13F-HR filed by SILVERBACK ASSET MANAGEMENT LLC
SILVERBACK ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-15, with 99 holding rows worth $737,315,139.
- Accession
- 0001398344-23-009761
- Filer
- CIK 1278960
- Filed
- 2023-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 99 entries on the cover page, a total value of $737,315,139 stated on the cover page (in dollars after the unit check, H1), rows summing to $737,315,139 with VALUE read as dollars as filed, 13F file number 028-10791. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 250,000 | $102,347,500 | dollars as filed | put |
| INFINERA CORP | 45667GAF0 | CNV | 27,035,000 | $36,649,322 | dollars as filed | principal |
| HARMONIC INC | 413160AD4 | BOND | 13,000,000 | $22,351,875 | dollars as filed | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 14,839,000 | $22,212,128 | dollars as filed | principal |
| NOVA LTD | 66980MAB2 | BOND | 15,100,000 | $21,989,375 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 22,270,000 | $19,388,819 | dollars as filed | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 36,946,000 | $19,096,464 | dollars as filed | principal |
| Ivanhoe Mines Ltd | 46579RAA2 | NOTE 2.500 04/15/26 | 12,425,000 | $16,798,821 | dollars as filed | principal |
| AMYRIS INC | 03236MAJ0 | BOND | 57,545,000 | $15,968,738 | dollars as filed | principal |
| INFINERA CORP | 45667GAC7 | BOND | 14,267,000 | $14,659,343 | dollars as filed | principal |
| FUBOTV INC | 35953DAB0 | NOTE 3.250% 2/1 | 33,420,000 | $14,558,588 | dollars as filed | principal |
| ACCURAY INC DEL | 004397AK1 | NOTE 3.750% 6/0 | 15,781,000 | $14,311,394 | dollars as filed | principal |
| IMPINJ INC | 453204AD1 | NOTE 1.125% 5/1 | 10,000,000 | $14,187,500 | dollars as filed | principal |
| Cutera Inc | 232109AC2 | Note 2.250 06/01/28 | 15,200,000 | $11,333,500 | dollars as filed | principal |
| Viavi Solutions Inc | 925550AG0 | NOTE 1.625 03/15/26 | 10,747,000 | $11,203,748 | dollars as filed | principal |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 15,268,000 | $11,202,895 | dollars as filed | principal |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 14,113,000 | $10,955,216 | dollars as filed | principal |
| BOX INC | 10316TAB0 | NOTE 1/1 | 9,358,000 | $10,948,860 | dollars as filed | principal |
| ARTIVION INC | 228903AB6 | NOTE 4.250% 7/0 | 11,900,000 | $10,933,125 | dollars as filed | principal |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 14,000,000 | $10,500,000 | dollars as filed | principal |
| VERITONE INC | 92347MAB6 | NOTE 1.750%11/1 | 14,600,000 | $9,982,750 | dollars as filed | principal |
| VROOM INC | 92918VAB5 | Convertible Debt | 25,841,000 | $9,948,785 | dollars as filed | principal |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 12,500,000 | $9,812,500 | dollars as filed | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 14,687,000 | $9,656,703 | dollars as filed | principal |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 12,000,000 | $9,615,000 | dollars as filed | principal |
| PRCH 3/4 09/15/26 | 733245AA2 | FIXED INCOME | 17,262,000 | $9,407,790 | dollars as filed | principal |
| PROS HOLDINGS INC | 74346YAG8 | NOTE 2.250% 9/1 | 9,750,000 | $9,225,938 | dollars as filed | principal |
| LIVEPERSON INC | 538146AD3 | NOTE 12/1 | 14,582,000 | $8,794,769 | dollars as filed | principal |
| ACCOLADE INC | 00437EAB8 | NOTE 0.500% 4/0 | 11,000,000 | $8,717,500 | dollars as filed | principal |
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 10,264,000 | $8,185,540 | dollars as filed | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 8,000,000 | $8,023,028 | dollars as filed | principal |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 10,000,000 | $8,000,000 | dollars as filed | principal |
| INVACARE CORP | 461203AL5 | NOTE 5.000%11/1 | 13,009,000 | $7,545,220 | dollars as filed | principal |
| PAR TECHNOLOGY CORP | 698884AE3 | NOTE 1.500%10/1 | 9,350,000 | $7,409,875 | dollars as filed | principal |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 8,376,000 | $7,402,290 | dollars as filed | principal |
| DIGITALOCEAN HLDGS INC | 25402DAB8 | CNV | 9,096,000 | $7,157,415 | dollars as filed | principal |
| Danimer Scientific Corp | 236272AA8 | NOTE 3.250 12/15/26 | 15,195,000 | $6,932,719 | dollars as filed | principal |
| GROUPON INC | 399473AF4 | NOTE 1.125% 3/1 | 17,000,000 | $6,895,625 | dollars as filed | principal |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 8,000,000 | $6,865,000 | dollars as filed | principal |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 7,000,000 | $6,842,500 | dollars as filed | principal |
| Arrival Group | 04271QAA4 | NOTE 3.500% 12/01/26 | 23,167,000 | $6,834,265 | dollars as filed | principal |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 10,000,000 | $6,793,750 | dollars as filed | principal |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 28,211,000 | $6,770,640 | dollars as filed | principal |
| UPWORK INC | 91688FAB0 | NOTE 0.250% 8/1 | 8,300,000 | $6,536,250 | dollars as filed | principal |
| THE REALREAL INC | 88339PAD3 | CNV | 20,007,000 | $6,514,779 | dollars as filed | principal |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 7,907,000 | $6,350,309 | dollars as filed | principal |
