13F-HR filed by Realta Investment Advisors
Realta Investment Advisors filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-10-29, with 356 holding rows worth $217,412,361.
- Accession
- 0001398344-24-019566
- Filer
- CIK 1776792
- Filed
- 2024-10-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 356 entries on the cover page, a total value of $217,412,361 stated on the cover page (in dollars after the unit check, H1), rows summing to $217,412,361 with VALUE read as dollars as filed, 13F file number 028-19535. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 76,098 | $17,601,157 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 109,130 | $15,067,547 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 51,871 | $9,727,887 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 15,901 | $6,664,927 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 30,612 | $5,092,306 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 9,810 | $4,880,464 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 888,696 | $4,701,202 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 17,710 | $4,141,318 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 20,434 | $3,725,248 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,633 | $3,232,538 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 61,161 | $2,862,331 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 426,270 | $2,783,546 | dollars as filed | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 28,201 | $2,743,957 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 51,476 | $2,603,656 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,317 | $2,549,086 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 11,613 | $2,545,105 | dollars as filed | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 49,508 | $2,517,482 | dollars as filed | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 12,306 | $2,481,751 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 15,542 | $2,404,874 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,005 | $2,351,268 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 6,885 | $2,137,930 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 15,067 | $2,097,889 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 20,298 | $2,039,644 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 19,747 | $1,966,801 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 19,488 | $1,937,225 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 21,012 | $1,908,917 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 47,381 | $1,902,808 | dollars as filed | |
| VTI | 922908769 | COM | 6,408 | $1,847,675 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 11,194 | $1,846,736 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 2,307 | $1,644,891 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 9,282 | $1,601,238 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,991 | $1,558,122 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,928 | $1,534,475 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 19,894 | $1,528,928 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 14,010 | $1,502,221 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 13,548 | $1,494,776 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 9,772 | $1,483,088 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 17,189 | $1,418,074 | dollars as filed | |
| SPY | 78462F103 | SHS | 2,323 | $1,357,384 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 6,869 | $1,356,215 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 40,088 | $1,337,727 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 6,693 | $1,309,363 | dollars as filed | |
| VGT | 92204A702 | SHS | 1,996 | $1,213,522 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 15,000 | $1,197,300 | dollars as filed | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 22,730 | $1,127,408 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 2,642 | $1,092,388 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 6,428 | $1,062,356 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,404 | $1,042,775 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,114 | $1,035,540 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,119 | $1,033,246 | dollars as filed | |
| American Express Company | 025816109 | COM | 3,606 | $997,131 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 2,429 | $956,905 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 1,802 | $950,818 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,448 | $915,332 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 5,843 | $898,361 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,944 | $894,201 | dollars as filed | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 8,912 | $891,377 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,465 | $886,625 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 10,673 | $874,729 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 4,955 | $872,675 | dollars as filed | |
| WW GRAINGER INC COM | 384802104 | Stock | 793 | $870,466 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 20,058 | $866,247 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 16,731 | $853,616 | dollars as filed | |
| KLA CORP | 482480100 | COM | 1,024 | $849,562 | dollars as filed | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 17,095 | $848,751 | dollars as filed | |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,844 | $807,635 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 4,086 | $802,286 | dollars as filed | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 558 | $787,690 | dollars as filed | |
| GARMIN LTD SHS | H2906T109 | Stock | 4,585 | $770,097 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 1,248 | $762,192 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 12,471 | $718,704 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 1,403 | $714,155 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,815 | $691,674 | dollars as filed | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 2,407 | $679,111 | dollars as filed | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 51,669 | $672,214 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 2,056 | $667,406 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 5,212 | $666,817 | dollars as filed | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 60,073 | $660,202 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 13,045 | $659,345 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 9,151 | $655,669 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,933 | $650,795 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 6,449 | $649,608 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 4,009 | $647,961 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 10,721 | $627,071 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 1,996 | $618,192 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 30,700 | $613,386 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 7,906 | $611,735 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 21,173 | $604,277 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,740 | $600,115 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 4,117 | $599,888 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 6,234 | $596,501 | dollars as filed | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 11,757 | $593,845 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,201 | $593,060 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 13,821 | $582,693 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 3,340 | $580,191 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 7,154 | $577,113 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 1,112 | $566,731 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 9,322 | $563,515 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 26,190 | $556,833 | dollars as filed | |
| General Electric Company | 369604301 | COM | 2,882 | $555,160 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,010 | $542,990 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 21,310 | $530,184 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,079 | $523,121 | dollars as filed | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 3,070 | $517,694 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 3,811 | $515,066 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,539 | $511,166 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 1,791 | $502,700 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 4,160 | $499,546 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 7,747 | $490,217 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 2,428 | $485,015 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 5,724 | $478,984 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 5,861 | $470,565 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 2,543 | $447,788 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 5,200 | $441,688 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 1,303 | $440,896 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 9,912 | $430,181 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4,500 | $421,895 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 5,939 | $417,750 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 1,450 | $407,180 | dollars as filed | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 17,365 | $406,512 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 33,779 | $400,619 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 775 | $392,714 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 7,787 | $388,228 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 4,105 | $380,812 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,561 | $380,102 | dollars as filed | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 5,356 | $370,745 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 6,747 | $369,871 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 3,112 | $359,052 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 3,748 | $355,988 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 853 | $354,348 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,163 | $354,116 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 1,420 | $348,283 | dollars as filed | |
