13F-HR filed by Register Financial Advisors LLC
Register Financial Advisors LLC filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-10-15, with 298 holding rows worth $194,923,278.
- Accession
- 0001398344-24-018875
- Filer
- CIK 1962636
- Filed
- 2024-10-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 298 entries on the cover page, a total value of $194,923,278 stated on the cover page (in dollars after the unit check, H1), rows summing to $194,923,278 with VALUE read as dollars as filed, 13F file number 028-23069. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 33,684 | $7,848,406 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 19,125 | $7,342,806 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 40,026 | $6,987,333 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 12,085 | $5,200,007 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 78,972 | $5,112,659 | dollars as filed | |
| NN INC | 629337106 | COM | 1,213,362 | $4,732,112 | dollars as filed | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 189,204 | $4,408,453 | dollars as filed | |
| MDU RES GROUP INC | 552690109 | COM | 158,073 | $4,332,769 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 18,150 | $3,827,193 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 63,924 | $3,495,381 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 22,804 | $3,491,907 | dollars as filed | |
| ATI INC COM | 01741R102 | Stock | 50,253 | $3,362,428 | dollars as filed | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 125,972 | $3,072,457 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 47,943 | $2,853,114 | dollars as filed | |
| SCHD | 808524797 | COM | 31,805 | $2,688,476 | dollars as filed | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 322,100 | $2,657,325 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 15,507 | $2,512,984 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 12,278 | $2,424,569 | dollars as filed | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 334,768 | $2,256,335 | dollars as filed | |
| MODINE MFG CO COM | 607828100 | Stock | 16,700 | $2,217,593 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 26,651 | $2,152,088 | dollars as filed | |
| KNIFE RIVER CORP COMMON STOCK | 498894104 | Stock | 22,978 | $2,053,972 | dollars as filed | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 59,931 | $2,047,842 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 19,119 | $2,012,824 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 16,509 | $2,000,256 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 15,775 | $1,970,455 | dollars as filed | |
| INTERFACE INC | 458665304 | COM | 102,347 | $1,941,531 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 47,686 | $1,892,193 | dollars as filed | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 62,875 | $1,841,609 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 61,194 | $1,770,964 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 9,085 | $1,692,808 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 13,801 | $1,676,018 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 4,129 | $1,673,028 | dollars as filed | |
| SPY | 78462F103 | SHS | 2,873 | $1,648,296 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,523 | $1,621,496 | dollars as filed | |
| QUANTA SVCS INC | 74762E102 | COM | 5,365 | $1,599,542 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 13,878 | $1,576,000 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 287,599 | $1,527,149 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 6,284 | $1,389,337 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 103,325 | $1,319,460 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 8,808 | $1,297,125 | dollars as filed | |
| Southern Company | 842587107 | COM | 14,325 | $1,291,844 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 61,613 | $1,290,181 | dollars as filed | |
| COUSINSPPTYSINC | 222795502 | STOK | 43,518 | $1,282,909 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 7,332 | $1,269,856 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 66,750 | $1,204,170 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 22,473 | $1,195,993 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 11,405 | $1,182,834 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 12,743 | $1,135,571 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 11,162 | $1,130,414 | dollars as filed | |
| CHART INDS INC | 16115Q308 | COM | 8,961 | $1,112,419 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 1,840 | $1,075,545 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,170 | $1,036,468 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 5,532 | $942,580 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 7,874 | $942,492 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 18,210 | $924,888 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 5,021 | $899,609 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 43,725 | $891,107 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 12,295 | $883,527 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 2,626 | $870,289 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 18,475 | $863,506 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,240 | $848,727 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 13,492 | $848,370 | dollars as filed | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 52,176 | $847,341 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 210,140 | $838,459 | dollars as filed | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 28,811 | $828,040 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 42,996 | $822,510 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 17,533 | $800,389 | dollars as filed | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 22,413 | $793,632 | dollars as filed | |
| OSI SYSTEMS INC | 671044105 | COM | 5,000 | $759,150 | dollars as filed | |
| VTI | 922908769 | COM | 2,600 | $736,339 | dollars as filed | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 23,137 | $729,048 | dollars as filed | |
| ITT INC COM | 45073V108 | Stock | 4,781 | $714,825 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,233 | $711,098 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 12,775 | $697,897 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 15,559 | $697,679 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 4,466 | $696,011 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,212 | $694,071 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 3,218 | $665,100 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 5,175 | $663,435 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,928 | $656,805 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 3,840 | $653,017 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 12,769 | $651,719 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 5,457 | $629,208 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 3,646 | $629,021 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 14,610 | $624,867 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 7,145 | $603,984 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 3,154 | $603,426 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 64,100 | $598,694 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 8,206 | $591,837 | dollars as filed | |