| INOTIV INC 3.25PCT 10/15/2027 | 45783QAB6 | Convertible Bond | 12,600,000 | $6,095,250 | dollars as filed | principal |
| THE REALREAL INC | 88339PAB7 | NOTE 3.000% 6/1 | 9,605,000 | $5,817,028 | dollars as filed | principal |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 8,000,000 | $5,660,000 | dollars as filed | principal |
| MAGNITE INC | 55955DAB6 | NOTE 0.250% 3/1 | 7,000,000 | $5,608,750 | dollars as filed | principal |
| Akoustis Technologies Inc | 00973N102 | COM | 1,775,000 | $5,467,000 | dollars as filed | |
| INVACARE CORP | 461203AQ4 | NOTE 4.250% 3/1 | 9,926,000 | $5,229,761 | dollars as filed | principal |
| STANDARD BIOTOOLS INC | 34385PAF5 | NOTE 5.250%12/0 | 5,000,000 | $5,200,000 | dollars as filed | principal |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 6,000,000 | $4,740,000 | dollars as filed | principal |
| RIDENOW GROUP INC | 781386305 | COM CL B | 781,502 | $4,735,902 | dollars as filed | |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 5,042,000 | $4,692,211 | dollars as filed | principal |
| NANOSTRING TECHNOLOGIES INC | 63009RAD1 | BOND | 5,000,000 | $4,515,625 | dollars as filed | principal |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 5,341,000 | $4,466,411 | dollars as filed | principal |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 5,000,000 | $4,221,875 | dollars as filed | principal |
| Camtek Ltd | 13469VAA6 | Note 12/01/26 | 4,900,000 | $4,082,313 | dollars as filed | principal |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 3,500,000 | $3,937,500 | dollars as filed | principal |
| EVENTBRITE INC | 29975EAD1 | NOTE 0.750% 9/1 | 5,000,000 | $3,875,000 | dollars as filed | principal |
| COMMERCE.COM INC | 08975PAB4 | NOTE 0.250%10/0 | 4,743,000 | $3,634,324 | dollars as filed | principal |
| XOMETRY INC | 98423FAB5 | NOTE 1.000% 2/0 | 5,000,000 | $3,387,500 | dollars as filed | principal |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 348,600 | $3,193,176 | dollars as filed | call |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 3,600,000 | $3,181,500 | dollars as filed | principal |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 50,000 | $2,815,500 | dollars as filed | |
| EVERBRIDGE INC | 29978AAE4 | BOND | 3,250,000 | $2,693,438 | dollars as filed | principal |
| VALARIS LTD | G9460G101 | CL A | 40,000 | $2,602,400 | dollars as filed | |
| Esperion Therapeutics Inc | 29664WAB1 | NOTE 4.000%11/15/25 | 6,250,000 | $2,500,000 | dollars as filed | principal |
| SNAP INC | 83304AAF3 | NOTE 5/0 | 3,000,000 | $2,203,125 | dollars as filed | principal |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 220,000 | $2,041,600 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 246,100 | $1,978,644 | dollars as filed | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 25,000 | $1,888,750 | dollars as filed | put |
| BIORA THERAPEUTICS INC | 74319FAB3 | NOTE 7.250%12/0 | 2,600,000 | $1,405,625 | dollars as filed | principal |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 215,000 | $1,201,850 | dollars as filed | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 150,000 | $1,164,000 | dollars as filed | call |
| INDUSTRIAL TECH ACQSTNS II I | 45635R207 | UNIT 03/31/2028 | 75,000 | $786,375 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 400,000 | $780,000 | dollars as filed | |
| KHOSLA VENTURES ACQUT CO III | 482506102 | COM CL A | 60,000 | $609,000 | dollars as filed | |
| ARTEMIS STRATEGIC INVT CORP | 04303A103 | COM CL A | 50,000 | $516,995 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 100,000 | $320,713 | dollars as filed | |
| INVACARE CORP | 461203AJ0 | NOTE 5.000%11/1 | 575,000 | $303,025 | dollars as filed | principal |
| SPREE ACQUISITION CORP 1 LTD | G83745110 | UNIT 99/99/9999 | 25,000 | $262,500 | dollars as filed | |
| M3 BRIGADE ACQUISITION III | 55407R103 | COM | 25,000 | $258,250 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 435,000 | $232,453 | dollars as filed | principal |
| VROOM INC | 92918V109 | COM | 250,000 | $224,675 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 150,000 | $214,500 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 170,000 | $209,100 | dollars as filed | |
| CIIG CAPITAL PARTNERS II INC | 12561U208 | UNIT 02/28/2028 | 15,922 | $166,385 | dollars as filed | |
| VISCOGLIOSI BROS ACQUISTN CO | 92838K209 | UNIT 03/18/2027 | 15,000 | $154,200 | dollars as filed | |
| NEWBURY STREET ACQUISITN COR | 65101L104 | COM | 10,000 | $102,500 | dollars as filed | |
| B RILEY PRIN 250 MERGER CORP | 05602L104 | COM | 10,000 | $101,600 | dollars as filed | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 10,000 | $9,050 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 27,191 | $3,230 | dollars as filed | |
| M3 BRIGADE ACQUISITION III | 55407R111 | *W EXP 07/31/202 | 8,333 | $3,000 | dollars as filed | |
| BYTE ACQUISITION CORP | G1R25Q113 | *W EXP 03/18/202 | 12,500 | $1,871 | dollars as filed | |
| ARTEMIS STRATEGIC INVT CORP | 04303A111 | *W EXP 09/30/202 | 25,000 | $1,500 | dollars as filed | |
| QUADRO ACQUISITION ONE CORP | G52807115 | *W EXP 06/30/202 | 366 | $8 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-23-009761 | this filing | 2023-05-15 | acceptance time not in the bulk data set |