13F-HR filed by TD Waterhouse Canada Inc.
TD Waterhouse Canada Inc. filed this 13F-HR for the quarter ended 2021-12-31, filed 2023-11-13, with 1,742 holding rows worth $10,275,105,970.
- Accession
- 0001398344-23-020512
- Filer
- CIK 1999606
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 1,742 entries on the cover page, a total value of $10,275,105,970 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,275,105,970 with VALUE read as dollars as filed, 13F file number 028-23436. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTORONTO DOMINION BANK028-11527
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CERTARA INC COM | 15687V109 | Stock | 100 | $3,495 | dollars as filed | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 479 | $3,481 | dollars as filed | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 57 | $3,479 | dollars as filed | |
| VENTAS INC COM | 92276F100 | REIT | 51 | $3,454 | dollars as filed | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 435 | $3,429 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 420 | $3,415 | dollars as filed | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 423 | $3,405 | dollars as filed | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 1,500 | $3,405 | dollars as filed | |
| ZSCALERINC | 98980G102 | STOK | 12 | $3,379 | dollars as filed | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 70 | $3,376 | dollars as filed | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 900 | $3,348 | dollars as filed | |
| CVR ENERGY, INC. | 12662P108 | COM | 143 | $3,327 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 60 | $3,303 | dollars as filed | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 85 | $3,272 | dollars as filed | |
| TECNOGLASS INC | G87264100 | ORD SHS | 100 | $3,260 | dollars as filed | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 301 | $3,233 | dollars as filed | |
| DLOCAL LTD | G29018101 | CLASS A COM | 100 | $3,223 | dollars as filed | |
| GOLAR LNG LTD | G9456A100 | SHS | 188 | $3,174 | dollars as filed | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 47 | $3,163 | dollars as filed | |
| EPAM SYS INC COM | 29414B104 | Stock | 4 | $3,147 | dollars as filed | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 100 | $3,135 | dollars as filed | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 1,300 | $3,107 | dollars as filed | |
| WILLIAMS INDUSTRIAL SERVICES | 96951A104 | COMMON STOCK | 750 | $3,080 | dollars as filed | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 33 | $3,050 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 500 | $3,050 | dollars as filed | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 135 | $3,040 | dollars as filed | |
| CELLECTIS ADS | 15117K103 | COM | 360 | $2,981 | dollars as filed | |
| GEE GROUP INC | 36165A102 | COM | 5,000 | $2,975 | dollars as filed | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 300 | $2,943 | dollars as filed | |
| HEXO CORP | 428304307 | COM NEW | 3,217 | $2,895 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 345 | $2,891 | dollars as filed | |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 1,300 | $2,886 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 200 | $2,874 | dollars as filed | |
| POINTS INTL LTD | 730843208 | COM NEW | 150 | $2,864 | dollars as filed | |
| F N B CORP | 302520101 | COM | 222 | $2,859 | dollars as filed | |
| RALPH LAUREN CORP | 751212101 | CL A | 23 | $2,858 | dollars as filed | |
| INGREDION INC COM | 457187102 | Stock | 29 | $2,834 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 45 | $2,817 | dollars as filed | |
| Galiano Gold Inc | 36352H100 | COM | 3,150 | $2,804 | dollars as filed | |
| SWITCH INC | 87105L104 | CL A | 100 | $2,759 | dollars as filed | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 129 | $2,758 | dollars as filed | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 850 | $2,756 | dollars as filed | |
| FIRSTENERGY CORP | 337932107 | COM | 67 | $2,752 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 163 | $2,743 | dollars as filed | |
| SCHRODINGER INC COM | 80810D103 | Stock | 80 | $2,720 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 633 | $2,716 | dollars as filed | |
| WISDOMTREE TR | 97717Y733 | INDIA EX STATE | 75 | $2,716 | dollars as filed | |
| EDISON INTL COM | 281020107 | Stock | 40 | $2,667 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 1,500 | $2,640 | dollars as filed | |
| CHEGG INC | 163092109 | COM | 70 | $2,640 | dollars as filed | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 1,489 | $2,621 | dollars as filed | |
| EXSCIENTIA PLC | 30223G102 | ADS | 100 | $2,621 | dollars as filed | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 25 | $2,605 | dollars as filed | |
| LOYALTY VENTURES INC | 54911Q107 | COMMON STOCK | 80 | $2,598 | dollars as filed | |
