13F-HR filed by AlphaCore Capital LLC
AlphaCore Capital LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 363 holding rows worth $633,786,288.
- Accession
- 0001398344-23-020567
- Filer
- CIK 1713662
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A combination report, 363 entries on the cover page, a total value of $633,786,288 stated on the cover page (in dollars after the unit check, H1), rows summing to $633,786,288 with VALUE read as dollars as filed, 13F file number 028-19682. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAperio Group, LLC 028-11964
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC 028-04558
- reports for this filerEvolutionary Tree Capital Management, LLC 028-20648
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MPLX LP | 55336V100 | COM UNIT REP LTD | 1,568,704 | $55,798,799 | dollars as filed | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 175,289 | $43,133,020 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 282,679 | $40,052,738 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 666,851 | $33,462,604 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 527,963 | $31,672,497 | dollars as filed | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 704,802 | $21,052,433 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 397,310 | $19,639,050 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 434,411 | $19,392,109 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 102,945 | $17,649,920 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 759,647 | $14,577,631 | dollars as filed | |
| SPDR SERIES TRUST | 78468R523 | ST STR BL 12 ETF | 125,590 | $12,487,400 | dollars as filed | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 241,826 | $12,050,182 | dollars as filed | |
| Apple Inc | 037833100 | COM | 67,086 | $11,485,859 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 367,891 | $10,069,177 | dollars as filed | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 189,110 | $9,540,600 | dollars as filed | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 160,000 | $7,870,400 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 49,551 | $7,185,846 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 22,314 | $7,045,645 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 133,310 | $6,960,120 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 118,609 | $6,376,442 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 17,517 | $6,136,205 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 39,607 | $5,994,123 | dollars as filed | |
| SPY | 78462F103 | SHS | 13,866 | $5,948,968 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 106,423 | $5,305,201 | dollars as filed | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 174,690 | $4,790,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 61,584 | $4,670,550 | dollars as filed | |
| UNUM GROUP COM | 91529Y106 | Stock | 92,451 | $4,547,678 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 62,151 | $4,522,576 | dollars as filed | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 215,173 | $4,047,413 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 84,380 | $3,992,872 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 73,309 | $3,926,414 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 29,264 | $3,872,745 | dollars as filed | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 22,833 | $3,700,544 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 19,871 | $3,350,571 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 13,801 | $3,174,397 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 28,575 | $3,173,522 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 61,801 | $3,127,141 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 6,976 | $3,070,682 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 22,982 | $3,030,177 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 60,462 | $3,012,811 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 23,283 | $2,959,735 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 18,459 | $2,952,131 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 19,005 | $2,832,947 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 5,001 | $2,825,365 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 7,793 | $2,796,155 | dollars as filed | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 78,856 | $2,752,079 | dollars as filed | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 101,558 | $2,747,144 | dollars as filed | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 108,000 | $2,731,320 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 81,880 | $2,715,949 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 25,512 | $2,644,996 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 62,568 | $2,640,388 | dollars as filed | |
| BEST BUY INC COM | 086516101 | Stock | 35,020 | $2,470,256 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 88,961 | $2,435,760 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 13,932 | $2,360,612 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 65,800 | $2,129,288 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 6,903 | $2,085,660 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 62,563 | $2,075,202 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 13,190 | $2,054,339 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 37,700 | $1,918,553 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 36,991 | $1,846,515 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 20,257 | $1,831,008 | dollars as filed | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 35,684 | $1,780,266 | dollars as filed | |
| SYNOPSYS INC COM | 871607107 | Stock | 3,833 | $1,759,232 | dollars as filed | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 35,753 | $1,658,217 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 18,066 | $1,648,866 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 23,910 | $1,626,597 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 70,726 | $1,609,025 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 27,505 | $1,596,418 | dollars as filed | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 35,400 | $1,578,486 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 47,789 | $1,548,848 | dollars as filed | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 40,534 | $1,484,748 | dollars as filed | |
| Deere & Company | 244199105 | COM | 3,865 | $1,458,580 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 12,868 | $1,422,815 | dollars as filed | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 17,537 | $1,367,009 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 18,065 | $1,357,585 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,114 | $1,343,448 | dollars as filed | |
| VTI | 922908769 | COM | 6,119 | $1,299,663 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 16,465 | $1,285,074 | dollars as filed | |
