13F-HR filed by EP Wealth Advisors, LLC
EP Wealth Advisors, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-24, with 752 holding rows worth $6,446,761,264.
- Accession
- 0001398344-23-021089
- Filer
- CIK 1540569
- Filed
- 2023-11-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 752 entries on the cover page, a total value of $6,446,761,264 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,446,761,264 with VALUE read as dollars as filed, 13F file number 028-14754. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARVELL TECHNOLOGY INC | 573874104 | COM | 7,430 | $402,209 | dollars as filed | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 4,976 | $399,632 | dollars as filed | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 995 | $397,453 | dollars as filed | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 15,539 | $396,633 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,565 | $395,968 | dollars as filed | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 957 | $392,817 | dollars as filed | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 14,708 | $385,644 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 5,660 | $385,137 | dollars as filed | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 5,149 | $383,497 | dollars as filed | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 9,019 | $382,259 | dollars as filed | |
| GRACO INC COM | 384109104 | Stock | 5,245 | $382,256 | dollars as filed | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 4,769 | $371,567 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 21,390 | $371,539 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 2,212 | $370,168 | dollars as filed | |
| iShares Global 100 ETF | 464287572 | SHS | 5,050 | $369,862 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 3,971 | $369,138 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 8,250 | $368,550 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 7,678 | $366,217 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 10,848 | $365,476 | dollars as filed | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 951 | $363,638 | dollars as filed | |
| VanEck Merk Gold Trust | 921078101 | SHS | 20,300 | $363,167 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 19,554 | $362,727 | dollars as filed | |
| WESCO INTL INC COM | 95082P105 | Stock | 2,519 | $362,283 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 9,522 | $359,378 | dollars as filed | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 6,864 | $358,301 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,494 | $355,478 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 8,075 | $353,535 | dollars as filed | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 6,127 | $353,467 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 5,600 | $352,294 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 17,647 | $349,940 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,840 | $348,607 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 5,450 | $346,021 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,501 | $344,536 | dollars as filed | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 7,644 | $341,240 | dollars as filed | |
| COPART INC COM | 217204106 | Stock | 7,916 | $341,100 | dollars as filed | |
| BALL CORP | 058498106 | COM | 6,847 | $340,826 | dollars as filed | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 4,219 | $338,825 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 3,241 | $334,739 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 9,974 | $334,528 | dollars as filed | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 8,364 | $334,225 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 26,042 | $333,598 | dollars as filed | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 4,417 | $326,240 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 29,878 | $324,476 | dollars as filed | |
| CABLE ONE INC | 12685J105 | COM | 524 | $322,595 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 22,442 | $321,369 | dollars as filed | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 5,350 | $320,840 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 2,288 | $319,564 | dollars as filed | |
| iShares Global Healthcare ETF | 464287325 | SHS | 3,875 | $319,410 | dollars as filed | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 6,379 | $317,866 | dollars as filed | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 13,712 | $317,296 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 4,111 | $315,551 | dollars as filed | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 6,201 | $311,042 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 126,723 | $310,471 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 5,684 | $307,408 | dollars as filed | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 1,835 | $306,555 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,794 | $305,575 | dollars as filed | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 4,678 | $302,496 | dollars as filed | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 2,930 | $302,288 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 7,625 | $302,255 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 43,937 | $300,968 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 10,900 | $298,660 | dollars as filed | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 14,845 | $298,533 | dollars as filed | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 5,885 | $294,662 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 7,787 | $294,274 | dollars as filed | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 9,441 | $293,993 | dollars as filed | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 4,383 | $293,442 | dollars as filed | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,605 | $293,110 | dollars as filed | |
| FIDELITY COMWLTH TR | 315912808 | COM | 5,597 | $290,970 | dollars as filed | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 10,315 | $290,882 | dollars as filed | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 3,665 | $287,666 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,971 | $282,873 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 2,590 | $282,530 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 1,676 | $279,085 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,371 | $274,466 | dollars as filed | |
