13F-HR filed by Thomas J. Herzfeld Advisors, Inc.
Thomas J. Herzfeld Advisors, Inc. filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-15, with 317 holding rows worth $243,995,543.
- Accession
- 0001398344-23-009756
- Filer
- CIK 1509510
- Filed
- 2023-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 317 entries on the cover page, a total value of $243,995,543 stated on the cover page (in dollars after the unit check, H1), rows summing to $243,995,543 with VALUE read as dollars as filed, 13F file number 028-14375. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 2,460,982 | $25,348,114 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 1,945,655 | $14,806,435 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 1,212,410 | $13,591,121 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 2,643,918 | $13,404,664 | dollars as filed | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 783,798 | $11,709,942 | dollars as filed | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 485,859 | $9,231,321 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1,098,687 | $8,097,321 | dollars as filed | |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 154,252 | $7,754,248 | dollars as filed | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 191,004 | $5,566,372 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 421,703 | $5,355,623 | dollars as filed | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 510,499 | $4,446,446 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 130,039 | $4,338,101 | dollars as filed | |
| ADAM NAT RES FD INC | 00548F105 | COM | 189,944 | $4,140,769 | dollars as filed | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 328,093 | $3,976,492 | dollars as filed | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 540,105 | $3,834,747 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 270,013 | $3,745,080 | dollars as filed | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 293,059 | $3,475,680 | dollars as filed | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 100,088 | $3,341,831 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 246,898 | $3,315,840 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,189,202 | $3,127,601 | dollars as filed | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 178,022 | $2,880,396 | dollars as filed | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 257,171 | $2,769,732 | dollars as filed | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 63,602 | $2,697,997 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 126,903 | $2,615,478 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 282,582 | $2,570,083 | dollars as filed | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 218,290 | $2,553,993 | dollars as filed | |
| MASTEC INC COM | 576323109 | Stock | 29,868 | $2,548,636 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 373,379 | $2,542,711 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 220,296 | $2,531,201 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 89,260 | $2,523,380 | dollars as filed | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 195,206 | $2,490,829 | dollars as filed | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 146,169 | $2,487,796 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 159,003 | $2,486,807 | dollars as filed | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 357,401 | $2,476,789 | dollars as filed | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 68,440 | $2,474,115 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 238,456 | $2,451,328 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 159,202 | $2,273,405 | dollars as filed | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 79,376 | $2,270,154 | dollars as filed | |
| SURO CAP CORP | 86887Q109 | COM NEW | 545,926 | $2,074,519 | dollars as filed | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 160,604 | $2,042,883 | dollars as filed | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 105,729 | $2,010,966 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 154,503 | $1,979,183 | dollars as filed | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 484,796 | $1,810,715 | dollars as filed | |
| POPULAR INC | 733174700 | COM NEW | 25,899 | $1,717,622 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 20,025 | $1,674,090 | dollars as filed | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 130,671 | $1,656,908 | dollars as filed | |
| AERSALE CORPORATION | 00810F106 | COM | 99,206 | $1,609,121 | dollars as filed | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 45,963 | $1,542,978 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 116,578 | $1,426,915 | dollars as filed | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 110,522 | $1,412,471 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 27,926 | $1,380,382 | dollars as filed | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 4,000 | $1,351,880 | dollars as filed | |
| COPA HOLDINGS SA | P31076105 | CL A | 15,250 | $1,268,343 | dollars as filed | |
| PGT INNOVATIONS INC | 69336V101 | COM | 70,117 | $1,259,301 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 5,175 | $1,205,723 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 12,500 | $1,131,250 | dollars as filed | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 13,110 | $1,024,153 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 10,919 | $998,761 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 17,875 | $939,689 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 6,745 | $907,810 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 5,000 | $875,550 | dollars as filed | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 133,191 | $799,146 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 155,645 | $630,362 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 7,481 | $607,233 | dollars as filed | |
| EVERTEC INC | 30040P103 | COM | 16,956 | $549,035 | dollars as filed | |
| DESTRA MULTI-ALTERNATIVE FD | 25065A502 | COMMON SHARES | 77,111 | $526,668 | dollars as filed | |
| SEABOARD CORP DEL | 811543107 | COM | 137 | $517,204 | dollars as filed | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 78,605 | $513,291 | dollars as filed | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 73,894 | $498,046 | dollars as filed | |
