13F-HR filed by Thomas J. Herzfeld Advisors, Inc.
Thomas J. Herzfeld Advisors, Inc. filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 327 holding rows worth $230,277,124.
- Accession
- 0001398344-23-014848
- Filer
- CIK 1509510
- Filed
- 2023-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 327 entries on the cover page, a total value of $230,277,124 stated on the cover page (in dollars after the unit check, H1), rows summing to $230,277,124 with VALUE read as dollars as filed, 13F file number 028-14375. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 2,922,007 | $26,385,723 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 2,093,145 | $16,117,217 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 1,256,670 | $15,733,514 | dollars as filed | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 723,294 | $11,399,113 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,171,035 | $7,471,203 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 1,417,117 | $6,858,847 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 471,096 | $6,256,156 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 745,425 | $4,606,727 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 895,015 | $4,197,620 | dollars as filed | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 465,034 | $4,097,275 | dollars as filed | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 351,887 | $4,064,295 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 266,076 | $4,052,337 | dollars as filed | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 480,060 | $4,013,302 | dollars as filed | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 135,853 | $3,905,774 | dollars as filed | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 211,867 | $3,769,114 | dollars as filed | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 348,547 | $3,687,627 | dollars as filed | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 99,090 | $3,617,765 | dollars as filed | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 82,242 | $3,431,136 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 323,895 | $3,225,994 | dollars as filed | |
| DESTRA MULTI-ALTERNATIVE FD | 25065A502 | COMMON SHARES | 595,945 | $2,985,684 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 80,970 | $2,807,230 | dollars as filed | |
| MASTEC INC COM | 576323109 | Stock | 23,568 | $2,780,317 | dollars as filed | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 172,382 | $2,778,798 | dollars as filed | |
| ADAM NAT RES FD INC | 00548F105 | COM | 133,361 | $2,776,578 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 170,797 | $2,674,681 | dollars as filed | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 187,047 | $2,639,233 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 124,740 | $2,635,763 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 24,926 | $2,585,823 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 220,079 | $2,566,121 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 167,450 | $2,553,613 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 116,578 | $2,537,903 | dollars as filed | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 216,830 | $2,476,199 | dollars as filed | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 182,124 | $2,405,858 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 209,246 | $2,282,874 | dollars as filed | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 122,335 | $2,226,497 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 64,110 | $2,034,210 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 120,580 | $1,979,924 | dollars as filed | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 73,602 | $1,971,062 | dollars as filed | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 160,604 | $1,962,581 | dollars as filed | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 472,057 | $1,864,626 | dollars as filed | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 4,000 | $1,846,760 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 364,267 | $1,839,548 | dollars as filed | |
| POPULAR INC | 733174700 | COM NEW | 29,702 | $1,797,565 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 162,755 | $1,778,912 | dollars as filed | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 108,766 | $1,700,970 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 20,025 | $1,485,855 | dollars as filed | |
| COPA HOLDINGS SA | P31076105 | CL A | 13,250 | $1,465,185 | dollars as filed | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 13,110 | $1,453,112 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 171,305 | $1,435,535 | dollars as filed | |
| PGT INNOVATIONS INC | 69336V101 | COM | 48,117 | $1,402,611 | dollars as filed | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 103,490 | $1,401,255 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 76,139 | $1,378,877 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 10,500 | $1,315,755 | dollars as filed | |
| AERSALE CORPORATION | 00810F106 | COM | 89,206 | $1,311,328 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 4,175 | $1,159,356 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 5,000 | $1,127,200 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 155,645 | $1,101,967 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 10,919 | $1,002,583 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 15,035 | $848,876 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 6,745 | $827,746 | dollars as filed | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 98,605 | $802,645 | dollars as filed | |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 15,050 | $757,316 | dollars as filed | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 85,941 | $687,530 | dollars as filed | |
| EVERTEC INC | 30040P103 | COM | 16,956 | $624,489 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 188,812 | $596,646 | dollars as filed | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 73,894 | $553,466 | dollars as filed | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 72,462 | $547,088 | dollars as filed | |
| SEABOARD CORP DEL | 811543107 | COM | 137 | $487,819 | dollars as filed | |
| LIVANOVA PLC | G5509L101 | SHS | 8,330 | $428,412 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,850 | $361,836 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 3,587 | $357,839 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,830 | $326,554 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 17,681 | $326,214 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 662 | $310,260 | dollars as filed | |