| SITIO ROYALTIES CORP | 82983N108 | CLASS A COM | 52,934 | $1,281,532 | dollars as filed | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 52,400 | $1,281,180 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 37,743 | $1,265,900 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 13,696 | $1,257,567 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 24,551 | $1,220,198 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 30,776 | $1,206,124 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,168 | $1,195,553 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 5,000 | $1,147,750 | dollars as filed | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 22,657 | $1,145,311 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 7,590 | $1,104,345 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 8,385 | $1,097,261 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 14,973 | $1,077,629 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 19,907 | $1,032,576 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 159,480 | $1,028,646 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 45,500 | $1,017,835 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 9,584 | $1,015,137 | dollars as filed | |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 20,000 | $1,006,400 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 10,524 | $988,347 | dollars as filed | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 23,255 | $954,144 | dollars as filed | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 98,955 | $936,114 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 4,291 | $915,184 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 4,366 | $909,203 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 82,283 | $900,997 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 72,430 | $899,580 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 1,732 | $884,881 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 8,599 | $884,480 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,364 | $881,787 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 6,950 | $880,982 | dollars as filed | |
| AMPHENOL CORP NEW | 032095101 | COM | 10,272 | $864,879 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 10,197 | $825,640 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 1,888 | $821,055 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 16,256 | $818,967 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 8,078 | $813,213 | dollars as filed | |
| HAWKINS INC | 420261109 | COM | 13,707 | $806,657 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 13,960 | $799,768 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 14,821 | $793,220 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 6,801 | $784,359 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 3,850 | $780,703 | dollars as filed | |
| PROSHARES TR | 74347G416 | ULTRASHRT S&P500 | 21,000 | $779,310 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 10,344 | $775,179 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 15,732 | $743,799 | dollars as filed | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 7,491 | $725,987 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 4,612 | $713,357 | dollars as filed | |
| Dimensional US Large Cap Value ETF | 25434V666 | SHS | 27,650 | $685,997 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 2,584 | $680,844 | dollars as filed | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 21,570 | $652,754 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 18,654 | $652,703 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 13,860 | $637,421 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 13,897 | $631,619 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 8,315 | $604,703 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 4,120 | $600,943 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 42,657 | $600,187 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,343 | $593,561 | dollars as filed | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 16,337 | $592,382 | dollars as filed | |
| Intel Corp | 458140100 | COM | 16,646 | $591,780 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 22,000 | $576,400 | dollars as filed | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 12,763 | $564,374 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 14,043 | $560,035 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 6,822 | $557,169 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 13,359 | $553,324 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,838 | $551,786 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 16,000 | $536,640 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 6,130 | $535,548 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $531,477 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 1,897 | $516,558 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 6,245 | $506,194 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 8,935 | $500,092 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,164 | $498,687 | dollars as filed | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 4,612 | $483,636 | dollars as filed | |
| VIASAT INC | 92552V100 | COM | 25,000 | $461,500 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 4,984 | $458,668 | dollars as filed | |
| EA SERIES TRUST | 02072L656 | ALTRIUS GBL DIV | 15,300 | $448,764 | dollars as filed | |
| MANULIFE FINL CORP | 56501R106 | COM | 24,467 | $447,257 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 7,589 | $447,209 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 2,918 | $444,836 | dollars as filed | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 17,375 | $440,630 | dollars as filed | |
| IJH | 464287507 | COM | 1,753 | $439,175 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 18,825 | $424,880 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,680 | $422,234 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 9,062 | $414,023 | dollars as filed | |
| Southern Company | 842587107 | COM | 6,360 | $411,593 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 8,167 | $409,937 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 14,163 | $405,973 | dollars as filed | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 16,800 | $400,848 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,540 | $397,489 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 100,000 | $387,000 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 4,345 | $383,512 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 25,396 | $381,442 | dollars as filed | |
| Dimensional International Value ETF | 25434V807 | SHS | 11,467 | $374,059 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 6,730 | $371,496 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 677 | $363,657 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 8,804 | $362,106 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 4,385 | $359,219 | dollars as filed | |
| Dimensional International Sm Cp Val ETF | 25434V781 | SHS | 14,965 | $355,868 | dollars as filed | |
| ISHARES TR | 46435G516 | COM | 5,019 | $346,963 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 772 | $336,144 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 554 | $326,118 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 822 | $323,901 | dollars as filed | |
