13F-HR filed by SILVERBACK ASSET MANAGEMENT LLC
SILVERBACK ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 89 holding rows worth $719,128,766.
- Accession
- 0001398344-23-014784
- Filer
- CIK 1278960
- Filed
- 2023-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 95 entries on the cover page, a total value of $719,128,766 stated on the cover page (in dollars after the unit check, H1), rows summing to $719,128,766 with VALUE read as dollars as filed, 13F file number 028-10791. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NOVA LTD | 66980MAB2 | BOND | 18,954,000 | $30,456,709 | dollars as filed | principal |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 21,539,000 | $29,629,587 | dollars as filed | principal |
| INFINERA CORP | 45667GAF0 | CNV | 28,535,000 | $28,570,669 | dollars as filed | principal |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 24,493,000 | $27,891,404 | dollars as filed | principal |
| FUBOTV INC | 35953DAB0 | NOTE 3.250% 2/1 | 43,337,000 | $25,108,374 | dollars as filed | principal |
| HARMONIC INC | 413160AD4 | BOND | 13,000,000 | $24,610,625 | dollars as filed | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 45,868,000 | $23,364,013 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 24,965,000 | $22,140,834 | dollars as filed | principal |
| IMPINJ INC | 453204AD1 | NOTE 1.125% 5/1 | 16,630,000 | $17,950,006 | dollars as filed | principal |
| VARONIS SYS INC | 922280AB8 | BOND | 16,000,000 | $17,630,000 | dollars as filed | principal |
| Ivanhoe Mines Ltd | 46579RAA2 | NOTE 2.500 04/15/26 | 12,625,000 | $17,245,671 | dollars as filed | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 15,300,000 | $16,763,063 | dollars as filed | principal |
| PORCH GROUP INC | 733245AC8 | NOTE/6 750% 10/1 | 25,000,000 | $16,375,000 | dollars as filed | principal |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 19,454,000 | $15,003,898 | dollars as filed | principal |
| VROOM INC | 92918VAB5 | Convertible Debt | 27,396,000 | $13,150,080 | dollars as filed | principal |
| ACCURAY INC DEL | 004397AK1 | NOTE 3.750% 6/0 | 13,096,000 | $12,989,595 | dollars as filed | principal |
| LUMINAR TECHNOLOGIES INC | 550424AA3 | NOTE 1.250 12/15/26 | 19,100,000 | $12,737,313 | dollars as filed | principal |
| AMYRIS INC | 03236MAJ0 | BOND | 62,545,000 | $12,509,000 | dollars as filed | principal |
| LIVEPERSON INC | 538146AD3 | NOTE 12/1 | 18,082,000 | $11,696,794 | dollars as filed | principal |
| DIGITALOCEAN HLDGS INC | 25402DAB8 | CNV | 14,237,000 | $11,140,453 | dollars as filed | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 13,437,000 | $11,110,719 | dollars as filed | principal |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 14,113,000 | $11,069,884 | dollars as filed | principal |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 13,300,000 | $10,897,688 | dollars as filed | principal |
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 12,797,000 | $10,653,503 | dollars as filed | principal |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 40,066,000 | $10,617,490 | dollars as filed | principal |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 14,000,000 | $10,500,000 | dollars as filed | principal |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 12,000,000 | $10,365,000 | dollars as filed | principal |
| Viavi Solutions Inc | 925550AG0 | NOTE 1.625 03/15/26 | 9,747,000 | $10,234,350 | dollars as filed | principal |
| THE REALREAL INC | 88339PAB7 | NOTE 3.000% 6/1 | 14,774,000 | $10,101,723 | dollars as filed | principal |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 11,341,000 | $9,675,291 | dollars as filed | principal |
| RIDENOW GROUP INC | 781386305 | COM CL B | 781,502 | $9,659,365 | dollars as filed | |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 12,768,000 | $9,392,460 | dollars as filed | principal |
| VERITONE INC | 92347MAB6 | NOTE 1.750%11/1 | 14,600,000 | $9,344,000 | dollars as filed | principal |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 10,500,000 | $8,721,563 | dollars as filed | principal |
| PROS HOLDINGS INC | 74346YAG8 | NOTE 2.250% 9/1 | 8,500,000 | $8,505,313 | dollars as filed | principal |
| The Beauty Health Co. | 88331LAA6 | CONV | 10,703,000 | $8,435,302 | dollars as filed | principal |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 8,500,000 | $8,404,375 | dollars as filed | principal |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 9,100,000 | $8,235,500 | dollars as filed | principal |
| ARTIVION INC | 228903AB6 | NOTE 4.250% 7/0 | 7,500,000 | $7,818,750 | dollars as filed | principal |
| BOX INC | 10316TAB0 | NOTE 1/1 | 5,810,000 | $7,233,450 | dollars as filed | principal |
| UPWORK INC | 91688FAB0 | NOTE 0.250% 8/1 | 8,855,000 | $7,200,222 | dollars as filed | principal |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 10,000,000 | $7,175,000 | dollars as filed | principal |