| IDEX CORP COM | 45167R104 | Stock | 11 | $2,590 | dollars as filed | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 1,000 | $2,581 | dollars as filed | |
| SEAGEN INC | 81181C104 | COM | 15 | $2,580 | dollars as filed | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 15 | $2,566 | dollars as filed | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 185 | $2,544 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 555 | $2,503 | dollars as filed | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 2,404 | $2,500 | dollars as filed | |
| STEPAN CO | 858586100 | COM | 20 | $2,500 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 30 | $2,454 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 100 | $2,443 | dollars as filed | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 60 | $2,409 | dollars as filed | |
| TIMKEN CO | 887389104 | COM | 33 | $2,406 | dollars as filed | |
| ALCON AG ORD SHS | H01301128 | Stock | 26 | $2,381 | dollars as filed | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 1,739 | $2,380 | dollars as filed | |
| POSHMARK INC | 73739W104 | COM CL A | 113 | $2,349 | dollars as filed | |
| ENERSYS COM | 29275Y102 | Stock | 28 | $2,300 | dollars as filed | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 86 | $2,284 | dollars as filed | |
| SLM CORP COM | 78442P106 | Stock | 113 | $2,274 | dollars as filed | |
| BRAGG GAMING GROUP INC | 104833306 | CMN | 361 | $2,253 | dollars as filed | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 85 | $2,246 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 46 | $2,245 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 160 | $2,224 | dollars as filed | |
| Kelso Technologies Inc | 48826D201 | COM | 4,000 | $2,160 | dollars as filed | |
| SHAKE SHACK INC | 819047101 | CL A | 29 | $2,123 | dollars as filed | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 31 | $2,107 | dollars as filed | |
| THOR INDS INC | 885160101 | COM | 20 | $2,076 | dollars as filed | |
| CLEANSPARK INC | 18452B209 | COM NEW | 170 | $2,073 | dollars as filed | |
| WISDOMTREE TR | 97717Y691 | CMN | 33 | $2,062 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 350 | $2,054 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 210 | $2,014 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 157 | $1,977 | dollars as filed | |
| ZYMEWORKS INC | 98985W102 | COM | 96 | $1,976 | dollars as filed | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 230 | $1,956 | dollars as filed | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 19 | $1,938 | dollars as filed | |
| LENDINGTREE INC | 52603B107 | COM | 15 | $1,903 | dollars as filed | |
| RYB ED INC | 74979W101 | ADR | 950 | $1,900 | dollars as filed | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 12 | $1,882 | dollars as filed | |
| TRINITY INDS INC | 896522109 | COM | 60 | $1,881 | dollars as filed | |
| NANOVIRICIDES INC | 630087302 | COM | 429 | $1,876 | dollars as filed | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 39 | $1,838 | dollars as filed | |
| CROWN HLDGS INC COM | 228368106 | Stock | 17 | $1,837 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 425 | $1,837 | dollars as filed | |
| US Ecology, Inc. | 91734M103 | COM | 57 | $1,826 | dollars as filed | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 1,265 | $1,822 | dollars as filed | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 14 | $1,813 | dollars as filed | |
| CALAMP CORP | 128126109 | COMMON STOCK | 250 | $1,802 | dollars as filed | |
| RESONANT INC | 76118L102 | COM | 1,000 | $1,790 | dollars as filed | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 19 | $1,770 | dollars as filed | |
| SIERRA METALS INC | 82639W106 | COM | 1,050 | $1,764 | dollars as filed | |
| HUNTSMAN CORP | 447011107 | COM | 48 | $1,730 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 300 | $1,710 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 13 | $1,689 | dollars as filed | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 12 | $1,678 | dollars as filed | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 79 | $1,669 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 60 | $1,664 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 42 | $1,646 | dollars as filed | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 759 | $1,624 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 166 | $1,610 | dollars as filed | |
| LIFE STORAGE INC | 53223X107 | COM | 11 | $1,607 | dollars as filed | |
| UGI CORP NEW COM | 902681105 | Stock | 35 | $1,601 | dollars as filed | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 153 | $1,590 | dollars as filed | |
| SPX CORP | 784635104 | COMMON STOCK | 24 | $1,583 | dollars as filed | |