| LIVANOVA PLC | G5509L101 | SHS | 8,330 | $462,648 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,850 | $374,177 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 3,587 | $353,858 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,830 | $313,989 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 15,778 | $272,270 | dollars as filed | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 3,680 | $261,648 | dollars as filed | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 14,089 | $244,444 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 663 | $242,552 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,398 | $237,157 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 26,716 | $230,027 | dollars as filed | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 10,998 | $200,164 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 700 | $183,848 | dollars as filed | |
| SPY | 78462F103 | SHS | 390 | $149,148 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 8,000 | $143,440 | dollars as filed | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 3,655 | $139,877 | dollars as filed | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 5,332 | $123,862 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 4,302 | $123,812 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,700 | $122,315 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 707 | $114,258 | dollars as filed | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 973 | $113,004 | dollars as filed | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 1,126 | $111,249 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,200 | $108,864 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 195 | $103,385 | dollars as filed | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 1,223 | $93,290 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 3,180 | $91,125 | dollars as filed | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 6,092 | $90,162 | dollars as filed | |
| United States Oil Fund LP | 91232N207 | COM | 1,250 | $87,638 | dollars as filed | |
| TRINITY CAP INC | 896442308 | COM | 7,917 | $86,533 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 553 | $74,843 | dollars as filed | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 5,042 | $72,145 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 270 | $71,896 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 130 | $71,590 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 130 | $71,032 | dollars as filed | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,049 | $66,593 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 150 | $66,419 | dollars as filed | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 4,000 | $62,400 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 5,684 | $51,893 | dollars as filed | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 3,696 | $50,049 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 3,497 | $46,367 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 2,160 | $44,132 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 7,525 | $41,237 | dollars as filed | |
| GDL FD | 361570104 | COM SH BEN IT | 5,211 | $40,852 | dollars as filed | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 1,358 | $40,102 | dollars as filed | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,199 | $38,044 | dollars as filed | |
| RICE ACQUISITION CORP II | G75529126 | *W EXP 99/99/999 | 29,742 | $37,178 | dollars as filed | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 1,351 | $37,125 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 152 | $36,453 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 122 | $35,975 | dollars as filed | |
| CANADIANNATLRYCOF | 136375102 | STOK | 292 | $34,713 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 7,031 | $34,665 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 5,989 | $34,136 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 1,311 | $33,590 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 2,235 | $32,492 | dollars as filed | |
| EQUINIX INC COM | 29444U700 | REIT | 49 | $32,096 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 367 | $27,338 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 46 | $25,720 | dollars as filed | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 625 | $25,406 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 295 | $22,927 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 176 | $21,180 | dollars as filed | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 476 | $20,320 | dollars as filed | |
| INCYTE CORP COM | 45337C102 | Stock | 242 | $19,437 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 771 | $19,233 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 59 | $18,636 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2,045 | $18,424 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 100 | $17,949 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 24 | $17,007 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 93 | $16,801 | dollars as filed | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 757 | $16,571 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 103 | $15,611 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 50 | $15,413 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 226 | $15,063 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 146 | $14,483 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 1,456 | $13,774 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 87 | $13,741 | dollars as filed | |
| NEW GERMANY FD INC | 644465106 | COM | 1,703 | $13,441 | dollars as filed | |
