13F-HR filed by Register Financial Advisors LLC
Register Financial Advisors LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-13, with 597 holding rows worth $136,549,027.
- Accession
- 0001398344-23-019257
- Filer
- CIK 1962636
- Filed
- 2023-10-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 597 entries on the cover page, a total value of $136,549,027 stated on the cover page (in dollars after the unit check, H1), rows summing to $136,549,027 with VALUE read as dollars as filed, 13F file number 028-23069. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FISKER INC | 33813J106 | CL A COM STK | 400 | $2,568 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 5 | $2,550 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 100 | $2,496 | dollars as filed | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 57 | $2,468 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 41 | $2,416 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 46 | $2,311 | dollars as filed | |
| AMEREN CORP COM | 023608102 | Stock | 30 | $2,245 | dollars as filed | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 39 | $2,225 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 82 | $2,213 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 145 | $2,190 | dollars as filed | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 74 | $2,139 | dollars as filed | |
| VGT | 92204A702 | SHS | 5 | $2,075 | dollars as filed | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 100 | $2,061 | dollars as filed | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 55 | $2,039 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 10 | $2,013 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 70 | $1,974 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 80 | $1,974 | dollars as filed | |
| iShares Global Healthcare ETF | 464287325 | SHS | 23 | $1,896 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 9 | $1,874 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 210 | $1,871 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 107 | $1,860 | dollars as filed | |
| NU RIDE INC | 54405Q209 | COMMON STOCK | 590 | $1,800 | dollars as filed | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 43 | $1,776 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 10 | $1,759 | dollars as filed | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 49 | $1,731 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 3 | $1,698 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 4,000 | $1,658 | dollars as filed | |
| CARDLYTICS INC | 14161W105 | COM | 100 | $1,650 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 10 | $1,643 | dollars as filed | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 100 | $1,640 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 1,000 | $1,600 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 4 | $1,584 | dollars as filed | |
| ADVANSIX INC | 00773T101 | COM | 50 | $1,554 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 3 | $1,533 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 17 | $1,516 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $1,372 | dollars as filed | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 29 | $1,341 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 7 | $1,337 | dollars as filed | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 70 | $1,280 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 5 | $1,249 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 5 | $1,172 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 1,978 | $1,157 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 7 | $1,127 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 40 | $1,122 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 21 | $1,109 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 19 | $1,108 | dollars as filed | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 32 | $1,076 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 6 | $1,056 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 3 | $993 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 4 | $992 | dollars as filed | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 19 | $947 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 4 | $940 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1 | $909 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 112 | $883 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 6 | $855 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 8 | $816 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2 | $782 | dollars as filed | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 18 | $760 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 5 | $746 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 200 | $734 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 2 | $733 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 200 | $680 | dollars as filed | |
| WABTEC COM | 929740108 | Stock | 6 | $638 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 7 | $633 | dollars as filed | |
| iShares U.S. Financials ETF | 464287788 | SHS | 8 | $598 | dollars as filed | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2 | $574 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 60 | $566 | dollars as filed | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 3 | $560 | dollars as filed | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 5 | $526 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 15 | $504 | dollars as filed | |
| DOMO INC | 257554105 | COM CL B | 50 | $491 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 6 | $450 | dollars as filed | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 3 | $436 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 8 | $433 | dollars as filed | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 4 | $390 | dollars as filed | |
| DISCOVER FINL SVCS | 254709108 | COM | 4 | $349 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2 | $319 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 4 | $271 | dollars as filed | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 14 | $261 | dollars as filed | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2 | $253 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 12 | $252 | dollars as filed | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 5 | $250 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 250 | $224 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2 | $206 | dollars as filed | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 4 | $193 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 4 | $189 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1 | $128 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 200 | $121 | dollars as filed | |
| CUE HEALTH INC | 229790100 | COM | 240 | $106 | dollars as filed | |
| EMBECTA CORP | 29082K105 | COMMON STOCK | 4 | $67 | dollars as filed | |
| F&G ANNUITIES & LIFE INC | 30190A104 | COMMON STOCK | 2 | $56 | dollars as filed | |
| BATTALION OIL CORP | 07134L107 | COM | 8 | $49 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 15 | $27 | dollars as filed | |
| ARRIVAL | L0423Q124 | COM NEW | 6 | $7 | dollars as filed | |
| 9 METERS BIOPHARMA INC | 654405208 | COM | 100 | $1 | dollars as filed | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MULLEN AUTOMOTIVE INC | 62526P307 | COM | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-23-019257 | this filing | 2023-10-13 | acceptance time not in the bulk data set |