| HALLIBURTON CO COM | 406216101 | Stock | 6,767 | $274,081 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,607 | $274,059 | dollars as filed | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 2,872 | $274,001 | dollars as filed | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 6,337 | $271,984 | dollars as filed | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 5,525 | $270,427 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,442 | $269,758 | dollars as filed | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 13,709 | $268,419 | dollars as filed | |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,008 | $268,048 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 2,864 | $267,183 | dollars as filed | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 5,200 | $265,356 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 1,302 | $264,219 | dollars as filed | |
| XENCOR INC | 98401F105 | COMMON STOCK | 13,000 | $261,950 | dollars as filed | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 675 | $260,645 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 4,462 | $260,110 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,317 | $259,214 | dollars as filed | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 2,802 | $259,027 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 2,974 | $258,175 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 5,155 | $257,953 | dollars as filed | |
| MGC | 921910873 | COM | 1,697 | $257,723 | dollars as filed | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 4,780 | $256,383 | dollars as filed | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 5,335 | $255,150 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 4,110 | $253,205 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 1,840 | $252,399 | dollars as filed | |
| FIRSTENERGY CORP | 337932107 | COM | 7,375 | $252,078 | dollars as filed | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,186 | $251,539 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,316 | $250,487 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 3,200 | $250,240 | dollars as filed | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,340 | $249,923 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,808 | $248,349 | dollars as filed | |
| MSCI INC COM | 55354G100 | Stock | 483 | $247,818 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 5,325 | $247,719 | dollars as filed | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 4,427 | $246,675 | dollars as filed | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 4,381 | $244,375 | dollars as filed | |
| PPL CORP COM | 69351T106 | Stock | 10,345 | $243,728 | dollars as filed | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,215 | $243,210 | dollars as filed | |
| GLOBE LIFE INC | 37959E102 | COM | 2,236 | $243,157 | dollars as filed | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 6,392 | $243,087 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 26,800 | $242,272 | dollars as filed | |
| CONAGRA FOODS INC | 205887102 | COM | 8,800 | $241,296 | dollars as filed | |
| TRUST FOR PROFESSIONAL MANAG | 89834G778 | CROSS BRG ULTRST | 11,100 | $241,092 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 879 | $239,303 | dollars as filed | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1,540 | $236,882 | dollars as filed | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,695 | $235,651 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 8,229 | $235,437 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 4,656 | $234,017 | dollars as filed | |
| BLEND LABS INC | 09352U108 | CL A | 170,555 | $233,660 | dollars as filed | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 6,721 | $233,431 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 1,188 | $231,256 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 6,735 | $231,213 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 2,816 | $230,686 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 8,995 | $229,552 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 2,677 | $229,518 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 6,225 | $229,384 | dollars as filed | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 8,500 | $228,395 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 4,068 | $228,174 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 2,537 | $227,736 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 2,490 | $224,844 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 4,073 | $224,717 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 1,432 | $223,908 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 29,331 | $223,209 | dollars as filed | |
| SUNRUN INC | 86771W105 | COM | 17,740 | $222,814 | dollars as filed | |
| iShares Global Tech ETF | 464287291 | SHS | 3,844 | $222,366 | dollars as filed | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 900 | $221,490 | dollars as filed | |
| MCGRATH RENTCORP | 580589109 | COM | 2,209 | $221,430 | dollars as filed | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 5,112 | $220,634 | dollars as filed | |
| CANADIAN PACIFIC KANSAS CITY COM | 13646K108 | Stock | 2,959 | $220,179 | dollars as filed | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 478 | $219,937 | dollars as filed | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,533 | $219,577 | dollars as filed | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,062 | $218,935 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 5,385 | $218,362 | dollars as filed | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 6,601 | $218,243 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 4,598 | $217,411 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 1,048 | $216,868 | dollars as filed | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 2,157 | $215,955 | dollars as filed | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 10,176 | $215,833 | dollars as filed | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 5,450 | $213,749 | dollars as filed | |
| BROWN FORMAN CORP | 115637100 | CL A | 3,659 | $212,597 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,867 | $211,294 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 13,200 | $211,200 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,147 | $211,041 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 610 | $210,975 | dollars as filed | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 5,516 | $210,711 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 7,106 | $209,201 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,177 | $208,464 | dollars as filed | |
| Progressive Corporation | 743315103 | COM | 1,495 | $208,267 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 2,550 | $208,029 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 3,747 | $207,996 | dollars as filed | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 2,575 | $207,313 | dollars as filed | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 991 | $207,079 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 3,398 | $205,900 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V856 | INFLATION PROTE | 5,168 | $205,533 | dollars as filed | |