| Southern Company | 842587107 | COM | 3,871 | $347,796 | dollars as filed | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,890 | $344,643 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 4,605 | $333,649 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 5,178 | $313,893 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 582 | $312,821 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 10,549 | $306,798 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 10,150 | $305,211 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 4,490 | $302,895 | dollars as filed | |
| ASTERA LABS INC COM | 04626A103 | COM | 4,655 | $302,389 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 1,156 | $302,243 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 13,496 | $298,262 | dollars as filed | |
| SILA REALTY TRUST INC | 146280508 | COMMON STOCK | 11,571 | $295,408 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 24,127 | $295,314 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 1,343 | $286,731 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,002 | $285,527 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 1,213 | $285,449 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 2,560 | $274,669 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 4,050 | $267,390 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 2,717 | $264,364 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 20,502 | $264,271 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,341 | $257,754 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,262 | $252,183 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 863 | $251,733 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,135 | $251,561 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 1,998 | $248,990 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,100 | $245,773 | dollars as filed | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 2,979 | $245,560 | dollars as filed | |
| TARGA RES CORP COM | 87612G101 | Stock | 1,469 | $244,757 | dollars as filed | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 3,258 | $244,741 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 4,858 | $244,663 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 4,154 | $243,256 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 5,607 | $240,358 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,828 | $234,469 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 7,871 | $232,114 | dollars as filed | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 4,762 | $230,510 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 275 | $230,315 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 2,453 | $224,614 | dollars as filed | |
| BGC GROUP INC CL A | 088929104 | Stock | 23,865 | $223,854 | dollars as filed | |
| Boeing Company | 097023105 | COM | 1,500 | $223,485 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,146 | $221,396 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 2,274 | $216,841 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 548 | $215,076 | dollars as filed | |
| IJH | 464287507 | COM | 3,333 | $211,357 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 3,791 | $205,734 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 2,521 | $205,714 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,071 | $204,620 | dollars as filed | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 19,175 | $203,639 | dollars as filed | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 1,330 | $202,586 | dollars as filed | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 8,655 | $201,056 | dollars as filed | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 15,218 | $197,834 | dollars as filed | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,062 | $197,362 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,124 | $194,032 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 10,260 | $192,580 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 21,565 | $188,478 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 12,250 | $183,750 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 3,057 | $182,512 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 2,930 | $175,512 | dollars as filed | |
| PACER FDS TR | 69374H493 | SWAN SOS MODRTE | 5,850 | $164,553 | dollars as filed | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 494 | $164,394 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 20,257 | $164,282 | dollars as filed | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 11,408 | $163,248 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 19,544 | $161,627 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 910 | $161,443 | dollars as filed | |
| CLEANSPARK INC | 18452B209 | COM NEW | 14,700 | $158,907 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 1,429 | $158,508 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 3,677 | $154,140 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 1,718 | $145,534 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 13,550 | $143,495 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 3,224 | $135,304 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 7,326 | $133,568 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,364 | $133,331 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 12,461 | $132,585 | dollars as filed | |
| BAKKT INC | 05759B305 | COMMON STOCK | 11,140 | $124,434 | dollars as filed | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 12,000 | $122,160 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 448 | $120,433 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430230 | ULTR SHOR BD ETF | 2,200 | $110,880 | dollars as filed | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 2,068 | $109,427 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 445 | $106,809 | dollars as filed | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 3,896 | $100,828 | dollars as filed | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 2,126 | $99,246 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 914 | $98,334 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 594 | $95,553 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 850 | $95,401 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 15,247 | $93,769 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 2,326 | $87,795 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 552 | $86,718 | dollars as filed | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 10,120 | $86,222 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 347 | $83,245 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 2,000 | $82,360 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 1,830 | $80,026 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 2,000 | $77,580 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 11,565 | $73,669 | dollars as filed | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 892 | $72,074 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 1,600 | $70,560 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 240 | $69,240 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 130 | $67,958 | dollars as filed | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,000 | $65,240 | dollars as filed | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 900 | $63,972 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 15,500 | $63,860 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 639 | $63,312 | dollars as filed | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 1,154 | $61,749 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 320 | $58,621 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 5,106 | $58,464 | dollars as filed | |