| SPARTANNASH CO | 847215100 | COM | 25,355 | $568,195 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 7,750 | $562,728 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 19,313 | $562,200 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 40,000 | $555,200 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 4,942 | $515,119 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 3,895 | $508,658 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 3,627 | $495,745 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 1,802 | $493,298 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,175 | $490,925 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 5,481 | $483,096 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 680 | $482,304 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 138,800 | $478,860 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 2,301 | $475,258 | dollars as filed | |
| General Electric Company | 369604301 | COM | 2,516 | $474,478 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 1,785 | $467,010 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,758 | $457,467 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 1,124 | $439,455 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,641 | $433,335 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 2,473 | $420,534 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 836 | $407,913 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 4,227 | $406,561 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 809 | $400,531 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 29,036 | $395,181 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 3,188 | $387,029 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,730 | $382,198 | dollars as filed | |
| OSHKOSH CORP COM | 688239201 | Stock | 3,780 | $378,748 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 4,110 | $369,984 | dollars as filed | |
| COPART INC COM | 217204106 | Stock | 7,000 | $366,800 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 7,152 | $365,049 | dollars as filed | |
| VITESSE ENERGY INC COMMON STOCK | 92852X103 | Stock | 14,864 | $357,038 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 3,862 | $352,654 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 7,434 | $350,379 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,166 | $349,277 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 8,916 | $348,780 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 2,600 | $332,878 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 8,350 | $326,402 | dollars as filed | |
| CRANE NXT CO | 224441105 | COM | 5,806 | $325,696 | dollars as filed | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 20,000 | $325,200 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 4,115 | $321,173 | dollars as filed | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 4,461 | $316,822 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 6,988 | $316,692 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 2,775 | $316,396 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 7,021 | $315,303 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 5,432 | $306,828 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 15,355 | $301,581 | dollars as filed | |
| CRANE COMPANY COMMON STOCK | 224408104 | Stock | 1,900 | $300,802 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,464 | $298,394 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 13,338 | $294,641 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 61,634 | $293,378 | dollars as filed | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 9,500 | $283,385 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 25,427 | $280,464 | dollars as filed | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 16,929 | $280,339 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,711 | $278,186 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,500 | $277,275 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 12,568 | $276,500 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 17,034 | $273,389 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 10,454 | $262,596 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,751 | $262,078 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 414 | $256,244 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 266 | $252,832 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 2,769 | $252,314 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 4,859 | $248,434 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 724 | $247,463 | dollars as filed | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 5,516 | $245,286 | dollars as filed | |
| RUBRIK INC. | 781154109 | CL A | 7,400 | $237,910 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,079 | $235,728 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 3,067 | $230,516 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 591 | $229,739 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 258 | $228,723 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 3,060 | $228,490 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 600 | $225,246 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 13,330 | $217,414 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 861 | $212,303 | dollars as filed | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 2,965 | $210,777 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 19,747 | $209,714 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 761 | $209,195 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,985 | $203,338 | dollars as filed | |
| MIMEDX GROUP INC | 602496101 | COM | 33,800 | $199,758 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 5,937 | $197,276 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 830 | $196,884 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,203 | $185,326 | dollars as filed | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 10,129 | $184,960 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 3,162 | $184,257 | dollars as filed | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 4,027 | $183,818 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 1,446 | $180,147 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 674 | $177,856 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,820 | $167,313 | dollars as filed | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 18,536 | $165,341 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 2,014 | $162,720 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 1,406 | $157,295 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 1,904 | $157,042 | dollars as filed | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 7,610 | $156,241 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 630 | $154,634 | dollars as filed | |
| IJH | 464287507 | COM | 2,472 | $154,060 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 1,300 | $152,015 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 10,228 | $149,021 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 783 | $148,621 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 2,621 | $148,330 | dollars as filed | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 10,920 | $148,184 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 2,916 | $146,207 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 977 | $142,289 | dollars as filed | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 5,868 | $136,069 | dollars as filed | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 1,154 | $135,790 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,685 | $135,307 | dollars as filed | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 8,055 | $133,712 | dollars as filed | |
