13F-HR filed by Cordgrass Capital Advisors, LLC
Cordgrass Capital Advisors, LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-07-27, with 233 holding rows worth $292,584,950.
- Accession
- 0001398344-23-013636
- Filer
- CIK 1912040
- Filed
- 2023-07-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 233 entries on the cover page, a total value of $292,584,950 stated on the cover page (in dollars after the unit check, H1), rows summing to $292,584,950 with VALUE read as dollars as filed, 13F file number 028-22278. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard S&P 500 ETF | 922908363 | COM | 49,184 | $20,029,338 | dollars as filed | |
| Apple Inc | 037833100 | COM | 69,146 | $13,412,284 | dollars as filed | |
| PENUMBRA INC COM | 70975L107 | Stock | 34,663 | $11,926,152 | dollars as filed | |
| IJH | 464287507 | COM | 41,398 | $10,824,575 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 94,187 | $9,225,330 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 126,503 | $8,538,409 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 71,849 | $7,159,686 | dollars as filed | |
| SCHD | 808524797 | COM | 88,100 | $6,397,314 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 16,922 | $5,762,674 | dollars as filed | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 219,584 | $5,656,484 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 18,604 | $5,456,089 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 21,048 | $4,998,560 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 9,026 | $4,859,311 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 13,136 | $4,852,701 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 28,913 | $4,785,625 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 30,856 | $4,682,089 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 17,762 | $4,370,379 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 28,535 | $3,719,823 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 71,441 | $3,521,110 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 28,863 | $3,491,557 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 11,065 | $3,301,907 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 18,543 | $3,148,231 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 17,505 | $3,137,712 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 13,714 | $3,109,787 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 28,204 | $3,074,800 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 26,437 | $3,050,590 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 49,727 | $2,994,540 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 9,532 | $2,961,092 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 18,960 | $2,837,153 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 19,258 | $2,800,850 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 14,844 | $2,779,849 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 70,879 | $2,599,845 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 43,753 | $2,420,827 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 64,992 | $2,417,038 | dollars as filed | |
| Deere & Company | 244199105 | COM | 5,543 | $2,245,968 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 43,309 | $2,240,785 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 14,075 | $2,212,344 | dollars as filed | |
| SPY | 78462F103 | SHS | 4,937 | $2,188,605 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 16,218 | $2,170,097 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 8,542 | $2,117,562 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 9,576 | $1,925,689 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 9,057 | $1,913,382 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 20,635 | $1,817,944 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 25,426 | $1,757,699 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 8,395 | $1,717,748 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 5,680 | $1,701,299 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 33,625 | $1,686,966 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 14,193 | $1,654,938 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 18,397 | $1,642,484 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 16,866 | $1,629,762 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 34,377 | $1,587,530 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 37,538 | $1,559,704 | dollars as filed | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 9,018 | $1,506,711 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 7,769 | $1,495,999 | dollars as filed | |
| Southern Company | 842587107 | COM | 21,283 | $1,495,129 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 1,713 | $1,485,908 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 7,972 | $1,477,048 | dollars as filed | |
| ROYAL BK CDA COM | 780087102 | Stock | 15,246 | $1,456,112 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 16,208 | $1,454,467 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 44,347 | $1,345,937 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 12,400 | $1,329,900 | dollars as filed | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 37,346 | $1,318,314 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 8,376 | $1,317,937 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 27,016 | $1,305,953 | dollars as filed | |
| WOLFSPEED INC | 977852102 | COM | 23,466 | $1,304,475 | dollars as filed | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,000 | $1,283,450 | dollars as filed | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 41,529 | $1,274,518 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 4,147 | $1,265,208 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 4,650 | $1,217,231 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 6,484 | $1,200,973 | dollars as filed | |
| BEST BUY INC COM | 086516101 | Stock | 14,638 | $1,199,611 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,108 | $1,130,347 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 4,002 | $903,291 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 16,697 | $889,292 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 27,791 | $859,576 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,780 | $855,627 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 8,823 | $852,302 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 11,364 | $823,890 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,415 | $823,515 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 6,955 | $787,955 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,661 | $778,976 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 4,244 | $746,859 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,902 | $706,469 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 19,628 | $696,786 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 3,088 | $694,090 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 9,658 | $689,991 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 3,368 | $689,323 | dollars as filed | |
| Intel Corp | 458140100 | COM | 20,473 | $684,630 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 8,057 | $683,158 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 3,511 | $671,538 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 1,654 | $663,164 | dollars as filed | |
| STERIS PLC SHS USD | G8473T100 | Stock | 2,945 | $662,580 | dollars as filed | |
| HALLIBURTON CO COM | 406216101 | Stock | 19,746 | $651,410 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 5,312 | $651,145 | dollars as filed | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 3,883 | $650,208 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,443 | $643,160 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 5,641 | $637,917 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 8,925 | $629,034 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 5,759 | $627,939 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,178 | $625,042 | dollars as filed | |
| VWO | 922042858 | SHS | 15,358 | $624,763 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 4,419 | $595,372 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,799 | $579,798 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 6,041 | $569,848 | dollars as filed | |
| WOLFSPEED INC | 977852102 | COM | 10,000 | $555,900 | dollars as filed | call |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 2,839 | $555,874 | dollars as filed | |
| FISERV INC | 337738108 | COM | 4,245 | $535,507 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 1,236 | $522,853 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 5,579 | $518,680 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,277 | $517,209 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 9,957 | $515,676 | dollars as filed | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,351 | $499,532 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 7,800 | $496,236 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 12,253 | $484,729 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 13,040 | $474,526 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 8,266 | $473,650 | dollars as filed | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 23,848 | $467,419 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 58,049 | $463,812 | dollars as filed | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,279 | $447,639 | dollars as filed | |