| iShares U.S. Financials ETF | 464287788 | SHS | 540 | $58,174 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 595 | $55,532 | dollars as filed | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 343 | $54,540 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 673 | $53,589 | dollars as filed | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 1,176 | $53,467 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 471 | $51,505 | dollars as filed | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 580 | $49,874 | dollars as filed | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 519 | $48,552 | dollars as filed | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 1,053 | $47,925 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 570 | $47,048 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 519 | $46,413 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 182 | $43,841 | dollars as filed | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 480 | $42,080 | dollars as filed | |
| PACER FDS TR | 69374H436 | METAURUS CAP 400 | 1,000 | $38,650 | dollars as filed | |
| PACER FDS TR | 69374H485 | SWAN SOS MODRTE | 1,300 | $35,523 | dollars as filed | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 618 | $35,117 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 643 | $34,433 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 240 | $33,351 | dollars as filed | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 1,519 | $31,673 | dollars as filed | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 671 | $31,061 | dollars as filed | |
| Vanguard Energy ETF | 92204A306 | SHS | 226 | $29,219 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 789 | $28,140 | dollars as filed | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 320 | $27,670 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 1,650 | $27,454 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 392 | $26,938 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 482 | $26,804 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 524 | $26,692 | dollars as filed | |
| PACER FDS TR | 69374H543 | CMN | 1,015 | $26,306 | dollars as filed | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 1,240 | $26,003 | dollars as filed | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 550 | $25,377 | dollars as filed | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 120 | $24,613 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 200 | $23,375 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 447 | $23,326 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 541 | $22,994 | dollars as filed | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 234 | $22,652 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 639 | $22,460 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,000 | $21,900 | dollars as filed | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 362 | $21,784 | dollars as filed | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 582 | $21,723 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 636 | $21,204 | dollars as filed | |
| ISHARES TR | 464287713 | US TELECOM ETF | 800 | $20,624 | dollars as filed | |
| SPDR SERIES TRUST | 78468R523 | ST STR BL 12 ETF | 206 | $20,455 | dollars as filed | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 400 | $18,520 | dollars as filed | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 600 | $17,850 | dollars as filed | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 200 | $17,558 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 190 | $17,520 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 100 | $17,283 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 390 | $16,528 | dollars as filed | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 500 | $16,200 | dollars as filed | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 280 | $16,050 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 305 | $15,517 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 380 | $14,562 | dollars as filed | |
| Bakkt Inc W Exp 10/25/202 | 05759B115 | SPAC Combination | 134,100 | $14,081 | dollars as filed | |
| PACER FDS TR | 69374H568 | SWAN SOS FD OF | 479 | $13,862 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 190 | $13,672 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 201 | $13,576 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 410 | $13,053 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 115 | $12,689 | dollars as filed | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 250 | $12,515 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 100 | $11,686 | dollars as filed | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 261 | $11,646 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 56 | $11,332 | dollars as filed | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 507 | $11,220 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 189 | $9,945 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 176 | $9,649 | dollars as filed | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 150 | $9,561 | dollars as filed | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 35 | $8,656 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 100 | $7,750 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 84 | $7,749 | dollars as filed | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 78 | $7,736 | dollars as filed | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 150 | $7,518 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 52 | $7,458 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 128 | $7,258 | dollars as filed | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 260 | $6,971 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 50 | $6,839 | dollars as filed | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 142 | $6,754 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 101 | $6,419 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 100 | $6,258 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 50 | $6,184 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 290 | $5,710 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 85 | $5,699 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 51 | $5,478 | dollars as filed | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 16 | $5,359 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 214 | $5,142 | dollars as filed | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 30 | $4,814 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 63 | $4,783 | dollars as filed | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 50 | $4,263 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 138 | $4,194 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V118 | GBL LISTED PVT | 60 | $4,080 | dollars as filed | |
| ISHARES INC | 46434G863 | COM | 110 | $4,039 | dollars as filed | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 77 | $3,674 | dollars as filed | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 47 | $3,659 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 26 | $3,463 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 34 | $3,287 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 144 | $3,043 | dollars as filed | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 22 | $2,963 | dollars as filed | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 45 | $2,928 | dollars as filed | |
| PACER FDS TR | 69374H550 | SWAN SOS MOD JAN | 100 | $2,870 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 139 | $2,722 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 125 | $2,499 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 40 | $2,382 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 31 | $2,102 | dollars as filed | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 25 | $2,090 | dollars as filed | |
| GLADSTONE LAND CORP | 376549101 | REIT | 125 | $1,686 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 132 | $1,410 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 30 | $1,395 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 30 | $1,321 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 48 | $1,232 | dollars as filed | |
| GLOBAL X FDS | 37954Y228 | CLEANTECH ETF | 150 | $1,149 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 12 | $1,075 | dollars as filed | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 38 | $1,059 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 10 | $964 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 7 | $854 | dollars as filed | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 30 | $676 | dollars as filed | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 5 | $522 | dollars as filed | |
| ISHARES TR | 464288620 | SHS | 10 | $518 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 4 | $471 | dollars as filed | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 14 | $408 | dollars as filed | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 6 | $234 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 3 | $69 | dollars as filed | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 1 | $48 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-24-019566 | this filing | 2024-10-29 | acceptance time not in the bulk data set |