13F-HR filed by SILVERBACK ASSET MANAGEMENT LLC
SILVERBACK ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-13, with 86 holding rows worth $718,382,536.
- Accession
- 0001398344-24-002722
- Filer
- CIK 1278960
- Filed
- 2024-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 88 entries on the cover page, a total value of $718,382,536 stated on the cover page (in dollars after the unit check, H1), rows summing to $718,382,536 with VALUE read as dollars as filed, 13F file number 028-10791. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Ivanhoe Mines Ltd | 46579RAA2 | NOTE 2.500 04/15/26 | 18,625,000 | $26,081,208 | dollars as filed | principal |
| FUBOTV INC | 35953DAB0 | NOTE 3.250% 2/1 | 32,837,000 | $24,061,859 | dollars as filed | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 44,468,000 | $24,012,720 | dollars as filed | principal |
| SPY | 78462F103 | SHS | 50,000 | $23,765,500 | dollars as filed | put |
| NOVA LTD | 66980MAB2 | BOND | 12,454,000 | $23,087,303 | dollars as filed | principal |
| SEMTECH CORP | 816850AF8 | NOTE 1.625%11/0 | 26,500,000 | $22,713,813 | dollars as filed | principal |
| LCID 1 1/4 12/15/26 | 549498AA1 | FIXED INCOME | 42,854,000 | $22,446,622 | dollars as filed | principal |
| INFINERA CORP | 45667GAE3 | BOND | 23,841,000 | $22,277,825 | dollars as filed | principal |
| HARMONIC INC | 413160AD4 | BOND | 13,000,000 | $19,982,300 | dollars as filed | principal |
| INFINERA CORP | 45667GAG8 | BOND | 20,035,000 | $19,755,679 | dollars as filed | principal |
| INFINERA CORP | 45667G103 | COMMON STOCK | 250,000 | $19,347,500 | dollars as filed | put |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 13,757,000 | $16,971,185 | dollars as filed | principal |
| PORCH GROUP INC | 733245AC8 | NOTE/6 750% 10/1 | 27,500,000 | $16,139,063 | dollars as filed | principal |
| VROOM INC | 92918VAB5 | Convertible Debt | 28,196,000 | $15,386,557 | dollars as filed | principal |
| LIVEPERSON INC | 538146AD3 | NOTE 12/1 | 23,082,000 | $15,306,828 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 17,144,000 | $15,290,905 | dollars as filed | principal |
| Viavi Solutions Inc | 925550AG0 | NOTE 1.625 03/15/26 | 14,702,000 | $14,701,020 | dollars as filed | principal |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 17,325,000 | $14,370,568 | dollars as filed | principal |
| PROS HOLDINGS INC | 74346YAG8 | NOTE 2.250% 9/1 | 12,500,000 | $14,190,383 | dollars as filed | principal |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 15,920,000 | $13,610,738 | dollars as filed | principal |
| LUMINAR TECHNOLOGIES INC | 550424AA3 | NOTE 1.250 12/15/26 | 28,100,000 | $13,084,414 | dollars as filed | principal |
| IMPINJ INC | 453204AD1 | NOTE 1.125% 5/1 | 11,713,000 | $12,766,584 | dollars as filed | principal |
| 8X8 INC NEW | 282914AE0 | NOTE 4.000% 2/0 | 14,000,000 | $12,155,267 | dollars as filed | principal |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 10,394,000 | $11,951,368 | dollars as filed | principal |
| ACCURAY INC DEL | 004397AK1 | NOTE 3.750% 6/0 | 13,096,000 | $11,860,556 | dollars as filed | principal |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 15,596,000 | $11,803,199 | dollars as filed | principal |
| REVANCE THERAPEUTICS INC | 761330AB5 | BOND | 14,000,000 | $10,667,417 | dollars as filed | principal |
| DIGITALOCEAN HLDGS INC | 25402DAB8 | CNV | 12,500,000 | $10,313,073 | dollars as filed | principal |
| TRAVERE THERAPEUTICS INC | 89422GAA5 | CNV | 15,000,000 | $9,950,000 | dollars as filed | principal |
| THE REALREAL INC | 88339PAB7 | NOTE 3.000% 6/1 | 13,274,000 | $9,816,538 | dollars as filed | principal |
| PAR TECHNOLOGY CORP | 698884AE3 | NOTE 1.500%10/1 | 10,815,000 | $9,624,899 | dollars as filed | principal |
| CRYOPORT INC | 229050AC3 | NOTE 0.750% 12/0 | 11,811,000 | $9,563,662 | dollars as filed | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 9,000,000 | $8,955,075 | dollars as filed | principal |
| Repay Holdings Corp | 76029LAA8 | NOTE 0% 02/01/26 | 10,385,000 | $8,870,932 | dollars as filed | principal |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 10,171,000 | $8,493,124 | dollars as filed | principal |
| 3D SYS CORP DEL | 88554DAD8 | NOTE 11/1 | 11,000,000 | $8,407,667 | dollars as filed | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 8,970,000 | $7,890,179 | dollars as filed | principal |
| The Beauty Health Co. | 88331LAA6 | CONV | 10,203,000 | $7,666,726 | dollars as filed | principal |
| RIDENOW GROUP INC | 781386305 | COM CL B | 928,777 | $7,560,245 | dollars as filed | |
| EVENTBRITE INC | 29975EAD1 | NOTE 0.750% 9/1 | 8,400,000 | $7,182,105 | dollars as filed | principal |
