13F-HR/A filed by NorthRock Partners, LLC
NorthRock Partners, LLC filed this 13F-HR/A for the quarter ended 2024-06-30, filed 2025-04-22, with 810 holding rows worth $2,659,477,115.
- Accession
- 0001398344-25-007444
- Filer
- CIK 1632097
- Filed
- 2025-04-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2024
A holdings report, amendment of type restatement, 810 entries on the cover page, a total value of $2,659,477,115 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,659,477,115 with VALUE read as dollars as filed, 13F file number 028-16755. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 17,404 | $273,762 | dollars as filed | |
| CMS ENERGY CORP COM | 125896100 | Stock | 4,595 | $273,540 | dollars as filed | |
| TARGA RES CORP COM | 87612G101 | Stock | 2,124 | $273,529 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 3,383 | $272,298 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 15,400 | $271,699 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 4,690 | $270,182 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 2,872 | $269,815 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 8,629 | $267,251 | dollars as filed | |
| BEST BUY INC COM | 086516101 | Stock | 3,113 | $265,279 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,506 | $263,224 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 19,511 | $260,173 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,775 | $259,872 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,332 | $259,848 | dollars as filed | |
| EBAY INC. COM | 278642103 | Stock | 4,837 | $259,844 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 5,101 | $257,549 | dollars as filed | |
| AMETEK INC COM | 031100100 | Stock | 1,526 | $254,399 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 4,894 | $253,849 | dollars as filed | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 5,136 | $253,803 | dollars as filed | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,352 | $251,127 | dollars as filed | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 4,926 | $250,713 | dollars as filed | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 908 | $249,954 | dollars as filed | |
| VERICEL CORP | 92346J108 | COM | 5,395 | $247,523 | dollars as filed | |
| POOL CORP COM | 73278L105 | Stock | 793 | $243,713 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 13,858 | $242,099 | dollars as filed | |
| EDISON INTL COM | 281020107 | Stock | 3,363 | $241,480 | dollars as filed | |
| Avantis US Equity ETF | 025072885 | SHS | 2,677 | $241,425 | dollars as filed | |
| FIRSTENERGY CORP | 337932107 | COM | 6,302 | $241,186 | dollars as filed | |
| WABTEC COM | 929740108 | Stock | 1,516 | $239,604 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 1,735 | $239,236 | dollars as filed | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 12,203 | $239,179 | dollars as filed | |
| EVERGY INC COM | 30034W106 | Stock | 4,514 | $239,107 | dollars as filed | |
| FERRARI N V | N3167Y103 | COM | 585 | $238,904 | dollars as filed | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 5,110 | $238,177 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 1,057 | $234,897 | dollars as filed | |
| OGE ENERGY CORP | 670837103 | COM | 6,559 | $234,156 | dollars as filed | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 3,874 | $232,772 | dollars as filed | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 10,986 | $232,354 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 3,118 | $231,106 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,163 | $230,257 | dollars as filed | |
| BERKLEY W R CORP COM | 084423102 | Stock | 2,926 | $226,702 | dollars as filed | |
| BALL CORP | 058498106 | COM | 3,746 | $224,835 | dollars as filed | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,077 | $224,722 | dollars as filed | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 8,064 | $222,809 | dollars as filed | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 2,239 | $222,579 | dollars as filed | |
| DOUBLELINE ETF TRUST | 25861R303 | COMMERCIAL REAL | 4,326 | $222,298 | dollars as filed | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 6,312 | $221,993 | dollars as filed | |
| INSULET CORP COM | 45784P101 | Stock | 1,100 | $221,980 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 1,638 | $221,277 | dollars as filed | |
| CARMAX INC COM | 143130102 | Stock | 3,007 | $220,533 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,206 | $219,943 | dollars as filed | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 9,679 | $219,907 | dollars as filed | |
| TAPESTRY INC COM | 876030107 | Stock | 5,119 | $219,051 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 12,378 | $217,490 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 13,660 | $217,488 | dollars as filed | |
| CONAGRA FOODS INC | 205887102 | COM | 7,644 | $217,242 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 8,150 | $216,632 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 2,859 | $216,626 | dollars as filed | |
| VANECK ETF TRUST | 92189H748 | CLO ETF | 4,077 | $215,857 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,444 | $215,830 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,242 | $214,470 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 6,772 | $213,646 | dollars as filed | |
| BROWN & BROWN INC COM | 115236101 | Stock | 2,380 | $212,796 | dollars as filed | |
| AXONENTERPRISEINC | 05464C101 | STOK | 720 | $211,853 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,878 | $210,468 | dollars as filed | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,501 | $210,155 | dollars as filed | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 2,075 | $209,347 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 4,713 | $208,550 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,951 | $208,328 | dollars as filed | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,915 | $208,293 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 11,111 | $207,998 | dollars as filed | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 5,934 | $206,978 | dollars as filed | |
