13F-HR filed by PHILLIPS FINANCIAL MANAGEMENT, LLC
PHILLIPS FINANCIAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-09, with 238 holding rows worth $1,054,493,192.
- Accession
- 0001398344-23-020329
- Filer
- CIK 1350660
- Filed
- 2023-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 238 entries on the cover page, a total value of $1,054,493,192 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,054,493,192 with VALUE read as dollars as filed, 13F file number 028-11590. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 225,322 | $96,760,162 | dollars as filed | |
| IJH | 464287507 | COM | 239,433 | $59,702,595 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 862,532 | $51,743,270 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 290,232 | $44,649,273 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 457,373 | $43,011,385 | dollars as filed | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 852,485 | $36,929,642 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 649,678 | $34,770,744 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 75,969 | $29,833,206 | dollars as filed | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 623,285 | $29,811,698 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 1,086,051 | $28,454,544 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 115,009 | $23,949,549 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 323,571 | $22,578,751 | dollars as filed | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 448,278 | $21,866,982 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 137,102 | $20,385,691 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V864 | SHOR DUR FIX ETF | 433,101 | $20,087,232 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V799 | INTL CORE EQUITY | 828,484 | $19,345,103 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 210,393 | $18,771,229 | dollars as filed | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 686,798 | $17,753,732 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V872 | CORE FIXE IN ETF | 389,669 | $15,730,937 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 338,692 | $15,474,841 | dollars as filed | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 331,199 | $15,361,002 | dollars as filed | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 424,840 | $14,746,200 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 193,599 | $14,647,736 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 192,577 | $14,631,994 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 75,537 | $12,047,375 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 151,763 | $10,974,012 | dollars as filed | |
| Dimensional US Large Cap Value ETF | 25434V666 | SHS | 427,050 | $10,595,115 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 220,838 | $10,419,123 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 104,986 | $9,903,328 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 181,890 | $9,163,633 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V732 | EMERGING MKTS CO | 387,130 | $9,023,998 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 118,835 | $8,932,828 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 113,265 | $8,511,870 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 163,580 | $8,484,904 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 80,609 | $8,360,774 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 337,503 | $7,600,563 | dollars as filed | |
| MGC | 921910873 | COM | 49,299 | $7,487,051 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V823 | US REAL ESTA ETF | 343,431 | $6,703,777 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 61,040 | $6,278,574 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 88,833 | $6,122,394 | dollars as filed | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 60,319 | $6,116,347 | dollars as filed | |
| VTI | 922908769 | COM | 28,719 | $6,100,132 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 121,447 | $5,742,022 | dollars as filed | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 109,094 | $5,643,414 | dollars as filed | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 104,300 | $5,474,683 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V831 | US HIGH PROF ETF | 201,789 | $5,183,959 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 50,428 | $5,170,885 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 36,509 | $5,035,671 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 54,326 | $4,748,092 | dollars as filed | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 114,120 | $4,667,523 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 178,668 | $4,438,104 | dollars as filed | |
| Dimensional International Value ETF | 25434V807 | SHS | 134,515 | $4,387,895 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 82,044 | $4,151,426 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V815 | US SMALL CAP ETF | 163,126 | $4,133,612 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 84,219 | $3,725,027 | dollars as filed | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 38,102 | $3,692,881 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 18,678 | $3,655,098 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 62,633 | $3,489,907 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 71,961 | $3,461,324 | dollars as filed | |
| Apple Inc | 037833100 | COM | 20,156 | $3,450,909 | dollars as filed | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 38,234 | $3,231,920 | dollars as filed | |
| SPY | 78462F103 | SHS | 7,134 | $3,049,539 | dollars as filed | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 60,852 | $2,960,431 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 45,347 | $2,918,059 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 65,563 | $2,870,348 | dollars as filed | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 65,258 | $2,852,749 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 11,742 | $2,758,313 | dollars as filed | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 25,053 | $2,653,864 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 36,830 | $2,550,478 | dollars as filed | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 28,118 | $2,541,843 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 12,939 | $2,446,377 | dollars as filed | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 95,447 | $2,436,285 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V849 | NATL MUN BD ETF | 51,131 | $2,376,058 | dollars as filed | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 22,619 | $2,282,921 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 24,228 | $2,282,035 | dollars as filed | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 54,531 | $2,245,314 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 15,416 | $2,235,609 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 27,485 | $2,225,460 | dollars as filed | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 26,508 | $2,198,586 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 51,849 | $2,147,586 | dollars as filed | |
