13F-HR/A filed by NorthRock Partners, LLC
NorthRock Partners, LLC filed this 13F-HR/A for the quarter ended 2023-12-31, filed 2025-04-22, with 750 holding rows worth $2,389,940,639.
- Accession
- 0001398344-25-007438
- Filer
- CIK 1632097
- Filed
- 2025-04-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, amendment of type restatement, 750 entries on the cover page, a total value of $2,389,940,639 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,389,940,639 with VALUE read as dollars as filed, 13F file number 028-16755. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EVERGY INC COM | 30034W106 | Stock | 4,620 | $241,164 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,938 | $240,834 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 3,013 | $239,534 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 4,835 | $237,930 | dollars as filed | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 2,120 | $236,507 | dollars as filed | |
| WEX INC | 96208T104 | COM | 1,210 | $235,406 | dollars as filed | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 4,339 | $234,827 | dollars as filed | |
| EBAY INC. COM | 278642103 | Stock | 5,365 | $234,021 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 18,136 | $233,501 | dollars as filed | |
| CORNING INC | 219350105 | COM | 7,576 | $230,701 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 9,536 | $230,390 | dollars as filed | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 3,862 | $230,275 | dollars as filed | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,315 | $228,207 | dollars as filed | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,606 | $228,132 | dollars as filed | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,786 | $226,822 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 5,027 | $226,468 | dollars as filed | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 3,867 | $225,555 | dollars as filed | |
| PPG INDS INC COM | 693506107 | Stock | 1,499 | $224,245 | dollars as filed | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 4,392 | $224,091 | dollars as filed | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 2,939 | $223,775 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 3,084 | $221,909 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 8,896 | $220,538 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,050 | $219,692 | dollars as filed | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 2,027 | $219,443 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 12,124 | $218,708 | dollars as filed | |
| Avantis US Equity ETF | 025072885 | SHS | 2,682 | $218,681 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,664 | $215,471 | dollars as filed | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,557 | $215,115 | dollars as filed | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 4,648 | $214,114 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,247 | $213,645 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,835 | $213,471 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 3,956 | $212,913 | dollars as filed | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 5,245 | $211,950 | dollars as filed | |
| CERTARA INC COM | 15687V109 | Stock | 12,030 | $211,608 | dollars as filed | |
| BEST BUY INC COM | 086516101 | Stock | 2,672 | $211,160 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 5,612 | $211,011 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,084 | $210,383 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,675 | $210,014 | dollars as filed | |
| BALL CORP | 058498106 | COM | 3,647 | $209,775 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 4,374 | $209,602 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 1,500 | $208,860 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 361 | $208,063 | dollars as filed | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 7,239 | $206,818 | dollars as filed | |
| WABTEC COM | 929740108 | Stock | 1,626 | $206,339 | dollars as filed | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,278 | $204,902 | dollars as filed | |
| BERKLEY W R CORP COM | 084423102 | Stock | 2,946 | $204,310 | dollars as filed | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 1,207 | $201,497 | dollars as filed | |
| SYNCHRONYFINL | 87165B103 | STOK | 5,256 | $200,727 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,562 | $198,273 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,410 | $195,885 | dollars as filed | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 3,757 | $195,364 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 3,861 | $194,812 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 16,972 | $194,669 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,510 | $191,714 | dollars as filed | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,675 | $191,017 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 13,261 | $189,765 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 5,333 | $187,188 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,700 | $176,783 | dollars as filed | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 2,451 | $176,550 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 2,845 | $172,635 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,157 | $170,878 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,185 | $168,289 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 1,940 | $165,948 | dollars as filed | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 2,779 | $164,128 | dollars as filed | |
| SPDW | 78463X889 | COM | 4,784 | $162,714 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 4,252 | $152,971 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 1,935 | $149,717 | dollars as filed | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 2,990 | $142,204 | dollars as filed | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 1,217 | $139,938 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 1,966 | $137,834 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,700 | $136,404 | dollars as filed | put |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,296 | $136,378 | dollars as filed | |
| CNH INDL N V SHS | N20944109 | Stock | 10,775 | $131,240 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1,330 | $128,199 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 1,360 | $127,999 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 1,480 | $124,794 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 581 | $123,974 | dollars as filed | |
