13F-HR filed by TUCKER ASSET MANAGEMENT LLC
TUCKER ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2023-08-10, with 337 holding rows worth $189,636,433.
- Accession
- 0001398344-23-014477
- Filer
- CIK 1870012
- Filed
- 2023-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 337 entries on the cover page, a total value of $189,636,433 stated on the cover page (in dollars after the unit check, H1), rows summing to $189,636,433 with VALUE read as dollars as filed, 13F file number 028-23225. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 578,839 | $81,998,326 | dollars as filed | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 880,399 | $46,511,467 | dollars as filed | |
| SPY | 78462F103 | SHS | 106,975 | $42,397,402 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 12,815 | $4,089,651 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 9,598 | $741,637 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 5,905 | $536,587 | dollars as filed | |
| Apple Inc | 037833100 | COM | 3,914 | $478,095 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,852 | $422,410 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 9,221 | $389,311 | dollars as filed | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 4,610 | $315,555 | dollars as filed | |
| Boeing Company | 097023105 | COM | 1,219 | $310,504 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 3,863 | $310,083 | dollars as filed | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 6,041 | $306,641 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,580 | $293,681 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 6,078 | $293,020 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,227 | $289,621 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,892 | $284,466 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 4,425 | $270,191 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 9,620 | $265,416 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 4,836 | $264,432 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 2,983 | $263,130 | dollars as filed | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 507 | $250,286 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 13,436 | $246,551 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 6,648 | $240,990 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 5,010 | $233,516 | dollars as filed | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 2,045 | $222,496 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 9,994 | $221,167 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 850 | $156,842 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 659 | $155,372 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 2,110 | $148,059 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,547 | $142,199 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 5,207 | $139,391 | dollars as filed | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 1,300 | $130,598 | dollars as filed | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 4,310 | $130,033 | dollars as filed | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 3,075 | $125,122 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 1,198 | $122,747 | dollars as filed | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 2,662 | $121,946 | dollars as filed | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,260 | $114,988 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 3,775 | $112,118 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 522 | $110,523 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 1,047 | $109,739 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 49 | $101,063 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 3,672 | $96,170 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 2,366 | $92,440 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 2,390 | $92,374 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 531 | $90,265 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 29 | $89,728 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,090 | $85,565 | dollars as filed | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 1,661 | $84,811 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 702 | $84,128 | dollars as filed | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 700 | $84,056 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 2,056 | $73,687 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 1,000 | $72,750 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 767 | $71,354 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 308 | $69,035 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 500 | $67,715 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 591 | $66,742 | dollars as filed | |
| GARMIN LTD SHS | H2906T109 | Stock | 503 | $66,321 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 209 | $63,797 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 1,159 | $62,713 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 302 | $61,209 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 781 | $60,356 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 556 | $58,858 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 1,926 | $58,300 | dollars as filed | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 334 | $57,204 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 223 | $56,970 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 250 | $56,763 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 369 | $56,173 | dollars as filed | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 1,435 | $54,501 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 249 | $54,050 | dollars as filed | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 1,045 | $52,449 | dollars as filed | |
| SOUTHEAST WIS PROFESSIONAL BAS REV BDS | 841531BD7 | REV BDS | 55 | $51,208 | dollars as filed | principal |