| INVESCO BD FD | 46132L107 | COM | 29,226 | $434,881 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 5,283 | $428,346 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,319 | $425,430 | dollars as filed | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,800 | $420,622 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 900 | $414,431 | dollars as filed | |
| HUBSPOTINC | 443573100 | STOK | 747 | $397,471 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,869 | $375,318 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 3,809 | $371,844 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 2,500 | $367,900 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 3,636 | $357,710 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,306 | $316,914 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 637 | $316,640 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 2,603 | $309,991 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 10,671 | $306,151 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 14,000 | $295,820 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3,996 | $290,469 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 18,074 | $288,282 | dollars as filed | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 3,000 | $287,820 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 35,000 | $279,650 | dollars as filed | call |
| ENBRIDGE INC COM | 29250N105 | Stock | 7,406 | $275,133 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 801 | $273,894 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,982 | $273,635 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 31,735 | $272,921 | dollars as filed | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 11,030 | $271,566 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 2,619 | $271,355 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,473 | $267,661 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 2,701 | $267,561 | dollars as filed | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 5,680 | $264,912 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 5,782 | $261,944 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 4,048 | $261,501 | dollars as filed | |
| CANADIAN PACIFIC KANSAS CITY COM | 13646K108 | Stock | 3,182 | $257,040 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 649 | $255,252 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 14,240 | $254,756 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,361 | $242,625 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 4,226 | $239,533 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,250 | $237,348 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 450 | $234,788 | dollars as filed | |
| BANCROFT FUND LIMITED | 059695106 | COM | 13,460 | $230,031 | dollars as filed | |
| Boeing Company | 097023105 | COM | 1,078 | $227,560 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 8,944 | $225,133 | dollars as filed | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 2,830 | $223,001 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 997 | $221,354 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 1,642 | $216,580 | dollars as filed | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 13,259 | $216,387 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 25,439 | $212,161 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,282 | $208,953 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 5,000 | $200,150 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1,810 | $199,915 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,405 | $194,424 | dollars as filed | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 7,858 | $191,580 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,000 | $173,860 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 20,000 | $166,800 | dollars as filed | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 6,125 | $154,898 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 14,070 | $153,787 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 3,500 | $142,905 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 2,800 | $142,296 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 20,000 | $137,600 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 2,000 | $135,000 | dollars as filed | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 4,937 | $120,957 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 25,701 | $115,913 | dollars as filed | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 4,822 | $113,221 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 1,500 | $104,925 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 484 | $99,593 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 844 | $92,745 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,129 | $91,641 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1,559 | $81,645 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 10,323 | $80,934 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 480 | $73,229 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 13,000 | $72,150 | dollars as filed | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,095 | $67,562 | dollars as filed | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1,300 | $63,986 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 843 | $59,878 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 195 | $55,177 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 1,175 | $54,790 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 362 | $51,440 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 444 | $48,338 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 1,484 | $43,689 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 271 | $43,682 | dollars as filed | |
| ISHARES TR | 464287861 | EUROPE ETF | 735 | $37,147 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 408 | $34,092 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 458 | $34,043 | dollars as filed | |
| ISHARES TR | 464288620 | SHS | 675 | $33,811 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 1,800 | $33,120 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 125 | $30,468 | dollars as filed | |
| Vanguard Extended Market ETF | 922908652 | SHS | 200 | $29,766 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 300 | $24,861 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 189 | $23,995 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 256 | $22,154 | dollars as filed | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 500 | $21,920 | dollars as filed | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 270 | $20,841 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 80 | $18,379 | dollars as filed | |
| VTI | 922908769 | COM | 81 | $17,843 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 81 | $17,833 | dollars as filed | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 233 | $16,026 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 289 | $14,580 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 175 | $13,137 | dollars as filed | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 112 | $12,872 | dollars as filed | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 70 | $12,538 | dollars as filed | |
| NOVAN INC COM NEW | 66988N205 | Stock | 27,166 | $11,681 | dollars as filed | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 290 | $11,264 | dollars as filed | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 396 | $11,203 | dollars as filed | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 371 | $11,093 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 100 | $10,732 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 51 | $10,143 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 100 | $9,509 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 50 | $8,491 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 84 | $8,146 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 230 | $7,753 | dollars as filed | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 100 | $6,190 | dollars as filed | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 10,000 | $5,900 | dollars as filed | |
| iShares Global REIT ETF | 46434V647 | SHS | 143 | $3,285 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 23 | $2,487 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 18 | $678 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 11 | $649 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-23-013636 | this filing | 2023-07-27 | acceptance time not in the bulk data set |