| ISHARES TR | 46435U697 | IBONDS DEC | 71,377 | $1,833,675 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 11,951 | $1,814,338 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 13,729 | $1,797,950 | dollars as filed | |
| Vanguard Extended Market ETF | 922908652 | SHS | 10,309 | $1,477,651 | dollars as filed | |
| VWO | 922042858 | SHS | 36,668 | $1,437,769 | dollars as filed | |
| ISHARES TR | 46436E874 | IBONDS 24 TRM TS | 56,337 | $1,343,084 | dollars as filed | |
| ISHARES TR | 46436E882 | IBONDS 23 TRM TS | 51,566 | $1,279,862 | dollars as filed | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 51,154 | $1,269,131 | dollars as filed | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 47,913 | $1,249,571 | dollars as filed | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 51,941 | $1,198,789 | dollars as filed | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 15,390 | $1,185,800 | dollars as filed | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 44,398 | $1,125,946 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,564 | $1,125,398 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 16,080 | $1,088,294 | dollars as filed | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 43,881 | $1,085,189 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 14,441 | $1,077,587 | dollars as filed | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 43,795 | $1,067,277 | dollars as filed | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 13,558 | $1,056,361 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 3,336 | $1,053,342 | dollars as filed | |
| Vanguard Energy ETF | 92204A306 | SHS | 8,188 | $1,037,747 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 19,572 | $855,703 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 65,871 | $854,347 | dollars as filed | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 36,468 | $850,978 | dollars as filed | |
| SPDW | 78463X889 | COM | 27,141 | $841,642 | dollars as filed | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 19,541 | $812,731 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 23,329 | $793,647 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 6,057 | $769,966 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,140 | $749,642 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,723 | $748,912 | dollars as filed | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 31,153 | $736,459 | dollars as filed | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 31,206 | $723,969 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 15,150 | $705,242 | dollars as filed | |
| Vanguard Materials ETF | 92204A801 | SHS | 4,086 | $704,917 | dollars as filed | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 31,168 | $700,347 | dollars as filed | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 28,141 | $688,892 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 13,454 | $679,306 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 4,949 | $670,837 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 5,507 | $633,360 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 2,493 | $623,736 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 17,783 | $622,227 | dollars as filed | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 26,219 | $601,190 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 11,948 | $595,376 | dollars as filed | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 6,528 | $582,493 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 5,198 | $559,507 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 14,048 | $546,889 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 11,379 | $541,521 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,003 | $538,525 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 4,953 | $516,796 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,280 | $432,468 | dollars as filed | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 17,179 | $424,150 | dollars as filed | |
| OLD NATL BANCORP IND | 680033107 | COM | 27,920 | $405,957 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,858 | $393,578 | dollars as filed | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 17,317 | $388,247 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 890 | $387,141 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 2,596 | $386,960 | dollars as filed | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 8,228 | $386,798 | dollars as filed | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 15,558 | $379,771 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 12,732 | $373,300 | dollars as filed | |
| ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF | 46436E528 | ETF | 16,232 | $365,698 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 1,199 | $362,408 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 10,665 | $359,304 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 5,176 | $354,142 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 8,450 | $348,647 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 16,841 | $342,546 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 10,548 | $331,750 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 1,974 | $315,732 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V856 | INFLATION PROTE | 7,786 | $309,649 | dollars as filed | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 5,256 | $304,480 | dollars as filed | |
