13F-HR filed by Powell Investment Advisors, LLC
Powell Investment Advisors, LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-01, with 146 holding rows worth $180,829,132.
- Accession
- 0001398344-24-001545
- Filer
- CIK 1802195
- Filed
- 2024-02-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 146 entries on the cover page, a total value of $180,829,132 stated on the cover page (in dollars after the unit check, H1), rows summing to $180,829,132 with VALUE read as dollars as filed, 13F file number 028-19815. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares S&P 500 Value ETF | 464287408 | SHS | 139,383 | $24,237,292 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 248,581 | $18,668,455 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 77,689 | $12,067,412 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 93,122 | $10,915,751 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 37,992 | $9,582,411 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 20,426 | $8,369,093 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 96,500 | $7,271,267 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 47,735 | $5,551,107 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 48,284 | $5,043,759 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 31,041 | $4,716,370 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 88,169 | $4,075,602 | dollars as filed | |
| VWO | 922042858 | SHS | 74,359 | $3,056,156 | dollars as filed | |
| Apple Inc | 037833100 | COM | 14,897 | $2,868,119 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 36,157 | $2,797,473 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 28,408 | $2,049,617 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 57,431 | $1,988,039 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 59,878 | $1,867,583 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 4,123 | $1,550,485 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,248 | $1,515,092 | dollars as filed | |
| SPY | 78462F103 | SHS | 3,155 | $1,505,753 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3,813 | $1,470,825 | dollars as filed | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 82,798 | $1,422,469 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 4,394 | $1,365,865 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,257 | $1,234,416 | dollars as filed | |
| SONOCO PRODS CO | 835495102 | COM | 19,436 | $1,085,899 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 10,545 | $1,057,146 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 26,044 | $1,044,885 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,180 | $1,039,767 | dollars as filed | |
| United States Oil Fund LP | 91232N207 | COM | 14,460 | $963,759 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 22,233 | $945,351 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 3,782 | $939,751 | dollars as filed | |
| iShares Global 100 ETF | 464287572 | SHS | 11,302 | $910,015 | dollars as filed | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 15,596 | $906,907 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 9,912 | $831,038 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 16,272 | $823,696 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 11,738 | $807,574 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 5,392 | $803,624 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 9,177 | $789,864 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 2,274 | $788,101 | dollars as filed | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 15,705 | $781,962 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 11,629 | $757,483 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 4,579 | $748,860 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 5,520 | $722,678 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 6,118 | $662,302 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,670 | $652,352 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 10,215 | $646,916 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,116 | $611,478 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,671 | $606,861 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 15,957 | $599,976 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 7,118 | $576,611 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 704 | $571,555 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 9,330 | $566,704 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 10,857 | $548,496 | dollars as filed | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,309 | $547,319 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 6,708 | $544,824 | dollars as filed | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 8,612 | $527,147 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 1,777 | $526,898 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 5,552 | $523,088 | dollars as filed | |
| IJH | 464287507 | COM | 1,746 | $483,810 | dollars as filed | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 4,461 | $474,104 | dollars as filed | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 5,114 | $465,476 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,109 | $463,073 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 921 | $456,225 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,359 | $446,960 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 8,653 | $443,985 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 10,943 | $440,012 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,950 | $433,671 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 34,813 | $424,371 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 8,064 | $414,812 | dollars as filed | |
| UIPATH INC | 90364P105 | CL A | 16,190 | $402,160 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 4,257 | $396,983 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 13,531 | $389,557 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 4,835 | $376,647 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 639 | $372,486 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 2,257 | $353,762 | dollars as filed | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,704 | $344,481 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 3,587 | $342,128 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 737 | $334,038 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 4,775 | $293,997 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,270 | $291,978 | dollars as filed | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 7,982 | $285,666 | dollars as filed | |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 1,190 | $283,053 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 445 | $278,138 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 2,329 | $277,450 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 385 | $271,999 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,880 | $264,948 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 1,308 | $260,292 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 2,791 | $260,093 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,330 | $257,732 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 3,083 | $256,691 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 1,427 | $255,576 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 4,307 | $253,825 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 322 | $252,854 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 2,048 | $248,586 | dollars as filed | |
| SEA LTD | 81141R100 | SPONSORD ADS | 6,039 | $244,580 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 3,097 | $239,553 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 5,955 | $239,212 | dollars as filed | |
| Intel Corp | 458140100 | COM | 4,754 | $238,864 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 6,585 | $237,192 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 1,750 | $236,985 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 19,871 | $234,874 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,845 | $233,577 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 3,472 | $229,603 | dollars as filed | |
| FEDERAL RLTY INVT TR NEW | 313745101 | SH BEN INT NEW | 2,183 | $227,338 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 600 | $226,622 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,038 | $225,541 | dollars as filed | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,239 | $221,620 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,493 | $220,083 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 6,202 | $216,016 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 6,326 | $212,996 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 435 | $211,793 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 544 | $211,442 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 2,637 | $208,218 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,890 | $203,156 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 7,695 | $202,753 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 1,622 | $201,274 | dollars as filed | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 3,577 | $200,169 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,623 | $199,212 | dollars as filed | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 10,104 | $191,679 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 200,000 | $165,580 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 3,169 | $155,978 | dollars as filed | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 5,252 | $149,703 | dollars as filed | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 11,060 | $140,296 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 11,471 | $135,585 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 100 | $119,849 | dollars as filed | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 620 | $113,801 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 246 | $107,527 | dollars as filed | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 349 | $91,630 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 14,627 | $90,980 | dollars as filed | |
| BEYOND AIR INC | 08862L103 | COM | 44,000 | $86,240 | dollars as filed | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 715 | $82,961 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 45,000 | $76,050 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 35,020 | $74,943 | dollars as filed | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 1,750 | $61,211 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 21,000 | $59,640 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 1,346 | $52,654 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 88 | $50,697 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 46,000 | $50,140 | dollars as filed | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 330 | $49,609 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 226 | $49,262 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 738 | $38,455 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 264 | $36,004 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 69 | $32,956 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 60,000 | $24,600 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 325 | $10,078 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 40 | $5,434 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-24-001545 | this filing | 2024-02-01 | acceptance time not in the bulk data set |