13F-HR filed by Thomas J. Herzfeld Advisors, Inc.
Thomas J. Herzfeld Advisors, Inc. filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-14, with 155 holding rows worth $272,384,302.
- Accession
- 0001398344-24-003157
- Filer
- CIK 1509510
- Filed
- 2024-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 155 entries on the cover page, a total value of $272,384,302 stated on the cover page (in dollars after the unit check, H1), rows summing to $272,384,302 with VALUE read as dollars as filed, 13F file number 028-14375. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 1,239,757 | $25,390,223 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 3,024,092 | $23,255,267 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 3,902,738 | $22,128,524 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 1,378,498 | $10,628,220 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 1,137,845 | $9,045,868 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,317,556 | $8,906,679 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1,180,858 | $8,490,369 | dollars as filed | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 1,277,019 | $8,249,543 | dollars as filed | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 2,698,197 | $7,500,987 | dollars as filed | |
| DESTRA MULTI-ALTERNATIVE FD | 25065A502 | COMMON SHARES | 890,961 | $5,550,687 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 670,455 | $5,511,140 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 396,155 | $5,494,670 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 762,008 | $4,739,690 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 103,293 | $4,141,016 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 29,863 | $3,866,960 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 186,578 | $3,739,023 | dollars as filed | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 93,602 | $3,531,603 | dollars as filed | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 310,951 | $3,473,323 | dollars as filed | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 90,581 | $3,421,244 | dollars as filed | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 481,649 | $3,400,442 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 210,387 | $3,263,102 | dollars as filed | |
| SURO CAP CORP | 86887Q109 | COM NEW | 826,746 | $3,257,379 | dollars as filed | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 227,939 | $3,194,428 | dollars as filed | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 221,729 | $3,104,206 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 275,497 | $3,011,182 | dollars as filed | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 374,200 | $2,974,890 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 155,803 | $2,955,583 | dollars as filed | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 170,604 | $2,806,436 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 76,231 | $2,761,849 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 524,378 | $2,737,253 | dollars as filed | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 146,012 | $2,691,001 | dollars as filed | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 91,590 | $2,624,969 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 213,779 | $2,605,966 | dollars as filed | |
| MASTEC INC COM | 576323109 | Stock | 33,568 | $2,541,769 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 40,697 | $2,471,936 | dollars as filed | |
| POPULAR INC | 733174700 | COM NEW | 29,702 | $2,437,643 | dollars as filed | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 4,840 | $2,414,724 | dollars as filed | |
| ADAM NAT RES FD INC | 00548F105 | COM | 116,074 | $2,394,607 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 178,336 | $2,336,202 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 200,322 | $2,293,687 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 202,046 | $2,248,772 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 131,529 | $2,197,850 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 417,243 | $2,157,146 | dollars as filed | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 262,093 | $2,136,058 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 172,803 | $1,956,130 | dollars as filed | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 224,558 | $1,942,427 | dollars as filed | |
| COPA HOLDINGS SA | P31076105 | CL A | 18,250 | $1,940,158 | dollars as filed | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 178,311 | $1,913,099 | dollars as filed | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 109,135 | $1,842,199 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 225,645 | $1,748,749 | dollars as filed | |
| AERSALE CORPORATION | 00810F106 | COM | 129,206 | $1,640,270 | dollars as filed | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 12,110 | $1,578,539 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 10,500 | $1,564,920 | dollars as filed | |
| VESTA REAL ESTATE CORP | 92540K109 | ADS | 38,412 | $1,521,883 | dollars as filed | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 76,613 | $1,374,437 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 6,019 | $1,366,373 | dollars as filed | |
| PGT INNOVATIONS INC | 69336V101 | COM | 32,117 | $1,307,162 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 4,175 | $1,228,577 | dollars as filed | |
| OFG BANCORP | 67103X102 | COM | 31,541 | $1,182,157 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 12,424 | $1,054,673 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 163,890 | $809,617 | dollars as filed | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 73,894 | $716,033 | dollars as filed | |
| EVERTEC INC | 30040P103 | COM | 16,956 | $694,179 | dollars as filed | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 42,765 | $602,987 | dollars as filed | |
| SEABOARD CORP DEL | 811543107 | COM | 137 | $489,104 | dollars as filed | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 64,445 | $487,849 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 146,904 | $486,252 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 100,410 | $467,911 | dollars as filed | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 8,942 | $451,303 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 4,200 | $442,806 | dollars as filed | |