| VANECK ETF TRUST | 92189H730 | MORN SMID MO ETF | 11,350 | $322,624 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 3,304 | $319,960 | dollars as filed | |
| SCHD | 808524797 | COM | 4,517 | $319,597 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 3,101 | $310,534 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 7,542 | $308,151 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 5,995 | $306,704 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 1,210 | $302,766 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,750 | $302,049 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B105 | LHA MKT ST TACTL | 11,250 | $294,240 | dollars as filed | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 3,158 | $290,981 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,020 | $285,862 | dollars as filed | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 7,623 | $285,707 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,206 | $284,423 | dollars as filed | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 10,750 | $265,848 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,315 | $263,932 | dollars as filed | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 10,700 | $260,759 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 1,260 | $260,707 | dollars as filed | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 6,300 | $248,850 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 7,455 | $245,940 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 2,533 | $243,067 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 958 | $236,473 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 886 | $236,206 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 5,434 | $235,821 | dollars as filed | |
| NVR INC COM | 62944T105 | Stock | 39 | $232,569 | dollars as filed | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,106 | $231,029 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 8,487 | $229,753 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 8,656 | $226,008 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 825 | $225,225 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 192 | $214,460 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 2,275 | $213,008 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 633 | $212,005 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 2,727 | $205,670 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 1,462 | $205,161 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,178 | $204,519 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 1,907 | $204,352 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 1,468 | $201,424 | dollars as filed | |
| SYNCHRONYFINL | 87165B103 | STOK | 6,500 | $198,705 | dollars as filed | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 14,000 | $195,860 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,859 | $192,815 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 5,654 | $192,366 | dollars as filed | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 4,300 | $182,250 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 1,917 | $181,689 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 159 | $180,267 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 1,200 | $173,976 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 20,417 | $170,097 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,317 | $169,551 | dollars as filed | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 2,821 | $169,175 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 5,537 | $165,824 | dollars as filed | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,959 | $160,102 | dollars as filed | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 6,027 | $158,028 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 2,431 | $156,673 | dollars as filed | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 4,228 | $154,998 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 10,742 | $150,712 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 3,962 | $150,358 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 8,569 | $143,710 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 3,830 | $130,081 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 3,868 | $122,500 | dollars as filed | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,139 | $115,614 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 2,035 | $114,916 | dollars as filed | |
| FREIGHTOS LTD ORD | g51405101 | COM | 47,772 | $109,876 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 2,265 | $107,791 | dollars as filed | |
| ISHARES INC | 46434G863 | COM | 3,538 | $107,131 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,007 | $105,744 | dollars as filed | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 2,000 | $104,980 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 2,113 | $101,200 | dollars as filed | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 4,373 | $100,317 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C433 | US EQTY BUFR FEB | 3,000 | $99,945 | dollars as filed | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 4,183 | $97,004 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 1,233 | $96,852 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 505 | $95,438 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 8,762 | $94,281 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C722 | INTRNL DEV JULY | 3,600 | $91,656 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 992 | $90,887 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 548 | $89,892 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 942 | $89,102 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 1,739 | $84,324 | dollars as filed | |
| ITERIS INC NEW | 46564T107 | COM | 20,000 | $82,800 | dollars as filed | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 3,400 | $78,472 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 2,410 | $76,686 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 600 | $73,372 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 2,200 | $72,732 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 996 | $68,664 | dollars as filed | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 1,754 | $67,963 | dollars as filed | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 250 | $67,810 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 2,031 | $65,276 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 1,900 | $64,030 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 2,300 | $61,893 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 884 | $60,680 | dollars as filed | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 2,500 | $58,338 | dollars as filed | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 611 | $53,964 | dollars as filed | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 1,332 | $53,866 | dollars as filed | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 300 | $53,365 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 349 | $53,313 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 912 | $50,231 | dollars as filed | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 411 | $49,069 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 1,520 | $49,023 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 1,500 | $48,600 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 535 | $47,449 | dollars as filed | |