| INOTIV INC 3.25PCT 10/15/2027 | 45783QAB6 | Convertible Bond | 16,200,000 | $6,898,500 | dollars as filed | principal |
| CUTERA INC | 232109AD0 | NOTE 2.250% 6/0 | 24,816,000 | $6,501,172 | dollars as filed | principal |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 34,766,000 | $6,431,646 | dollars as filed | principal |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 7,000,000 | $6,146,875 | dollars as filed | principal |
| GROUPON INC | 399473AF4 | NOTE 1.125% 3/1 | 9,500,000 | $5,958,083 | dollars as filed | principal |
| COMMERCE.COM INC | 08975PAB4 | NOTE 0.250%10/0 | 6,993,000 | $5,642,477 | dollars as filed | principal |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 7,975,000 | $5,612,539 | dollars as filed | principal |
| Danimer Scientific Corp | 236272AA8 | NOTE 3.250 12/15/26 | 30,870,000 | $5,540,586 | dollars as filed | principal |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 6,347,000 | $5,517,923 | dollars as filed | principal |
| STANDARD BIOTOOLS INC | 34385PAF5 | NOTE 5.250%12/0 | 5,000,000 | $5,333,031 | dollars as filed | principal |
| TPI Composites Inc | 87266JAA2 | NOTE 5.250 03/15/28 | 10,050,000 | $5,326,835 | dollars as filed | principal |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 6,250,000 | $5,148,438 | dollars as filed | principal |
| POST HLDGS INC | 737446AT1 | NOTE 2.500% 8/1 | 5,000,000 | $5,062,563 | dollars as filed | principal |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 5,000,000 | $4,215,167 | dollars as filed | principal |
| THE REALREAL INC | 88339PAD3 | CNV | 11,757,000 | $4,092,416 | dollars as filed | principal |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 3,849,000 | $4,005,654 | dollars as filed | principal |
| Esperion Therapeutics Inc | 29664WAB1 | NOTE 4.000%11/15/25 | 6,500,000 | $3,836,430 | dollars as filed | principal |
| NANOSTRING TECHNOLOGIES INC | 63009RAD1 | BOND | 5,000,000 | $3,747,510 | dollars as filed | principal |
| WAYFAIR INC | 94419LAP6 | NOTE 3.250% 9/1 | 3,000,000 | $3,706,710 | dollars as filed | principal |
| NOBLE CORP PLC ORD SHS A | G65431127 | Stock | 90,256 | $3,467,144 | dollars as filed | |
| VERITONE INC | 92347MAB6 | NOTE 1.750%11/1 | 10,700,000 | $3,465,819 | dollars as filed | principal |
| PRCH 3/4 09/15/26 | 733245AA2 | FIXED INCOME | 10,629,000 | $3,277,275 | dollars as filed | principal |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 3,500,000 | $2,926,875 | dollars as filed | principal |
| Akoustis Technologies Inc | 00973N102 | COM | 3,353,351 | $2,799,302 | dollars as filed | |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 3,500,000 | $2,756,250 | dollars as filed | principal |
| VALARIS LTD | G9460G101 | CL A | 40,000 | $2,742,800 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 45,000 | $2,736,000 | dollars as filed | |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 2,500,000 | $2,181,250 | dollars as filed | principal |
| MAGNITE INC | 55955DAB6 | NOTE 0.250% 3/1 | 2,500,000 | $2,150,000 | dollars as filed | principal |
| ACCOLADE INC | 00437EAB8 | NOTE 0.500% 4/0 | 2,213,000 | $1,912,862 | dollars as filed | principal |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 220,000 | $1,650,000 | dollars as filed | |
| BIORA THERAPEUTICS INC | 74319FAB3 | NOTE 7.250%12/0 | 2,600,000 | $1,524,835 | dollars as filed | principal |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 100,000 | $1,412,000 | dollars as filed | call |
| COHERUS BIOSCIENCES INC | 19249HAB9 | BOND | 2,000,000 | $1,142,533 | dollars as filed | principal |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 100,000 | $603,101 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 125,000 | $276,250 | dollars as filed | |
| VERITONE INC | 92347M100 | COM | 324,922 | $163,046 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 250,000 | $150,625 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 160,200 | $121,047 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 57,000 | $58,140 | dollars as filed | put |
| Akoustis Technologies Inc | 00973N102 | COM | 67,100 | $55,961 | dollars as filed | call |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 27,191 | $1,088 | dollars as filed | |
| AIRSHIP AI HLDGS INC | 008940108 | COM | 12,500 | $725 | dollars as filed | |
| SPREE ACQUISITION CORP 1 LTD | G83745102 | COM | 12,500 | $375 | dollars as filed | |
| ZAPP ELEC VEHS GROUP LTD | G9889X107 | SHS | 7,961 | $65 | dollars as filed | |
| QUADRO ACQUISITION ONE CORP | G52807107 | CL A SHS | 366 | $7 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-24-002722 | this filing | 2024-02-13 | acceptance time not in the bulk data set |