1,700 | $80,465 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 717 | $77,888 | dollars as filed | |
| GLIMPSE GROUP INC | 37892C106 | COM | 100,000 | $75,580 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 4,144 | $74,758 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 2,055 | $74,329 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 769 | $71,963 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 2,283 | $69,335 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 2,013 | $67,858 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 1,128 | $67,127 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 1,510 | $66,985 | dollars as filed | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 12,203 | $66,384 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 200 | $60,902 | dollars as filed | call |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 402 | $60,156 | dollars as filed | |
| SPDR S&P 500 ESG ETF | 78468R531 | SHS | 1,042 | $58,102 | dollars as filed | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 1,523 | $57,341 | dollars as filed | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1,000 | $57,220 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 640 | $57,195 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 1,828 | $55,352 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L862 | INTL EQ INCO ETF | 1,700 | $54,395 | dollars as filed | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 410 | $54,083 | dollars as filed | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 240 | $52,764 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 300 | $52,101 | dollars as filed | call |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 1,365 | $52,075 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 257 | $51,618 | dollars as filed | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 1,000 | $50,460 | dollars as filed | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 1,060 | $49,788 | dollars as filed | |
| iShares Global REIT ETF | 46434V647 | SHS | 1,856 | $49,537 | dollars as filed | |
| SPDR SERIES TRUST | 78468R523 | ST STR BL 12 ETF | 481 | $47,898 | dollars as filed | |
| Ishares Bb Rated Corp B | 46435U473 | COM | 1,000 | $47,350 | dollars as filed | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 768 | $45,083 | dollars as filed | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 710 | $44,517 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 927 | $44,180 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 200 | $44,178 | dollars as filed | call |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 1,001 | $44,114 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V118 | GBL LISTED PVT | 638 | $43,524 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 1,471 | $42,341 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 1,061 | $40,880 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 602 | $40,755 | dollars as filed | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 777 | $39,719 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 627 | $38,597 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 622 | $37,867 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 954 | $37,864 | dollars as filed | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 1,093 | $37,706 | dollars as filed | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 1,524 | $37,128 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 612 | $36,255 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 753 | $34,450 | dollars as filed | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 595 | $32,386 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 400 | $32,312 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 159 | $32,139 | dollars as filed | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 300 | $31,800 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 1,161 | $30,349 | dollars as filed | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 1,252 | $30,109 | dollars as filed | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 426 | $30,063 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 10,640 | $30,005 | dollars as filed | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 235 | $28,980 | dollars as filed | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 646 | $28,049 | dollars as filed | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 557 | $27,209 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 16,750 | $25,460 | dollars as filed | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 200 | $25,420 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 200 | $25,236 | dollars as filed | |
| iShares MSCI Frontier 100 | 464286145 | cs | 876 | $24,116 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 1,190 | $23,547 | dollars as filed | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 653 | $23,129 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 267 | $22,361 | dollars as filed | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 306 | $21,943 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,000 | $21,930 | dollars as filed | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 225 | $21,587 | dollars as filed | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 100 | $21,284 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 452 | $21,203 | dollars as filed | |
| ISHARES TR | 46436E742 | EGSADVNCDMSCI EM | 520 | $21,072 | dollars as filed | |
| Vanguard Materials ETF | 92204A801 | SHS | 98 | $20,806 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 482 | $20,780 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 285 | $20,700 | dollars as filed | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 250 | $20,165 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 422 | $20,062 | dollars as filed | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 771 | $19,583 | dollars as filed | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 300 | $19,512 | dollars as filed | |
| ISHARES TR | 46435U366 | CMN | 601 | $19,088 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 184 | $18,744 | dollars as filed | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 429 | $18,378 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 200 | $18,080 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 102 | $17,887 | dollars as filed | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 182 | $17,494 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 356 | $17,118 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 850 | $17,026 | dollars as filed | |