| IVLU | 46435G409 | COM | 1,817 | $46,079 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 641 | $43,373 | dollars as filed | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 856 | $42,533 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 284 | $42,228 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 458 | $41,861 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 957 | $41,658 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 580 | $39,695 | dollars as filed | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 400 | $37,932 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 273 | $37,655 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 2,167 | $36,963 | dollars as filed | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 386 | $33,929 | dollars as filed | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 625 | $32,225 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 676 | $31,451 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 425 | $31,331 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 160 | $31,146 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 659 | $30,676 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 420 | $29,222 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 1,323 | $27,770 | dollars as filed | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 629 | $27,497 | dollars as filed | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 445 | $26,580 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 250 | $26,549 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V815 | US SMALL CAP ETF | 1,037 | $26,278 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 672 | $26,161 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 530 | $25,933 | dollars as filed | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 243 | $25,807 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 252 | $25,709 | dollars as filed | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 292 | $25,200 | dollars as filed | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 822 | $24,282 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 312 | $23,869 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 700 | $22,001 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 524 | $21,620 | dollars as filed | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 300 | $20,084 | dollars as filed | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 252 | $18,328 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 995 | $17,661 | dollars as filed | |
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 827 | $17,519 | dollars as filed | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 522 | $16,986 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 348 | $16,625 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 275 | $16,167 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 164 | $15,423 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 71 | $15,124 | dollars as filed | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 330 | $15,012 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 225 | $14,753 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 667 | $14,701 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 80 | $12,878 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 110 | $12,448 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B501 | DISTILLATE INTNL | 573 | $12,423 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 254 | $12,110 | dollars as filed | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 199 | $11,528 | dollars as filed | |
| ISHARES TR | 464288372 | COM | 250 | $10,823 | dollars as filed | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 185 | $10,632 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 99 | $10,037 | dollars as filed | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 200 | $9,814 | dollars as filed | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 175 | $9,730 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 20 | $9,506 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 86 | $9,257 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 103 | $9,146 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 129 | $8,876 | dollars as filed | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 370 | $8,832 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B667 | DISTILLATE SMLMD | 281 | $8,614 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 113 | $8,586 | dollars as filed | |
| PACER EMERGING MARKETS CASH COWS 100 ETF | 69374H865 | ETF | 427 | $8,181 | dollars as filed | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 248 | $7,229 | dollars as filed | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 400 | $7,208 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 500 | $7,030 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 272 | $6,512 | dollars as filed | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 323 | $6,299 | dollars as filed | |
| VWO | 922042858 | SHS | 152 | $5,960 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 114 | $5,692 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 115 | $5,035 | dollars as filed | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 49 | $4,825 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 89 | $4,494 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 239 | $4,259 | dollars as filed | |
| VANECK ETF TRUST | 92189H797 | FUTURE OF FOOD | 267 | $4,193 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 240 | $3,509 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 72 | $3,452 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 50 | $3,261 | dollars as filed | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 62 | $2,585 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 20 | $2,098 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 65 | $1,960 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 54 | $1,840 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 10 | $1,595 | dollars as filed | |
| GLOBAL X FDS | 37954Y178 | GLOBAL X AGTECH | 123 | $1,343 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 54 | $1,321 | dollars as filed | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 26 | $1,266 | dollars as filed | |
| ISHARES TR | 464287192 | US TRSPRTION | 4 | $939 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 10,700 | $642 | dollars as filed | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 14 | $475 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 2 | $107 | dollars as filed | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 1 | $83 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-23-020567 | this filing | 2023-11-13 | acceptance time not in the bulk data set |