| Mexico Fund Inc/The | 592835102 | COM | 905 | $13,340 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 1,560 | $13,182 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 192 | $13,018 | dollars as filed | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 557 | $12,861 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 1,921 | $12,583 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 291 | $12,522 | dollars as filed | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 1,326 | $12,398 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 5,898 | $12,091 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 136 | $12,067 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 70 | $11,565 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 84 | $11,264 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 68 | $11,253 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 1,032 | $11,187 | dollars as filed | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 818 | $11,133 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 42 | $11,068 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 604 | $10,250 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 21 | $10,216 | dollars as filed | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 1,593 | $10,163 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 750 | $10,148 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 1,120 | $10,147 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 82 | $10,101 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 58 | $10,083 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 42 | $10,032 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 45 | $9,927 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 156 | $9,895 | dollars as filed | |
| SEMPRA COM | 816851109 | Stock | 64 | $9,891 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 85 | $9,582 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 2,000 | $9,240 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,070 | $9,202 | dollars as filed | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 790 | $9,156 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 206 | $8,984 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,784 | $8,956 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 57 | $8,946 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 1,117 | $8,713 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 64 | $8,681 | dollars as filed | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 123 | $8,414 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 31 | $8,226 | dollars as filed | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 980 | $8,095 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 73 | $8,015 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 70 | $7,696 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 161 | $7,670 | dollars as filed | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 209 | $7,453 | dollars as filed | |
| EQUIFAX INC COM | 294429105 | Stock | 38 | $7,386 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 72 | $7,287 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V111 | *W EXP 03/17/202 | 2,457 | $7,076 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 29 | $6,947 | dollars as filed | |
| BERKLEY W R CORP COM | 084423102 | Stock | 96 | $6,919 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,343 | $6,916 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 59 | $6,904 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 8,959 | $6,898 | dollars as filed | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 599 | $6,841 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 30 | $6,609 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 123 | $6,576 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 56 | $6,471 | dollars as filed | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 110 | $6,455 | dollars as filed | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 316 | $6,415 | dollars as filed | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 433 | $6,413 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 14 | $6,391 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 22 | $6,353 | dollars as filed | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 167 | $6,299 | dollars as filed | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 557 | $6,250 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 74 | $6,216 | dollars as filed | |
| KOREA FD INC | 500634209 | COM NEW | 288 | $5,999 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 28 | $5,932 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U109 | COM | 304 | $5,901 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 142 | $5,858 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 62 | $5,813 | dollars as filed | |
| CORNING INC | 219350105 | COM | 181 | $5,781 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 8 | $5,772 | dollars as filed | |
| POOL CORP COM | 73278L105 | Stock | 19 | $5,744 | dollars as filed | |
| NORDSON CORP | 655663102 | COM | 24 | $5,705 | dollars as filed | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 1,071 | $5,655 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 58 | $5,648 | dollars as filed | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 17 | $5,621 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 109 | $5,585 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 37 | $5,422 | dollars as filed | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 718 | $5,385 | dollars as filed | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 145 | $5,359 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 162 | $5,330 | dollars as filed | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 133 | $5,317 | dollars as filed | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 71 | $5,296 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 60 | $5,285 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 305 | $5,240 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 15 | $5,216 | dollars as filed | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 24 | $5,188 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 82 | $5,114 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 43 | $5,074 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 30 | $5,045 | dollars as filed | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 23 | $5,012 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 21 | $4,991 | dollars as filed | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 80 | $4,966 | dollars as filed | |
| LINDE PLC | G5494J103 | SHS | 15 | $4,893 | dollars as filed | |
| GLOBUS MED INC CL A | 379577208 | Stock | 64 | $4,753 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 22 | $4,571 | dollars as filed | |