| ISHARES TR | 464287192 | US TRSPRTION | 237 | $16,332 | dollars as filed | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 296 | $13,948 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 252 | $13,435 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 532 | $12,475 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 460 | $11,560 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 300 | $11,022 | dollars as filed | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 142 | $10,870 | dollars as filed | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 64 | $10,831 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 138 | $10,585 | dollars as filed | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 400 | $9,846 | dollars as filed | |
| Dimensional International Value ETF | 25434V807 | SHS | 258 | $9,825 | dollars as filed | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 100 | $9,595 | dollars as filed | |
| AMPLIFY ETF TR | 032108599 | INDX FD | 191 | $9,140 | dollars as filed | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 81 | $8,856 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 107 | $8,592 | dollars as filed | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 302 | $8,257 | dollars as filed | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 100 | $7,608 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 159 | $7,506 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 141 | $7,197 | dollars as filed | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 20 | $6,826 | dollars as filed | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 100 | $6,752 | dollars as filed | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 185 | $6,427 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 207 | $6,104 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 102 | $6,047 | dollars as filed | |
| AMPLIFY ALTERNATIVE HARVEST ETF | 032108631 | ETF | 1,731 | $5,729 | dollars as filed | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 79 | $5,583 | dollars as filed | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 30 | $5,472 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 66 | $5,172 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 400 | $5,076 | dollars as filed | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 45 | $4,921 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 172 | $4,908 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 59 | $4,265 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 102 | $4,198 | dollars as filed | |
| WISDOMTREE TR | 97717Y477 | US QUALITY GROW | 89 | $4,061 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A726 | DIREXION HCM | 113 | $3,990 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 173 | $3,680 | dollars as filed | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 88 | $3,667 | dollars as filed | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 180 | $3,616 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 55 | $3,429 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 60 | $3,242 | dollars as filed | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 122 | $3,017 | dollars as filed | |
| iShares Global Tech ETF | 464287291 | SHS | 36 | $2,971 | dollars as filed | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 62 | $2,938 | dollars as filed | |
| Avantis International Equity ETF | 025072703 | SHS | 42 | $2,837 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 66 | $2,738 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 25 | $2,726 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 43 | $2,562 | dollars as filed | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 215 | $2,419 | dollars as filed | |
| WISDOMTREE TR | 97717Y691 | CMN | 73 | $2,333 | dollars as filed | |
| WISDOMTREE TR | 97717Y659 | CYBERSECURITY FD | 89 | $2,264 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 84 | $2,208 | dollars as filed | |
| WISDOMTREE TR | 97717Y543 | ARTI INT INN FD | 106 | $2,113 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 88 | $2,066 | dollars as filed | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 55 | $2,026 | dollars as filed | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 25 | $1,901 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 40 | $1,744 | dollars as filed | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 20 | $1,671 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V831 | US HIGH PROF ETF | 45 | $1,533 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 33 | $1,529 | dollars as filed | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 33 | $1,523 | dollars as filed | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 70 | $1,508 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 50 | $1,431 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 20 | $1,380 | dollars as filed | |
| VANECK ETF TRUST | 92189H821 | DIGI TRANSFRM | 110 | $1,356 | dollars as filed | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 20 | $1,318 | dollars as filed | |
| AMPLIFY ETF TR | 032108565 | AI POWE EQUI ETF | 34 | $1,276 | dollars as filed | |
| JPMORGAN SMALL MID CP ENH EQT ETF | 46641Q118 | COM | 17 | $1,036 | dollars as filed | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 21 | $954 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 23 | $836 | dollars as filed | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 25 | $420 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 10 | $375 | dollars as filed | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 8 | $292 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 2 | $230 | dollars as filed | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 2 | $205 | dollars as filed | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 4 | $149 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 2 | $138 | dollars as filed | |
| AMPLIFY ETF TR | 032108573 | BLOOMBERG AI EQQ | 2 | $96 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 2 | $81 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-24-018112 | superseded | 2024-10-30 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-25-007446 | this filing | 2025-04-22 | acceptance time not in the bulk data set |