| APPHARVEST INC | 03783T103 | COM | 400 | $1,580 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 50 | $1,573 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 350 | $1,563 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 100 | $1,537 | dollars as filed | |
| COHBAR INC COM NEW | 19249J109 | Stock | 3,000 | $1,534 | dollars as filed | |
| URANIUM RTY CORP | 91702V101 | COM | 300 | $1,509 | dollars as filed | |
| WPP PLC NEW ADR | 92937A102 | ADR | 19 | $1,469 | dollars as filed | |
| BOX INC CL A | 10316T104 | Stock | 44 | $1,466 | dollars as filed | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 248 | $1,456 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 38 | $1,453 | dollars as filed | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 200 | $1,452 | dollars as filed | |
| RITE AID CORP | 767754872 | COM | 100 | $1,448 | dollars as filed | |
| GODADDY INC CL A | 380237107 | Stock | 17 | $1,423 | dollars as filed | |
| PROSHARES TR II | 74347Y888 | CMN | 12 | $1,386 | dollars as filed | |
| EMX RTY CORP | 26873J107 | COM | 500 | $1,355 | dollars as filed | |
| TTOO | 89853L104 | Stock | 2,500 | $1,325 | dollars as filed | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 400 | $1,308 | dollars as filed | |
| EVERTEC INC | 30040P103 | COM | 26 | $1,308 | dollars as filed | |
| SCHEIN HENRY INC | 806407102 | COM | 16 | $1,268 | dollars as filed | |
| TEEKAY CORPORATION | Y8564W103 | COM | 300 | $1,259 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 1,000 | $1,250 | dollars as filed | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 50 | $1,242 | dollars as filed | |
| POPULAR INC | 733174700 | COM NEW | 14 | $1,208 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 700 | $1,204 | dollars as filed | |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 2,300 | $1,196 | dollars as filed | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 13 | $1,194 | dollars as filed | |
| VBI VACCINES INC | 91822J103 | COM NEW | 500 | $1,165 | dollars as filed | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 25 | $1,151 | dollars as filed | |
| GAN LTD | G3728V109 | SHS | 100 | $1,151 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 740 | $1,110 | dollars as filed | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 740 | $1,110 | dollars as filed | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 240 | $1,104 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 14 | $1,093 | dollars as filed | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 24 | $1,072 | dollars as filed | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 400 | $1,064 | dollars as filed | |
| ENTEGRIS INC COM | 29362U104 | Stock | 6 | $1,061 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 60 | $1,025 | dollars as filed | |
| WESTWATER RES INC | 961684206 | COM NEW | 322 | $974 | dollars as filed | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 700 | $931 | dollars as filed | |
| LARGO INC | 517097101 | COM | 76 | $930 | dollars as filed | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 120 | $909 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 15 | $908 | dollars as filed | |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 30 | $908 | dollars as filed | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 200 | $870 | dollars as filed | |
| AKOUOS INC | 00973J101 | COM | 100 | $857 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 30 | $843 | dollars as filed | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 27 | $811 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 100 | $803 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 2,000 | $802 | dollars as filed | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 9 | $785 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 27 | $784 | dollars as filed | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 16 | $777 | dollars as filed | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 850 | $767 | dollars as filed | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 200 | $714 | dollars as filed | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 400 | $700 | dollars as filed | |
| EQRX INC | 26886C115 | *W EXP 12/17/202 | 448 | $695 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 6 | $678 | dollars as filed | |
| DRIVE SHACK INC | 262077100 | COM | 333 | $673 | dollars as filed | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 93 | $670 | dollars as filed | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 7 | $665 | dollars as filed | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 23 | $663 | dollars as filed | |
| ADVANSIX INC | 00773T101 | COM | 14 | $656 | dollars as filed | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1 | $632 | dollars as filed | |