| INCYTE CORP COM | 45337C102 | Stock | 3,532 | $204,040 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 3,560 | $202,479 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 4,738 | $200,417 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 14,577 | $199,990 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 19,175 | $198,845 | dollars as filed | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1,783 | $187,554 | dollars as filed | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 1,403 | $187,336 | dollars as filed | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,077 | $185,749 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 12,661 | $185,100 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 16,487 | $183,997 | dollars as filed | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 5,466 | $183,548 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 40,749 | $183,371 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 2,872 | $182,330 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 1,228 | $181,611 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 12,027 | $179,683 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 37,942 | $171,498 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 695 | $171,463 | dollars as filed | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 5,960 | $169,443 | dollars as filed | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 7,101 | $169,151 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 3,519 | $168,701 | dollars as filed | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 7,856 | $166,868 | dollars as filed | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 2,257 | $165,370 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 15,500 | $163,370 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 19,523 | $162,629 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 32,000 | $161,920 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 5,040 | $158,514 | dollars as filed | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 4,259 | $156,135 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 2,342 | $156,118 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 1,746 | $154,611 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 17,025 | $151,693 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 6,688 | $150,948 | dollars as filed | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 14,266 | $147,225 | dollars as filed | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 4,325 | $146,861 | dollars as filed | |
| SPDW | 78463X889 | COM | 4,717 | $146,276 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 1,794 | $145,244 | dollars as filed | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 16,942 | $145,189 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 1,618 | $143,673 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,392 | $141,998 | dollars as filed | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 1,959 | $141,795 | dollars as filed | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1,980 | $141,451 | dollars as filed | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 2,309 | $139,210 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 13,986 | $134,967 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,532 | $133,897 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 270,764 | $132,674 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 4,110 | $132,095 | dollars as filed | |
| ISHARES TR | 464288620 | SHS | 2,734 | $131,423 | dollars as filed | |
| NLIGHT INC | 65487K100 | COM | 12,624 | $131,290 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 50,000 | $127,500 | dollars as filed | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 2,992 | $126,262 | dollars as filed | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 19,449 | $125,446 | dollars as filed | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 5,527 | $123,917 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 111 | $123,455 | dollars as filed | |
| PROSHARES TR | 74347B573 | CMN | 1,333 | $123,262 | dollars as filed | |
| ISHARES TR | 464287192 | US TRSPRTION | 527 | $123,197 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 12,859 | $122,935 | dollars as filed | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 2,436 | $122,872 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 22,356 | $122,064 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V799 | INTL CORE EQUITY | 5,204 | $121,524 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 21,381 | $119,520 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 15,329 | $116,194 | dollars as filed | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 2,615 | $114,315 | dollars as filed | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 3,732 | $112,342 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1,636 | $111,968 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 2,077 | $111,219 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 1,748 | $105,894 | dollars as filed | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 862 | $103,587 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 5,356 | $102,782 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 25,451 | $79,662 | dollars as filed | |
| NIOCORP DEVS LTD | 654484609 | COM NEW | 21,000 | $76,230 | dollars as filed | |
| HYPERFINE INC | 44916K106 | Common Stock | 34,725 | $71,186 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 40,550 | $53,121 | dollars as filed | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 10,207 | $51,545 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 10,000 | $50,600 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 30,900 | $49,440 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 10,266 | $47,224 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 21,140 | $43,761 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 31,462 | $35,237 | dollars as filed | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 10,850 | $34,395 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 11,500 | $30,820 | dollars as filed | |
| SHIFT TECHNOLOGIES INC | 82452t305 | COM | 15,910 | $25,456 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 14,000 | $20,020 | dollars as filed | |
| EFFECTOR THERAPEUTICS INC | 28202V108 | COM | 31,000 | $18,597 | dollars as filed | |
| VERTICAL AEROSPACE LTD | G9471C107 | ORD SHS | 10,000 | $11,800 | dollars as filed | |
| VIRNETX HLDG CORP | 92823T108 | COM | 41,534 | $10,554 | dollars as filed | |
| SUPERCOM LTD NEW | M87095200 | SHS | 12,350 | $5,175 | dollars as filed | |
| CASTOR MARITIME INC | Y1146L125 | COMMON | 10,010 | $4,374 | dollars as filed | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 10,000 | $1,840 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-23-021089 | this filing | 2023-11-24 | acceptance time not in the bulk data set |