| Bank of America Corp | 060505104 | COM | 1,295 | $50,104 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 299 | $49,141 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 148 | $48,893 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 497 | $47,975 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 365 | $47,797 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 332 | $46,961 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 839 | $46,405 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 714 | $46,146 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 288 | $44,703 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 254 | $44,554 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 152 | $41,990 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 689 | $41,319 | dollars as filed | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 330 | $41,174 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 238 | $40,967 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 263 | $40,786 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 160 | $39,810 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 744 | $39,410 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 238 | $39,082 | dollars as filed | |
| Intel Corp | 458140100 | COM | 600 | $38,400 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 500 | $37,015 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 532 | $35,867 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 419 | $35,816 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 774 | $35,209 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 284 | $33,549 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 84 | $33,417 | dollars as filed | |
| BARCLAYS BANK PLC NOTE M/W CLBL VAR | 06738KMX6 | NOTE M/W CLBL VAR | 38 | $32,908 | dollars as filed | principal |
| Adobe Inc | 00724F101 | COM | 67 | $31,850 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 599 | $31,573 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 849 | $30,759 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 481 | $30,617 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 282 | $30,405 | dollars as filed | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,000 | $30,360 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 1,501 | $30,305 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 2,000 | $30,000 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 655 | $29,541 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 900 | $29,448 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 189 | $28,643 | dollars as filed | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 979 | $28,255 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 526 | $27,199 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 200 | $27,166 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 315 | $26,967 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 276 | $26,952 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 459 | $26,714 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 441 | $26,509 | dollars as filed | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 383 | $26,243 | dollars as filed | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 253 | $25,884 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 300 | $25,092 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 950 | $24,919 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,000 | $23,900 | dollars as filed | |
| NCS MULTISTAGE HLDGS INC | 628877201 | COM NEW | 855 | $23,726 | dollars as filed | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 607 | $23,661 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 330 | $23,371 | dollars as filed | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 463 | $22,525 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 350 | $22,414 | dollars as filed | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 439 | $22,051 | dollars as filed | |
| GEORGIA MUN ELEC AUTH PWR REV REV BDS M/W | 373541X97 | REV BDS M/W | 20 | $21,708 | dollars as filed | principal |
| Bayer AG Spons ADR | 072730302 | COM | 1,355 | $21,517 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 480 | $21,480 | dollars as filed | |
| TYSON FOODS INC CL A | 902494103 | Stock | 289 | $21,473 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 296 | $21,327 | dollars as filed | |
| KANSAS ST DEV FIN AUTH TAXABLE BDS REV M/W | 485429Y65 | TAXABLE BDS REV M/W | 20 | $21,187 | dollars as filed | principal |
| ARLINGTON TEX HIGHER ED FIN CO REV BDS CLBL | 041806BN9 | REV BDS CLBL | 20 | $21,176 | dollars as filed | principal |
| EVERGY INC COM | 30034W106 | Stock | 355 | $21,133 | dollars as filed | |
| SONOCO PRODS CO | 835495102 | COM | 333 | $21,079 | dollars as filed | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 379 | $20,792 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 173 | $20,419 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 369 | $20,125 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 355 | $20,033 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 247 | $19,041 | dollars as filed | |
| CITIGROUP INC NOTE M/W CLBL | 172967BU4 | NOTE M/W CLBL | 15 | $19,018 | dollars as filed | principal |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 184 | $18,601 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 326 | $18,201 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 50 | $17,624 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 67 | $17,360 | dollars as filed | |
| IJH | 464287507 | COM | 65 | $16,918 | dollars as filed | |
| Southern Company | 842587107 | COM | 270 | $16,783 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 348 | $16,476 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 395 | $16,432 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 237 | $16,398 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 615 | $16,226 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 281 | $15,919 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 200 | $15,748 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 596 | $14,942 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 259 | $14,885 | dollars as filed | |
| Progressive Corporation | 743315103 | COM | 150 | $14,342 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 131 | $14,228 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 969 | $13,682 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 20 | $13,359 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 145 | $13,320 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 69 | $13,122 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 116 | $12,630 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 200 | $12,158 | dollars as filed | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 141 | $11,679 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 137 | $11,509 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 502 | $11,451 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 125 | $11,388 | dollars as filed | |