| NUVEEN VRIABL RAT PFD & INM | 67080R102 | COM | 26,637 | $432,851 | dollars as filed | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 38,776 | $395,903 | dollars as filed | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 22,200 | $354,534 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 3,841 | $351,029 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 27,770 | $328,241 | dollars as filed | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 33,996 | $328,061 | dollars as filed | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 4,198 | $276,270 | dollars as filed | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 25,465 | $274,258 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,398 | $267,256 | dollars as filed | |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 5,183 | $260,394 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882M104 | COM | 15,940 | $249,461 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 18,830 | $226,525 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 39,020 | $222,804 | dollars as filed | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 33,640 | $218,660 | dollars as filed | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 6,092 | $216,875 | dollars as filed | |
| AMERICA MOVIL SAB DE CV SPON ADS RP CL B | 02390A101 | ADR | 10,698 | $198,127 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 17,210 | $190,859 | dollars as filed | |
| SPY | 78462F103 | SHS | 390 | $185,371 | dollars as filed | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 16,806 | $184,698 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 20,900 | $169,708 | dollars as filed | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 19,168 | $165,803 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 15,470 | $165,220 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 18,520 | $164,643 | dollars as filed | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 15,710 | $163,541 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 8,000 | $153,200 | dollars as filed | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 12,424 | $121,755 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 270 | $110,570 | dollars as filed | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 3,460 | $97,261 | dollars as filed | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 7,940 | $92,977 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 150 | $76,107 | dollars as filed | |
| United States Oil Fund LP | 91232N207 | COM | 1,125 | $74,981 | dollars as filed | |
| Net Power Inc W Exp 06/08/202 | 64107A113 | SPAC Combination | 29,742 | $65,432 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 7,470 | $64,765 | dollars as filed | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 1,790 | $56,564 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 100 | $48,688 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 100 | $35,396 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 5,898 | $30,198 | dollars as filed | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 687 | $29,507 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 1,636 | $26,389 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 1,700 | $25,415 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1,092 | $23,631 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 2,330 | $21,739 | dollars as filed | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 607 | $20,996 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 1,587 | $19,520 | dollars as filed | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 1,585 | $18,576 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 3,324 | $17,517 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,200 | $13,200 | dollars as filed | |
| NEW GERMANY FD INC | 644465106 | COM | 1,453 | $12,699 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 1,346 | $12,572 | dollars as filed | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 1,112 | $12,454 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 850 | $12,453 | dollars as filed | |
| Mexico Fund Inc/The | 592835102 | COM | 645 | $12,307 | dollars as filed | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 882 | $11,872 | dollars as filed | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 110 | $11,374 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 892 | $10,133 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 8,959 | $9,855 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 2,000 | $9,180 | dollars as filed | |
| KOREA FD INC | 500634209 | COM NEW | 388 | $9,079 | dollars as filed | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 416 | $8,932 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 2,030 | $7,876 | dollars as filed | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 1,343 | $7,709 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,013 | $7,689 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 947 | $7,633 | dollars as filed | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 557 | $6,534 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,243 | $6,352 | dollars as filed | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 727 | $6,267 | dollars as filed | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 429 | $5,011 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 681 | $4,992 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 331 | $4,819 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 838 | $4,617 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 253 | $4,481 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 848 | $4,477 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 155 | $4,469 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 192 | $4,445 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 869 | $4,415 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 573 | $4,406 | dollars as filed | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 325 | $4,404 | dollars as filed | |
| ROBO.AI INC. | G6693P114 | *W EXP 11/11/202 | 26,327 | $4,381 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 674 | $4,300 | dollars as filed | |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 1,000 | $3,430 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V111 | *W EXP 03/17/202 | 2,457 | $2,801 | dollars as filed | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 220 | $2,710 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 731 | $1,966 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 445 | $1,041 | dollars as filed | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 10 | $781 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-24-003157 | this filing | 2024-02-14 | acceptance time not in the bulk data set |