| VERALTO CORP COM SHS | 92338C103 | Stock | 2,164 | $206,792 | dollars as filed | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 3,148 | $204,431 | dollars as filed | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 4,096 | $201,732 | dollars as filed | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,105 | $201,251 | dollars as filed | |
| NETAPP INC COM | 64110D104 | Stock | 1,559 | $200,830 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 2,720 | $200,494 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,250 | $198,248 | dollars as filed | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 1,136 | $191,364 | dollars as filed | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 4,427 | $186,465 | dollars as filed | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 4,326 | $183,355 | dollars as filed | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 2,779 | $182,177 | dollars as filed | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,603 | $181,876 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 2,783 | $178,112 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 683 | $178,058 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 3,499 | $176,617 | dollars as filed | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 6,351 | $175,739 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 711 | $175,288 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 4,381 | $168,669 | dollars as filed | |
| R1 RCM INC | 77634L105 | COM | 13,342 | $167,570 | dollars as filed | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 1,371 | $161,089 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 2,382 | $160,300 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 2,973 | $159,119 | dollars as filed | |
| AMPLIFY ETF TR | 032108664 | AMPLIFY CYBERSEC | 2,439 | $157,876 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 2,434 | $156,409 | dollars as filed | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 1,522 | $152,360 | dollars as filed | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 1,497 | $148,937 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 3,584 | $142,372 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 1,306 | $139,689 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 14,860 | $139,051 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 1,713 | $132,395 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 50,162 | $128,917 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 1,694 | $126,204 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 1,432 | $126,202 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 1,921 | $124,701 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 62,344 | $124,688 | dollars as filed | |
| Vanguard Energy ETF | 92204A306 | SHS | 954 | $121,822 | dollars as filed | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 3,167 | $119,317 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 2,155 | $119,150 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 2,023 | $118,467 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1,019 | $112,600 | dollars as filed | |
| SPDW | 78463X889 | COM | 3,186 | $111,765 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 2,907 | $110,873 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 1,213 | $107,326 | dollars as filed | |
| JPMORGAN INCOME ETF | 46641Q159 | ETF | 2,331 | $105,967 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 2,735 | $103,793 | dollars as filed | |
| ISHARES TR | 46436E759 | COM | 1,515 | $102,153 | dollars as filed | |
| GLIMPSE GROUP INC | 37892C106 | COM | 100,000 | $102,000 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 1,797 | $101,854 | dollars as filed | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 1,170 | $101,334 | dollars as filed | |
| ISHARES TR | 46436E544 | ESG SELECT SCREE | 2,654 | $100,510 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,398 | $98,582 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 1,828 | $93,776 | dollars as filed | |
| AMPLIFY ETF TR | 032108557 | ETHO CLI LEA ETF | 1,640 | $92,660 | dollars as filed | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 3,049 | $90,866 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 365 | $90,113 | dollars as filed | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 998 | $88,609 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1,226 | $88,336 | dollars as filed | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 3,021 | $87,225 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 2,462 | $87,029 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 1,129 | $86,583 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 2,344 | $85,342 | dollars as filed | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 1,027 | $83,475 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 10,952 | $81,483 | dollars as filed | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 1,417 | $80,599 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 848 | $78,639 | dollars as filed | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 749 | $78,375 | dollars as filed | |
| TTEC HLDGS INC | 89854H102 | COM | 12,733 | $74,870 | dollars as filed | |
| COLUMBIA U.S. EQUITY INCOME ETF | 19761L854 | ETF | 1,700 | $74,746 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 11,258 | $74,415 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 14,613 | $74,234 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 2,269 | $73,879 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 2,055 | $69,151 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 2,283 | $63,627 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 5,458 | $63,040 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 3,076 | $62,012 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 825 | $61,805 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 1,576 | $60,534 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 1,023 | $60,183 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 1,503 | $59,804 | dollars as filed | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 1,308 | $59,148 | dollars as filed | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 575 | $59,053 | dollars as filed | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1,100 | $58,443 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 995 | $57,927 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 231 | $57,862 | dollars as filed | |