| Dimensional International Sm Cp Val ETF | 25434V781 | SHS | 11,841 | $281,568 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 1,191 | $273,942 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 744 | $266,553 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,595 | $264,996 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 946 | $251,568 | dollars as filed | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 3,673 | $245,650 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 613 | $242,693 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 9,394 | $241,426 | dollars as filed | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 7,392 | $237,579 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 1,021 | $212,205 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 6,449 | $193,154 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 66,175 | $191,908 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 4,777 | $182,474 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 643 | $175,095 | dollars as filed | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 4,382 | $174,316 | dollars as filed | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 1,707 | $172,990 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 1,709 | $151,759 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 4,150 | $144,404 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 859 | $140,816 | dollars as filed | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 3,080 | $130,623 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,426 | $128,896 | dollars as filed | |
| ISHARES TR | 464287861 | EUROPE ETF | 2,555 | $121,950 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 2,140 | $120,846 | dollars as filed | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 489 | $119,834 | dollars as filed | |
| iShares Global REIT ETF | 46434V647 | SHS | 4,975 | $105,321 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 100,000 | $99,157 | dollars as filed | principal |
| DIMENSIONAL ETF TRUST | 25434V773 | INTL SMALL CAP E | 4,476 | $98,203 | dollars as filed | |
| iShares Global 100 ETF | 464287572 | SHS | 1,336 | $97,849 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 16,500 | $87,945 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 3,304 | $86,258 | dollars as filed | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 3,611 | $83,555 | dollars as filed | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 748 | $82,041 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V765 | INTL HIGH PROFIT | 3,304 | $76,620 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 812 | $75,655 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 1,854 | $62,962 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 390 | $62,782 | dollars as filed | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 2,312 | $55,557 | dollars as filed | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 2,486 | $54,443 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434v740 | EMERGING MKTS VA | 2,295 | $54,325 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 792 | $54,204 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V617 | WORLD EQUITY ETF | 1,004 | $49,794 | dollars as filed | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 857 | $49,363 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C524 | INTRNL DEV JAN | 1,766 | $49,196 | dollars as filed | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 50,000 | $49,000 | dollars as filed | principal |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 370 | $47,634 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 680 | $43,833 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 1,392 | $42,764 | dollars as filed | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 900 | $40,095 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 40,000 | $39,800 | dollars as filed | principal |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 576 | $38,627 | dollars as filed | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 1,495 | $37,443 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1,558 | $37,299 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 751 | $37,197 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 910 | $34,535 | dollars as filed | |
| ISHARES TR | 46436E478 | IBON 2027 TE ETF | 1,283 | $27,611 | dollars as filed | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 1,191 | $26,024 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 196 | $23,969 | dollars as filed | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 405 | $23,871 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 108 | $23,131 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 330 | $22,707 | dollars as filed | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 650 | $21,749 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 457 | $21,676 | dollars as filed | |
| SCHD | 808524797 | COM | 270 | $19,105 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 254 | $18,471 | dollars as filed | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 775 | $16,670 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 694 | $15,664 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V591 | ULTRASHORT FIXED | 300 | $15,029 | dollars as filed | |
| VGT | 92204A702 | SHS | 36 | $14,936 | dollars as filed | |
| AUDDIA INC | 05072K107 | COM | 37,824 | $13,768 | dollars as filed | |
| ISHARES TR | 464288620 | SHS | 280 | $13,460 | dollars as filed | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 104 | $13,155 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 71 | $12,549 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 458 | $11,146 | dollars as filed | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 69 | $9,425 | dollars as filed | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 132 | $8,904 | dollars as filed | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 216 | $8,318 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 325 | $7,729 | dollars as filed | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 96 | $7,034 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 241 | $7,025 | dollars as filed | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 191 | $6,989 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 111 | $5,795 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 67 | $5,235 | dollars as filed | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 50 | $4,789 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 100 | $4,115 | dollars as filed | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 56 | $4,053 | dollars as filed | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 97 | $3,591 | dollars as filed | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 50 | $3,015 | dollars as filed | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 69 | $2,733 | dollars as filed | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 56 | $2,047 | dollars as filed | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 42 | $855 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-23-020329 | this filing | 2023-11-09 | acceptance time not in the bulk data set |