| COPART INC COM | 217204106 | Stock | 75 | $4,567 | dollars as filed | |
| EXPONENT INC | 30214U102 | COM | 46 | $4,558 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 703 | $4,555 | dollars as filed | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 317 | $4,501 | dollars as filed | |
| INSULET CORP COM | 45784P101 | Stock | 15 | $4,416 | dollars as filed | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 68 | $4,398 | dollars as filed | |
| BUNGE LTD | G16962105 | COM | 44 | $4,390 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1,120 | $4,368 | dollars as filed | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 52 | $4,360 | dollars as filed | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 17 | $4,359 | dollars as filed | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 60 | $4,341 | dollars as filed | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 37 | $4,341 | dollars as filed | |
| TERADYNE INC COM | 880770102 | Stock | 49 | $4,280 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 148 | $4,256 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 445 | $4,241 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 75 | $4,210 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 15 | $4,179 | dollars as filed | |
| ANSYS INC COM | 03662Q105 | COM | 17 | $4,107 | dollars as filed | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 60 | $4,071 | dollars as filed | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 73 | $3,989 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 38 | $3,955 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 109 | $3,807 | dollars as filed | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 53 | $3,739 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 14 | $3,716 | dollars as filed | |
| SAP SE SPON ADR | 803054204 | ADR | 36 | $3,715 | dollars as filed | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 132 | $3,687 | dollars as filed | |
| IDEXX LABS INC COM | 45168D104 | Stock | 9 | $3,672 | dollars as filed | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 100 | $3,659 | dollars as filed | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 9 | $3,599 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 48 | $3,561 | dollars as filed | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 103 | $3,543 | dollars as filed | |
| ALLEGION PLC | G0176J109 | ORD SHS | 33 | $3,474 | dollars as filed | |
| LENNOX INTL INC COM | 526107107 | Stock | 14 | $3,349 | dollars as filed | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 14 | $3,323 | dollars as filed | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 15 | $3,299 | dollars as filed | |
| GODADDY INC CL A | 380237107 | Stock | 44 | $3,292 | dollars as filed | |
| WATSCO INC COM | 942622200 | Stock | 13 | $3,242 | dollars as filed | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 18 | $3,160 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 8 | $3,106 | dollars as filed | |
| SK TELECOM CO LTD SPONSORED ADR | 78440P306 | ADR | 150 | $3,089 | dollars as filed | |
| CHEMED CORP NEW | 16359R103 | COM | 6 | $3,063 | dollars as filed | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 5 | $2,993 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 59 | $2,949 | dollars as filed | |
| ASPEN TECHNOLOGY INC | 29109X106 | COM | 14 | $2,876 | dollars as filed | |
| THOR INDS INC | 885160101 | COM | 38 | $2,869 | dollars as filed | |
| Apple Inc | 037833100 | COM | 22 | $2,858 | dollars as filed | |
| ROLLINS INC COM | 775711104 | Stock | 78 | $2,850 | dollars as filed | |
| SEAGEN INC | 81181C104 | COM | 22 | $2,827 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 8 | $2,747 | dollars as filed | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 45 | $2,702 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 148 | $2,676 | dollars as filed | |
| CREDICORP LTD | G2519Y108 | COM | 19 | $2,578 | dollars as filed | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 35 | $2,542 | dollars as filed | |
| TRIMBLE INC COM | 896239100 | Stock | 50 | $2,528 | dollars as filed | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 38 | $2,398 | dollars as filed | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 48 | $2,332 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 23 | $2,321 | dollars as filed | |
| TC ENERGY CORP | 87807B107 | COM | 56 | $2,232 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 352 | $2,207 | dollars as filed | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 29 | $2,168 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 731 | $2,047 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 192 | $2,045 | dollars as filed | |
| WALLBOX NV | N94209116 | *W EXP 10/01/202 | 4,552 | $1,998 | dollars as filed | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 45 | $1,909 | dollars as filed | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 15 | $1,895 | dollars as filed | |
| FABRINET SHS | G3323L100 | Stock | 14 | $1,795 | dollars as filed | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 65 | $1,792 | dollars as filed | |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 1,000 | $1,730 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 22 | $1,614 | dollars as filed | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 89 | $1,603 | dollars as filed | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 39 | $1,594 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 13 | $1,487 | dollars as filed | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 160 | $1,478 | dollars as filed | |
| WOLFSPEED INC | 977852102 | COM | 21 | $1,450 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 301 | $1,418 | dollars as filed | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 154 | $1,346 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 6 | $1,301 | dollars as filed | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 15 | $1,223 | dollars as filed | |
| LCI INDS | 50189K103 | COM | 12 | $1,109 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-23-009756 | this filing | 2023-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-23-009914 | base | 2023-05-16 | acceptance time not in the bulk data set |