| ISHARES TR | 46436E452 | USD SYSTM BD ETF | 691 | $57,515 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 745 | $57,469 | dollars as filed | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 763 | $56,596 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 640 | $55,616 | dollars as filed | |
| SPDR S&P 500 ESG ETF | 78468R531 | SHS | 1,042 | $55,330 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 1,828 | $54,292 | dollars as filed | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 658 | $53,950 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 400 | $52,820 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 658 | $52,588 | dollars as filed | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 1,019 | $52,417 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L862 | INTL EQ INCO ETF | 1,700 | $51,638 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 200 | $50,968 | dollars as filed | call |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 238 | $48,735 | dollars as filed | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 1,000 | $48,280 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 1,376 | $48,184 | dollars as filed | |
| iShares Global REIT ETF | 46434V647 | SHS | 2,038 | $47,372 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 1,000 | $46,927 | dollars as filed | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 909 | $46,595 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 432 | $46,030 | dollars as filed | |
| Ishares Bb Rated Corp B | 46435U473 | COM | 1,000 | $46,020 | dollars as filed | |
| SPDR SERIES TRUST | 78468R523 | ST STR BL 12 ETF | 446 | $44,319 | dollars as filed | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 1,001 | $44,044 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 220 | $43,364 | dollars as filed | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 373 | $42,082 | dollars as filed | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 768 | $41,387 | dollars as filed | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 705 | $40,334 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V118 | GBL LISTED PVT | 638 | $38,975 | dollars as filed | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 585 | $38,399 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 1,061 | $37,865 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 655 | $37,762 | dollars as filed | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 1,565 | $37,128 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 591 | $36,429 | dollars as filed | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 775 | $36,253 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 342 | $35,756 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 522 | $35,266 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 612 | $34,468 | dollars as filed | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 1,089 | $33,928 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 753 | $33,192 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 164 | $32,020 | dollars as filed | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 251 | $31,997 | dollars as filed | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 825 | $31,928 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 1,161 | $29,129 | dollars as filed | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 782 | $28,996 | dollars as filed | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 1,246 | $28,945 | dollars as filed | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 426 | $28,010 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 500 | $27,725 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 300 | $27,534 | dollars as filed | call |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 400 | $27,256 | dollars as filed | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 235 | $26,790 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 100 | $26,247 | dollars as filed | call |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 417 | $26,104 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 1,113 | $25,120 | dollars as filed | |
| iShares MSCI Frontier 100 | 464286145 | cs | 876 | $24,055 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 526 | $23,990 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 200 | $23,864 | dollars as filed | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 557 | $23,480 | dollars as filed | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 644 | $22,897 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 1,178 | $21,107 | dollars as filed | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 306 | $20,352 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 100 | $20,289 | dollars as filed | call |
| ISHARES TR | 464288752 | US HOME CONS ETF | 200 | $20,212 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 500 | $20,106 | dollars as filed | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 100 | $19,985 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 16,750 | $19,933 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,000 | $19,640 | dollars as filed | |
| ISHARES TR | 46436E742 | EGSADVNCDMSCI EM | 520 | $19,079 | dollars as filed | |
| Vanguard Materials ETF | 92204A801 | SHS | 98 | $18,958 | dollars as filed | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 250 | $18,780 | dollars as filed | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 300 | $18,457 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 452 | $18,338 | dollars as filed | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 771 | $18,334 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 887 | $17,873 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 1,320 | $17,582 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 100 | $17,381 | dollars as filed | call |
| ISHARES TR | 46435U366 | CMN | 601 | $17,141 | dollars as filed | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 523 | $16,903 | dollars as filed | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 429 | $16,877 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 194 | $16,652 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 817 | $16,544 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 100 | $16,221 | dollars as filed | call |