| KOHL'S CORP 4.25.25 | 500255AU8 | CORPORATE BONDS | 10 | $10,950 | dollars as filed | principal |
| 3M CO COM | 88579Y101 | Stock | 56 | $10,790 | dollars as filed | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 221 | $10,619 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 196 | $10,582 | dollars as filed | |
| CORPUS CHRISTI TEX UTIL SYS RE JR LIEN REV IMPT BDS CLBL | 220245SM7 | JR LIEN REV IMPT BDS CLBL | 10 | $10,214 | dollars as filed | principal |
| Altria Group Inc | 02209S103 | COM | 195 | $9,976 | dollars as filed | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 154 | $9,702 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 52 | $9,636 | dollars as filed | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 200 | $9,458 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 117 | $9,223 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 35 | $8,996 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 27 | $8,829 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 330 | $8,758 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 95 | $8,702 | dollars as filed | |
| KOHLS CORP | 500255104 | COM | 145 | $8,643 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 173 | $8,496 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 509 | $8,225 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 140 | $8,184 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 224 | $8,154 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 531 | $7,986 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 1,012 | $7,924 | dollars as filed | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 334 | $7,892 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 547 | $7,789 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 523 | $7,751 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 106 | $7,593 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 464 | $7,438 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 53 | $7,370 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 33 | $7,291 | dollars as filed | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 145 | $7,172 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 91 | $6,912 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 361 | $6,754 | dollars as filed | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 320 | $6,730 | dollars as filed | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 151 | $6,715 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 50 | $6,663 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 168 | $6,577 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 279 | $6,498 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 534 | $6,344 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 50 | $6,089 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 47 | $5,889 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 71 | $5,686 | dollars as filed | |
| HCA INC | 404119bu2 | FIXED | 5 | $5,608 | dollars as filed | principal |
| WABTEC COM | 929740108 | Stock | 70 | $5,541 | dollars as filed | |
| NTNL FUEL GAS CO 4.75.28 | 636180BP5 | CORPORATE BONDS | 5 | $5,514 | dollars as filed | principal |
| Seagate HDD Cayman | 81180WAR2 | Corporate Bond - Foreign US$ | 5 | $5,494 | dollars as filed | principal |
| HASBRO INC COM | 418056107 | Stock | 56 | $5,383 | dollars as filed | |
| ETC SUNOCO HOLDINGS 4.27 | 86765BAU3 | CORPORATE BONDS | 5 | $5,377 | dollars as filed | principal |
| ARES CAP CORP 4.25 25 | 04010LAV5 | CORPORATE BONDS | 5 | $5,364 | dollars as filed | principal |
| YUM! BRANDS, IN 3.875 23 | 988498AJ0 | CORPORATE BONDS | 5 | $5,269 | dollars as filed | principal |
| QVC INC | 747262au7 | FIXED | 5 | $5,263 | dollars as filed | principal |
| GOLUB CAP BDC INC | 38173M102 | COM | 357 | $5,219 | dollars as filed | |
| TRINITY INDUSTRI 4.55.24 | 896522AH2 | CORPORATE BONDS | 5 | $5,198 | dollars as filed | principal |
| CVS Health Corporation | 126650100 | COM | 69 | $5,191 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 89 | $5,175 | dollars as filed | |
| EQM MIDSTREAM PARTN 4.24 | 26885BAA8 | CORPORATE BONDS | 5 | $5,086 | dollars as filed | principal |
| REALTY INCOME CORP COM | 756109104 | REIT | 80 | $5,080 | dollars as filed | |
| AH RLTY TR INC | 04208T108 | COM | 400 | $5,016 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 120 | $4,879 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 155 | $4,853 | dollars as filed | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 50 | $4,758 | dollars as filed | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 193 | $4,707 | dollars as filed | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 149 | $4,691 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 21 | $4,580 | dollars as filed | |
| ISHARES INC | 46434G863 | COM | 105 | $4,548 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 42 | $4,545 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 200 | $4,540 | dollars as filed | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 86 | $4,537 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 41 | $4,450 | dollars as filed | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 130 | $4,427 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 69 | $4,231 | dollars as filed | |
| VTI | 922908769 | COM | 20 | $4,134 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 80 | $4,062 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 200 | $3,960 | dollars as filed | |
| WELLS FARGO CO NEW DP PF CL A | 94988U151 | PREFERR | 155 | $3,957 | dollars as filed | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 65 | $3,850 | dollars as filed | |
| DIVERSIFIED HEA 6.25 | 25525P305 | PRD | 155 | $3,776 | dollars as filed | |
| BANK OF AMERICA 6per PFD NON-CUM PERP MTY CALL 05/16/23 @ 25 | 060505229 | Preferred | 126 | $3,427 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 63 | $3,211 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 100 | $3,128 | dollars as filed | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 70 | $2,883 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 17 | $2,700 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 38 | $2,671 | dollars as filed | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 102 | $2,645 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 141 | $2,575 | dollars as filed | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 47 | $2,434 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 1 | $2,330 | dollars as filed | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 55 | $2,325 | dollars as filed | |