| OFG BANCORP | 67103X102 | COM | 11,541 | $300,989 | dollars as filed | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 5,458 | $276,557 | dollars as filed | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 6,603 | $253,885 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,398 | $249,221 | dollars as filed | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 3,680 | $237,507 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 27,064 | $223,550 | dollars as filed | |
| SPY | 78462F103 | SHS | 390 | $172,879 | dollars as filed | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 9,766 | $157,428 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 700 | $155,414 | dollars as filed | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 6,092 | $147,609 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 8,000 | $144,160 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 4,302 | $134,868 | dollars as filed | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 12,863 | $129,916 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,200 | $121,092 | dollars as filed | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 973 | $118,930 | dollars as filed | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 1,126 | $113,512 | dollars as filed | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 11,643 | $109,444 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,700 | $108,715 | dollars as filed | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 3,888 | $106,492 | dollars as filed | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 8,080 | $100,838 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 270 | $99,743 | dollars as filed | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 1,089 | $98,054 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 722 | $97,275 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 3,180 | $95,736 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 119 | $86,247 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 164 | $85,577 | dollars as filed | |
| United States Oil Fund LP | 91232N207 | COM | 1,250 | $79,438 | dollars as filed | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 5,045 | $75,016 | dollars as filed | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 2,387 | $74,797 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 150 | $71,837 | dollars as filed | |
| EQUINIX INC COM | 29444U700 | REIT | 85 | $66,379 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 409 | $66,188 | dollars as filed | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 4,000 | $62,840 | dollars as filed | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 1,838 | $59,276 | dollars as filed | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 5,890 | $57,310 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 2,255 | $56,228 | dollars as filed | |
| CANADIANNATLRYCOF | 136375102 | STOK | 438 | $53,029 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 120 | $52,961 | dollars as filed | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,793 | $52,571 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 5,828 | $51,636 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 3,636 | $50,170 | dollars as filed | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 3,907 | $49,858 | dollars as filed | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 1,506 | $47,605 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 7,923 | $45,951 | dollars as filed | |
| SURO CAP CORP | 86887Q109 | COM NEW | 14,329 | $45,781 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 677 | $45,176 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 153 | $43,766 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 127 | $43,249 | dollars as filed | |
| GDL FD | 361570104 | COM SH BEN IT | 5,372 | $42,146 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 6,446 | $41,706 | dollars as filed | |
| UBS GROUP AG SHS | H42097107 | Stock | 2,000 | $40,540 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 7,477 | $40,452 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 45 | $38,920 | dollars as filed | |
| CHART INDS INC | 16115Q308 | COM | 239 | $38,190 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 2,246 | $37,756 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 1,341 | $36,781 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 354 | $35,726 | dollars as filed | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 625 | $35,088 | dollars as filed | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 1,020 | $31,273 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 728 | $29,120 | dollars as filed | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 477 | $26,951 | dollars as filed | |
| SEA LTD | 81141R100 | SPONSORD ADS | 421 | $24,435 | dollars as filed | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 3,179 | $24,415 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 262 | $23,089 | dollars as filed | |
| XP INC CL A | G98239109 | Stock | 875 | $20,528 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 3,644 | $19,823 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2,226 | $18,569 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 100 | $18,522 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 70 | $18,324 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 57 | $17,776 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 239 | $17,433 | dollars as filed | |
| NEW GERMANY FD INC | 644465106 | COM | 1,913 | $17,183 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 55 | $16,563 | dollars as filed | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 2,513 | $16,460 | dollars as filed | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,500 | $16,155 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 100 | $15,735 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 103 | $15,629 | dollars as filed | |