| Danimer Scientific Corp | 236272AA8 | NOTE 3.250 12/15/26 | 17,195,000 | $7,028,456 | dollars as filed | principal |
| INOTIV INC 3.25PCT 10/15/2027 | 45783QAB6 | Convertible Bond | 13,100,000 | $6,771,063 | dollars as filed | principal |
| Akoustis Technologies Inc | 00973N102 | COM | 2,041,591 | $6,492,259 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 9,000,000 | $6,463,125 | dollars as filed | principal |
| PAR TECHNOLOGY CORP | 698884AE3 | NOTE 1.500%10/1 | 8,065,000 | $6,396,553 | dollars as filed | principal |
| 3D SYS CORP DEL | 88554DAD8 | NOTE 11/1 | 8,000,000 | $6,085,000 | dollars as filed | principal |
| THE REALREAL INC | 88339PAD3 | CNV | 14,507,000 | $5,947,870 | dollars as filed | principal |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 6,376,000 | $5,742,385 | dollars as filed | principal |
| GROUPON INC | 399473AF4 | NOTE 1.125% 3/1 | 14,500,000 | $5,491,875 | dollars as filed | principal |
| Repay Holdings Corp | 76029LAA8 | NOTE 0% 02/01/26 | 6,500,000 | $5,334,063 | dollars as filed | principal |
| STANDARD BIOTOOLS INC | 34385PAF5 | NOTE 5.250%12/0 | 5,000,000 | $5,200,000 | dollars as filed | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 4,895,000 | $4,751,209 | dollars as filed | principal |
| EVENTBRITE INC | 29975EAD1 | NOTE 0.750% 9/1 | 5,000,000 | $4,225,000 | dollars as filed | principal |
| NANOSTRING TECHNOLOGIES INC | 63009RAD1 | BOND | 5,000,000 | $4,200,000 | dollars as filed | principal |
| Esperion Therapeutics Inc | 29664WAB1 | NOTE 4.000%11/15/25 | 7,500,000 | $3,750,000 | dollars as filed | principal |
| ACCOLADE INC | 00437EAB8 | NOTE 0.500% 4/0 | 4,500,000 | $3,746,250 | dollars as filed | principal |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 4,500,000 | $3,740,625 | dollars as filed | principal |
| MAGNITE INC | 55955DAB6 | NOTE 0.250% 3/1 | 4,381,000 | $3,704,683 | dollars as filed | principal |
| COMMERCE.COM INC | 08975PAB4 | NOTE 0.250%10/0 | 4,493,000 | $3,543,854 | dollars as filed | principal |
| WOLFSPEED INC | 977852102 | COM | 60,800 | $3,379,872 | dollars as filed | |
| PRCH 3/4 09/15/26 | 733245AA2 | FIXED INCOME | 8,629,000 | $3,327,558 | dollars as filed | principal |
| MICROSTRATEGY INC | 594972AC5 | NOTE 0.750%12/1 | 3,000,000 | $3,266,250 | dollars as filed | principal |
| SNAP INC | 83304AAF3 | NOTE 5/0 | 4,000,000 | $2,972,500 | dollars as filed | principal |
| VALARIS LTD | G9460G101 | CL A | 40,000 | $2,517,200 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 52,824 | $2,494,878 | dollars as filed | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 220,000 | $2,459,600 | dollars as filed | |
| BIORA THERAPEUTICS INC | 74319FAB3 | NOTE 7.250%12/0 | 2,600,000 | $1,412,125 | dollars as filed | principal |
| NOBLE CORP PLC ORD SHS A | G65431127 | Stock | 17,500 | $1,262,021 | dollars as filed | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 137,425 | $1,133,756 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 450,000 | $868,500 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 375,000 | $540,000 | dollars as filed | |
| ARTEMIS STRATEGIC INVT CORP | 04303A103 | COM CL A | 75,000 | $530,228 | dollars as filed | |
| SPY | 78462F103 | SHS | 325,000 | $482,875 | dollars as filed | put |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 100,000 | $280,371 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 200,000 | $276,000 | dollars as filed | |
| M3 BRIGADE ACQUISITION III | 55407R103 | COM | 33,333 | $264,917 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 170,000 | $243,100 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 200,000 | $206,000 | dollars as filed | |
| VISCOGLIOSI BROS ACQUISTN CO | 92838K100 | COMMON STOCK | 22,500 | $158,184 | dollars as filed | |
| THOR INDS INC | 885160101 | COM | 10,000 | $47,000 | dollars as filed | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 50,000 | $36,500 | dollars as filed | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 300,000 | $22,500 | dollars as filed | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 25,000 | $11,250 | dollars as filed | put |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 27,191 | $2,922 | dollars as filed | |
| INDUSTRIAL TECH ACQSTNS II I | 45635R108 | COM | 37,500 | $2,250 | dollars as filed | |
| BYTE ACQUISITION CORP | G1R25Q105 | CLASS A ORD SHS | 12,500 | $2,103 | dollars as filed | |
| SPREE ACQUISITION CORP 1 LTD | G83745102 | COM | 12,500 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-23-014784 | this filing | 2023-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-23-015107 | superseded | 2023-08-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-23-019049 | base | 2023-10-06 | acceptance time not in the bulk data set |