| Vanguard Energy ETF | 92204A306 | SHS | 1,029 | $120,698 | dollars as filed | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,076 | $120,283 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 1,921 | $116,912 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 37,092 | $114,985 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 2,023 | $114,441 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 2,135 | $113,172 | dollars as filed | |
| GLIMPSE GROUP INC | 37892C106 | COM | 100,000 | $113,000 | dollars as filed | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 2,225 | $107,231 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 977 | $105,917 | dollars as filed | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 2,415 | $105,730 | dollars as filed | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 631 | $104,311 | dollars as filed | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 3,559 | $103,386 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 465 | $100,877 | dollars as filed | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 1,170 | $99,298 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 2,021 | $96,568 | dollars as filed | |
| ISHARES TR | 46435G243 | COM | 3,939 | $96,427 | dollars as filed | |
| SPDR S&P 500 ESG ETF | 78468R531 | SHS | 2,059 | $95,126 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 5,783 | $90,041 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 2,104 | $89,628 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 19,321 | $85,013 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1,773 | $84,449 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 3,079 | $82,851 | dollars as filed | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 1,027 | $81,482 | dollars as filed | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 984 | $79,753 | dollars as filed | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 1,807 | $76,490 | dollars as filed | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 998 | $74,473 | dollars as filed | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 2,477 | $74,148 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 1,700 | $69,092 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 2,055 | $67,423 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 1,612 | $67,073 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 1,062 | $63,582 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 2,283 | $61,618 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 2,054 | $61,045 | dollars as filed | |
| iShares Global REIT ETF | 46434V647 | SHS | 2,446 | $59,141 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 11,349 | $57,229 | dollars as filed | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 10,552 | $56,981 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 1,172 | $55,553 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 1,004 | $55,516 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 1,693 | $53,160 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 2,307 | $53,144 | dollars as filed | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 652 | $52,877 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 297 | $51,645 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 958 | $51,110 | dollars as filed | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,389 | $50,947 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 400 | $50,640 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 1,049 | $48,922 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 501 | $45,796 | dollars as filed | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 237 | $45,302 | dollars as filed | |
| ISHARES TR | 464288372 | COM | 955 | $44,933 | dollars as filed | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 668 | $44,415 | dollars as filed | |
| SPDR SERIES TRUST | 78468R523 | ST STR BL 12 ETF | 446 | $44,208 | dollars as filed | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 1,196 | $43,926 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 11,951 | $41,948 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 246 | $41,461 | dollars as filed | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 768 | $41,181 | dollars as filed | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 925 | $37,666 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 1,138 | $37,361 | dollars as filed | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 358 | $37,287 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 199 | $34,799 | dollars as filed | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 546 | $34,758 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 829 | $33,682 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 439 | $30,440 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 494 | $30,380 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 1,161 | $29,768 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 300 | $29,664 | dollars as filed | call |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 16,054 | $29,379 | dollars as filed | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 235 | $27,267 | dollars as filed | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 142 | $27,223 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 100 | $26,035 | dollars as filed | call |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 393 | $24,898 | dollars as filed | |
| JPMORGAN BETABUILD INTERL EQY ETF | 46641Q373 | COM | 426 | $24,252 | dollars as filed | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 426 | $24,034 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 360 | $22,558 | dollars as filed | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 570 | $22,504 | dollars as filed | |
| ISHARES TR | 46435U366 | CMN | 601 | $21,474 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 1,163 | $21,466 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,010 | $21,351 | dollars as filed | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 200 | $20,346 | dollars as filed | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 644 | $20,292 | dollars as filed | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 306 | $18,828 | dollars as filed | |
| Vanguard Materials ETF | 92204A801 | SHS | 98 | $18,614 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 285 | $18,505 | dollars as filed | |
| ISHARES TR | 46436E742 | EGSADVNCDMSCI EM | 520 | $18,460 | dollars as filed | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 100 | $18,248 | dollars as filed | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 330 | $17,388 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 285 | $16,896 | dollars as filed | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 300 | $15,891 | dollars as filed | |