| ISHARES TR | 464288372 | COM | 50 | $2,254 | dollars as filed | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 42 | $2,181 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 100 | $2,119 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 24 | $2,070 | dollars as filed | |
| VWO | 922042858 | SHS | 39 | $2,030 | dollars as filed | |
| CMS 5 7/8 | 125896845 | PUBLIC | 73 | $1,983 | dollars as filed | |
| iShares Global Tech ETF | 464287291 | SHS | 6 | $1,846 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 8 | $1,801 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 25 | $1,723 | dollars as filed | |
| TAPESTRY INC COM | 876030107 | Stock | 39 | $1,607 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 50 | $1,588 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 33 | $1,580 | dollars as filed | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 15 | $1,549 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 54 | $1,476 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 22 | $1,451 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 9 | $1,448 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 103 | $1,439 | dollars as filed | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 13 | $1,432 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 21 | $1,389 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 10 | $1,383 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 20 | $1,360 | dollars as filed | |
| WATSCO INC COM | 942622200 | Stock | 5 | $1,304 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 12 | $1,301 | dollars as filed | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 44 | $1,285 | dollars as filed | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 10 | $1,253 | dollars as filed | |
| TFS FINL CORP | 87240R107 | COM | 61 | $1,243 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 100 | $1,225 | dollars as filed | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 9 | $1,210 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 11 | $1,202 | dollars as filed | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 7 | $1,201 | dollars as filed | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 27 | $1,173 | dollars as filed | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 13 | $1,172 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 8 | $1,154 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 61 | $1,149 | dollars as filed | |
| SMUCKER J M CO | 832696405 | COM NEW | 9 | $1,139 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 18 | $1,136 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 8 | $1,130 | dollars as filed | |
| LINDE PLC | G5494J103 | SHS | 4 | $1,121 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 47 | $1,119 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 75 | $1,118 | dollars as filed | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 40 | $1,116 | dollars as filed | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 69 | $1,107 | dollars as filed | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 18 | $1,079 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 68 | $1,069 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 12 | $1,065 | dollars as filed | |
| STIFEL FINL CORP 6.25 DPSHS PF | 860630706 | PREFERR | 38 | $1,037 | dollars as filed | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 11 | $1,032 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 62 | $1,004 | dollars as filed | |
| F N B CORP | 302520101 | COM | 79 | $1,003 | dollars as filed | |
| PACWEST BANCORP DEL | 695263103 | COM | 26 | $992 | dollars as filed | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 19 | $972 | dollars as filed | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 25 | $943 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 30 | $936 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 37 | $912 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 15 | $911 | dollars as filed | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 31 | $907 | dollars as filed | |
| HALLIBURTON CO COM | 406216101 | Stock | 42 | $901 | dollars as filed | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 12 | $890 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 16 | $856 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 15 | $846 | dollars as filed | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 15 | $810 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 5 | $803 | dollars as filed | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 14 | $800 | dollars as filed | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 16 | $800 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 11 | $788 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 12 | $772 | dollars as filed | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 14 | $754 | dollars as filed | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 57 | $739 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 75 | $644 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 16 | $624 | dollars as filed | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 5 | $589 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 1 | $534 | dollars as filed | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 18 | $526 | dollars as filed | |
| CVR ENERGY, INC. | 12662P108 | COM | 25 | $480 | dollars as filed | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 100 | $470 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 2 | $459 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 2 | $424 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 50 | $378 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 10 | $344 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 100 | $264 | dollars as filed | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 4 | $129 | dollars as filed | |
| SK3 GROUP INC | 78440L107 | COMMON STOCK | 250,000 | $100 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 8 | $88 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-23-014477 | this filing | 2023-08-10 | acceptance time not in the bulk data set |