| INCYTE CORP COM | 45337C102 | Stock | 242 | $15,065 | dollars as filed | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,088 | $14,938 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 50 | $14,852 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 8,959 | $14,603 | dollars as filed | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 614 | $14,171 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 1,426 | $13,604 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 131 | $12,977 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 1,430 | $12,870 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 68 | $12,789 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 70 | $12,601 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 2,071 | $12,595 | dollars as filed | |
| Mexico Fund Inc/The | 592835102 | COM | 745 | $12,501 | dollars as filed | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 1,230 | $12,351 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 5,898 | $12,032 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 99 | $12,001 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 166 | $11,881 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 95 | $11,650 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 57 | $11,463 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 1,002 | $10,992 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 87 | $10,958 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V111 | *W EXP 03/17/202 | 2,457 | $10,958 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 23 | $10,589 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 58 | $10,397 | dollars as filed | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 1,683 | $10,215 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 1,120 | $9,576 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 54 | $9,380 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 156 | $9,327 | dollars as filed | |
| SEMPRA COM | 816851109 | Stock | 64 | $9,318 | dollars as filed | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 110 | $9,315 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 2,000 | $9,260 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 42 | $9,231 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 63 | $9,117 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 1,097 | $9,061 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 271 | $8,954 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 62 | $8,953 | dollars as filed | |
| EQUIFAX INC COM | 294429105 | Stock | 38 | $8,941 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 990 | $8,613 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,193 | $8,590 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 161 | $8,330 | dollars as filed | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 150 | $8,135 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 73 | $7,958 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 22 | $7,742 | dollars as filed | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 580 | $7,601 | dollars as filed | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 109 | $7,597 | dollars as filed | |
| KOREA FD INC | 500634209 | COM NEW | 328 | $7,590 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 14 | $7,537 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 30 | $7,505 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 29 | $7,135 | dollars as filed | |
| POOL CORP COM | 73278L105 | Stock | 19 | $7,118 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 529 | $7,099 | dollars as filed | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 599 | $7,092 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 72 | $7,029 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,353 | $7,022 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 20 | $6,989 | dollars as filed | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 167 | $6,902 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 138 | $6,779 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 220 | $6,677 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 34 | $6,617 | dollars as filed | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 547 | $6,555 | dollars as filed | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 209 | $6,535 | dollars as filed | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 17 | $6,518 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 50 | $6,408 | dollars as filed | |
| CORNING INC | 219350105 | COM | 181 | $6,342 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 127 | $6,313 | dollars as filed | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 180 | $6,295 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 56 | $6,265 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 66 | $6,242 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 1,930 | $6,215 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 52 | $6,190 | dollars as filed | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 840 | $6,178 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 63 | $6,171 | dollars as filed | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 698 | $6,010 | dollars as filed | |
| NORDSON CORP | 655663102 | COM | 24 | $5,956 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 54 | $5,931 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 34 | $5,827 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 51 | $5,817 | dollars as filed | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 71 | $5,735 | dollars as filed | |
| LINDE PLC | G5494J103 | SHS | 15 | $5,716 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 161 | $5,682 | dollars as filed | |
| ANSYS INC COM | 03662Q105 | COM | 17 | $5,615 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 62 | $5,471 | dollars as filed | |
| TERADYNE INC COM | 880770102 | Stock | 49 | $5,455 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 13 | $5,287 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 162 | $5,286 | dollars as filed | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 68 | $5,271 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 63 | $5,251 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 22 | $5,225 | dollars as filed | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 24 | $5,218 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 15 | $5,216 | dollars as filed | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 407 | $5,173 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U109 | COM | 304 | $5,162 | dollars as filed | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 62 | $5,150 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 21 | $5,063 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 27 | $5,049 | dollars as filed | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 17 | $5,029 | dollars as filed | |