| ISHARES TR | 464287192 | US TRSPRTION | 240 | $15,703 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 178 | $15,618 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 450 | $15,269 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 102 | $15,215 | dollars as filed | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 200 | $13,648 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 10,640 | $13,087 | dollars as filed | |
| ISHARES TR | 464288620 | SHS | 248 | $12,452 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 270 | $12,256 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 249 | $11,767 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 460 | $11,247 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 10,054 | $11,059 | dollars as filed | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 142 | $10,268 | dollars as filed | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 64 | $9,764 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 138 | $9,571 | dollars as filed | |
| Dimensional International Value ETF | 25434V807 | SHS | 258 | $9,273 | dollars as filed | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 400 | $9,248 | dollars as filed | |
| AMPLIFY ETF TR | 032108599 | INDX FD | 191 | $8,760 | dollars as filed | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 302 | $7,909 | dollars as filed | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 100 | $7,891 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 181 | $7,718 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 226 | $7,364 | dollars as filed | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 228 | $7,034 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 200 | $6,786 | dollars as filed | call |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 100 | $6,691 | dollars as filed | |
| VANECK ETF TRUST | 92189H730 | MORN SMID MO ETF | 200 | $6,392 | dollars as filed | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 20 | $6,260 | dollars as filed | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 100 | $6,071 | dollars as filed | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 90 | $5,969 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 400 | $5,816 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 102 | $5,756 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 207 | $5,657 | dollars as filed | |
| AMPLIFY ALTERNATIVE HARVEST ETF | 032108631 | ETF | 1,701 | $5,647 | dollars as filed | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 30 | $5,172 | dollars as filed | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 79 | $5,131 | dollars as filed | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 54 | $5,116 | dollars as filed | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 45 | $4,465 | dollars as filed | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 180 | $4,009 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 61 | $3,963 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A726 | DIREXION HCM | 113 | $3,855 | dollars as filed | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 88 | $3,555 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 172 | $3,421 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 58 | $3,415 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 24 | $3,360 | dollars as filed | |
| iShares Global Tech ETF | 464287291 | SHS | 36 | $2,982 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 60 | $2,903 | dollars as filed | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 62 | $2,823 | dollars as filed | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 122 | $2,728 | dollars as filed | |
| Avantis International Equity ETF | 025072703 | SHS | 42 | $2,635 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 25 | $2,587 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 61 | $2,539 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 43 | $2,371 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 84 | $2,135 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 100 | $2,000 | dollars as filed | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 55 | $1,817 | dollars as filed | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 25 | $1,770 | dollars as filed | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 16 | $1,722 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 33 | $1,584 | dollars as filed | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 70 | $1,489 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V831 | US HIGH PROF ETF | 45 | $1,440 | dollars as filed | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 52 | $1,415 | dollars as filed | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 31 | $1,367 | dollars as filed | |
| VANECK ETF TRUST | 92189H821 | DIGI TRANSFRM | 110 | $1,319 | dollars as filed | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 20 | $1,246 | dollars as filed | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 24 | $1,240 | dollars as filed | |
| AMPLIFY ETF TR | 032108565 | AI POWE EQUI ETF | 34 | $1,234 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 20 | $1,226 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 33 | $1,004 | dollars as filed | |
| JPMORGAN SMALL MID CP ENH EQT ETF | 46641Q118 | COM | 17 | $963 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 23 | $836 | dollars as filed | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 21 | $832 | dollars as filed | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 10 | $800 | dollars as filed | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 17 | $655 | dollars as filed | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 25 | $394 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 10 | $355 | dollars as filed | |
| AMPLIFY ETF TR | 032108573 | BLOOMBERG AI EQQ | 2 | $91 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-24-013867 | superseded | 2024-08-06 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-25-007444 | this filing | 2025-04-22 | acceptance time not in the bulk data set |