| LCI INDS | 50189K103 | COM | 4 | $630 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 20 | $566 | dollars as filed | |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 410 | $566 | dollars as filed | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 373 | $518 | dollars as filed | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 2 | $492 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 31 | $490 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 300 | $468 | dollars as filed | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 25 | $448 | dollars as filed | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 15 | $441 | dollars as filed | |
| TERADATA CORP DEL | 88076W103 | COM | 10 | $438 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 30 | $433 | dollars as filed | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 396 | $416 | dollars as filed | |
| EMBARK TECHNOLOGY INC | 29079J111 | W EXP 11/10/202 | 200 | $388 | dollars as filed | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 46 | $368 | dollars as filed | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 38 | $361 | dollars as filed | |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 203 | $354 | dollars as filed | |
| United States Oil Fund LP | 91232N207 | COM | 5 | $353 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 20 | $337 | dollars as filed | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 70 | $323 | dollars as filed | |
| AVID BIOSERVICES INC | 05368M106 | COM | 10 | $319 | dollars as filed | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 7 | $316 | dollars as filed | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 14 | $292 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 35 | $291 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 25 | $272 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 50 | $271 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 100 | $244 | dollars as filed | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 170 | $220 | dollars as filed | |
| Draganfly Inc | 26142Q205 | COM | 100 | $215 | dollars as filed | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 100 | $214 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 20 | $203 | dollars as filed | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 27 | $193 | dollars as filed | |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 125 | $159 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 14 | $150 | dollars as filed | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 70 | $150 | dollars as filed | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 108 | $148 | dollars as filed | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1 | $141 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 300 | $132 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1 | $128 | dollars as filed | |
| FIELD TRIP HEALTH LTD | 31656R102 | COM | 43 | $127 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 47 | $122 | dollars as filed | |
| NEOVASC INC | 64065J304 | COM | 189 | $115 | dollars as filed | |
| MATTEL INC | 577081102 | COM | 5 | $111 | dollars as filed | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 45 | $109 | dollars as filed | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 1 | $108 | dollars as filed | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 155 | $102 | dollars as filed | |
| HELIUS MED TECHNOLOGIES INC | 42328V603 | COM CL A NEW | 15 | $102 | dollars as filed | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 7 | $99 | dollars as filed | |
| EVOLVE TRANSITION INFRASTRU | 30053M104 | COM UNITS REP B | 107 | $85 | dollars as filed | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 6 | $81 | dollars as filed | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 35 | $79 | dollars as filed | |
| YELLOW CORP | 985510106 | COM | 4 | $65 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 2 | $62 | dollars as filed | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 3 | $47 | dollars as filed | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 20 | $45 | dollars as filed | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 7 | $36 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1 | $22 | dollars as filed | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 1 | $20 | dollars as filed | |
| XWELL INC COM NEW | 98420U703 | Stock | 6 | $15 | dollars as filed | |
| OCEANPAL INC | Y6430L103 | COMMON STOCK | 5 | $14 | dollars as filed | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 8 | $9 | dollars as filed | |
| SKYLIGHT HEALTH GROUP INC | 83086L205 | COM NEW | 3 | $5 | dollars as filed | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 2 | $4 | dollars as filed | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 5 | $3 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-23-020512 | this filing | 2023-11-13 | acceptance time not in the bulk data set |