| Boeing Company | 097023105 | COM | 875 | $133,068 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 12,564 | $132,672 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 2,272 | $130,445 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 2,483 | $125,569 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 3,630 | $121,971 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 1,151 | $119,778 | dollars as filed | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 21,400 | $118,556 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 12,093 | $118,507 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 2,551 | $117,055 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 335 | $116,057 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 14,714 | $113,002 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 9,877 | $112,108 | dollars as filed | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1,902 | $111,324 | dollars as filed | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 2,320 | $110,270 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 395 | $105,479 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,052 | $103,943 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 2,052 | $94,725 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,585 | $93,864 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 7,591 | $93,746 | dollars as filed | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 1,305 | $93,372 | dollars as filed | |
| VWO | 922042858 | SHS | 1,802 | $86,242 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 23,047 | $85,965 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 739 | $83,492 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 399 | $78,671 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 1,841 | $75,776 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 1,244 | $73,698 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 140 | $73,650 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 1,385 | $73,229 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 12,115 | $66,513 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 565 | $62,416 | dollars as filed | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,050 | $61,919 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 40,200 | $57,486 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 400 | $54,176 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,661 | $49,215 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 487 | $46,937 | dollars as filed | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 549 | $45,260 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 437 | $39,505 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 14,378 | $39,109 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 185 | $37,068 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 336 | $36,500 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 254 | $33,592 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 284 | $33,310 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 613 | $31,594 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 2,011 | $31,485 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 789 | $30,852 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 820 | $28,971 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 5,299 | $27,555 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 678 | $26,998 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 283 | $26,282 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 735 | $26,033 | dollars as filed | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 455 | $25,985 | dollars as filed | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 616 | $25,847 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 559 | $25,651 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 216 | $21,194 | dollars as filed | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 118 | $20,860 | dollars as filed | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 243 | $19,627 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 218 | $19,140 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 85 | $17,235 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 333 | $16,763 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 1,000 | $16,220 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 108 | $15,351 | dollars as filed | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 107 | $12,875 | dollars as filed | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 15,000 | $12,854 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 165 | $12,461 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 148 | $12,284 | dollars as filed | |
| ISHARES TR | 464287192 | US TRSPRTION | 172 | $11,853 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 70 | $11,677 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 175 | $10,955 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 230 | $10,465 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 279 | $10,423 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 502 | $10,358 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 200 | $10,242 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 93 | $9,060 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 286 | $8,500 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 259 | $8,224 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 150 | $7,934 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 149 | $7,858 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 130 | $7,697 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 54 | $7,251 | dollars as filed | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 100 | $6,500 | dollars as filed | |
| ISHARES TR | 464287713 | US TELECOM ETF | 241 | $6,088 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 200 | $5,150 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 53 | $5,075 | dollars as filed | |
| ISHARES TR | 464288620 | SHS | 93 | $4,890 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q134 | INTRNL RES EQT | 73 | $4,820 | dollars as filed | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 100 | $4,727 | dollars as filed | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 95 | $4,637 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 250 | $3,673 | dollars as filed | |
| ISHARES TR | 464287564 | SELECT US REIT | 52 | $3,427 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 26 | $3,297 | dollars as filed | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 50 | $2,694 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 12 | $2,409 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 79 | $1,853 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 9 | $1,509 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 6 | $1,461 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 65 | $1,302 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 12 | $1,239 | dollars as filed | |
| iShares U.S. Financials ETF | 464287788 | SHS | 8 | $831 | dollars as filed | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 7 | $671 | dollars as filed | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 9 | $635 | dollars as filed | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 4 | $366 | dollars as filed | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2 | $300 | dollars as filed | |
| GABELLI UTIL TR | 36240A184 | RIGHT 10/21/2024 | 5,285 | $145 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-24-018875 | this filing | 2024-10-15 | acceptance time not in the bulk data set |