| GODADDY INC CL A | 380237107 | Stock | 66 | $4,959 | dollars as filed | |
| WATSCO INC COM | 942622200 | Stock | 13 | $4,959 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 7 | $4,956 | dollars as filed | |
| SAP SE SPON ADR | 803054204 | ADR | 36 | $4,925 | dollars as filed | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 29 | $4,853 | dollars as filed | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 23 | $4,836 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 7 | $4,638 | dollars as filed | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 80 | $4,611 | dollars as filed | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 55 | $4,602 | dollars as filed | |
| LENNOX INTL INC COM | 526107107 | Stock | 14 | $4,565 | dollars as filed | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 91 | $4,549 | dollars as filed | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 27 | $4,519 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 34 | $4,467 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 48 | $4,463 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 43 | $4,455 | dollars as filed | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 133 | $4,416 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 69 | $4,355 | dollars as filed | |
| BERKLEY W R CORP COM | 084423102 | Stock | 73 | $4,348 | dollars as filed | |
| INSULET CORP COM | 45784P101 | Stock | 15 | $4,325 | dollars as filed | |
| EXPONENT INC | 30214U102 | COM | 46 | $4,293 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 40 | $4,290 | dollars as filed | |
| Apple Inc | 037833100 | COM | 22 | $4,267 | dollars as filed | |
| SEAGEN INC | 81181C104 | COM | 22 | $4,234 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 65 | $4,199 | dollars as filed | |
| BUNGE LTD | G16962105 | COM | 44 | $4,151 | dollars as filed | |
| ALLEGION PLC | G0176J109 | ORD SHS | 34 | $4,081 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 511 | $4,011 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 109 | $3,998 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 21 | $3,989 | dollars as filed | |
| THOR INDS INC | 885160101 | COM | 38 | $3,933 | dollars as filed | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 22 | $3,923 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 445 | $3,912 | dollars as filed | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 104 | $3,878 | dollars as filed | |
| ASPEN TECHNOLOGY INC | 29109X106 | COM | 23 | $3,855 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 7 | $3,846 | dollars as filed | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 176 | $3,814 | dollars as filed | |
| CHEMED CORP NEW | 16359R103 | COM | 7 | $3,792 | dollars as filed | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 14 | $3,717 | dollars as filed | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 9 | $3,700 | dollars as filed | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 52 | $3,688 | dollars as filed | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 159 | $3,660 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 38 | $3,624 | dollars as filed | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 38 | $3,513 | dollars as filed | |
| SAIA INC | 78709Y105 | COM | 10 | $3,424 | dollars as filed | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 29 | $3,408 | dollars as filed | |
| IDEXX LABS INC COM | 45168D104 | Stock | 7 | $3,386 | dollars as filed | |
| ROLLINS INC COM | 775711104 | Stock | 78 | $3,341 | dollars as filed | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 4 | $3,237 | dollars as filed | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 29 | $3,207 | dollars as filed | |
| SK TELECOM CO LTD SPONSORED ADR | 78440P306 | ADR | 160 | $3,122 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 224 | $3,098 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 148 | $3,068 | dollars as filed | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 48 | $3,009 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 174 | $2,946 | dollars as filed | |
| FASTENAL CO COM | 311900104 | Stock | 49 | $2,868 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 110 | $2,739 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 14 | $2,715 | dollars as filed | |
| TRIMBLE INC COM | 896239100 | Stock | 50 | $2,647 | dollars as filed | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 97 | $2,587 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 8 | $2,580 | dollars as filed | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 99 | $2,580 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 4 | $2,571 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 148 | $2,549 | dollars as filed | |
| CREDICORP LTD | G2519Y108 | COM | 17 | $2,510 | dollars as filed | |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 1,000 | $2,430 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 407 | $2,401 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 731 | $2,303 | dollars as filed | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 85 | $2,293 | dollars as filed | |
| TC ENERGY CORP | 87807B107 | COM | 56 | $2,263 | dollars as filed | |
| WALLBOX NV | N94209116 | *W EXP 10/01/202 | 4,552 | $2,230 | dollars as filed | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 111 | $2,092 | dollars as filed | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 31 | $1,979 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 14 | $1,917 | dollars as filed | |
| LCI INDS | 50189K103 | COM | 12 | $1,516 | dollars as filed | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 158 | $1,492 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 170 | $1,324 | dollars as filed | |
| GLOBANT S A | L44385109 | COM | 7 | $1,258 | dollars as filed | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 7 | $1,251 | dollars as filed | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 29 | $1,125 | dollars as filed | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 17 | $1,073 | dollars as filed | |
| FABRINET SHS | G3323L100 | Stock | 8 | $1,039 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-23-014848 | this filing | 2023-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-23-015012 | base | 2023-08-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-23-015014 | added | 2023-08-16 | acceptance time not in the bulk data set |