| ISHARES TR | 464287192 | US TRSPRTION | 59 | $15,483 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 19,262 | $15,217 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 100 | $14,741 | dollars as filed | call |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 575 | $14,226 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 102 | $13,981 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 450 | $13,955 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 155 | $13,840 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 387 | $13,502 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 171 | $13,251 | dollars as filed | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 203 | $13,020 | dollars as filed | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 365 | $12,934 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 72 | $12,874 | dollars as filed | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 417 | $12,101 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 369 | $11,830 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 295 | $11,818 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 204 | $10,851 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 221 | $10,246 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 96 | $10,121 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 10,502 | $9,999 | dollars as filed | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 217 | $9,989 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 194 | $9,820 | dollars as filed | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 64 | $9,281 | dollars as filed | |
| Dimensional International Value ETF | 25434V807 | SHS | 258 | $8,865 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 115 | $8,761 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 289 | $8,606 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 256 | $8,512 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 188 | $8,300 | dollars as filed | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 302 | $7,973 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 50 | $7,845 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 181 | $7,215 | dollars as filed | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 112 | $6,999 | dollars as filed | |
| ISHARES TR | 464288620 | SHS | 134 | $6,869 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 200 | $6,202 | dollars as filed | call |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 121 | $6,130 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 97 | $6,004 | dollars as filed | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 59 | $5,921 | dollars as filed | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 100 | $5,819 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 121 | $5,785 | dollars as filed | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 100 | $5,673 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 157 | $5,473 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 102 | $5,357 | dollars as filed | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 90 | $5,356 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 400 | $5,239 | dollars as filed | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 89 | $4,872 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 93 | $4,835 | dollars as filed | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 45 | $4,828 | dollars as filed | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 162 | $4,538 | dollars as filed | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 107 | $4,533 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 61 | $3,911 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 59 | $3,654 | dollars as filed | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 88 | $3,597 | dollars as filed | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 156 | $3,262 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 55 | $3,112 | dollars as filed | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 20 | $3,097 | dollars as filed | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 128 | $2,988 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 60 | $2,971 | dollars as filed | |
| Avantis International Equity ETF | 025072703 | SHS | 44 | $2,631 | dollars as filed | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 32 | $2,602 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 25 | $2,529 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 86 | $2,463 | dollars as filed | |
| iShares Global Tech ETF | 464287291 | SHS | 36 | $2,454 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 43 | $2,380 | dollars as filed | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 85 | $2,307 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 66 | $2,226 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 52 | $2,175 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 84 | $2,148 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 100 | $2,062 | dollars as filed | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 50 | $1,896 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 46 | $1,799 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 74 | $1,784 | dollars as filed | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 16 | $1,735 | dollars as filed | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 55 | $1,735 | dollars as filed | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 44 | $1,720 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 33 | $1,456 | dollars as filed | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 31 | $1,393 | dollars as filed | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 70 | $1,312 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 20 | $1,172 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 28 | $1,031 | dollars as filed | |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 40 | $1,022 | dollars as filed | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 21 | $992 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 49 | $783 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 31 | $651 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 22 | $467 | dollars as filed | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 7 | $451 | dollars as filed | |
| JPMORGAN SMALL MID CP ENH EQT ETF | 46641Q118 | COM | 8 | $430 | dollars as filed | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 5 | $182 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-24-002180 | superseded | 2024-02-08 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-25-007438 | this filing | 2025-04-22 | acceptance time not in the bulk data set |