13F-HR filed by SILVERBACK ASSET MANAGEMENT LLC
SILVERBACK ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-14, with 131 holding rows worth $724,600,603.
- Accession
- 0001398344-23-003214
- Filer
- CIK 1278960
- Filed
- 2023-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 131 entries on the cover page, a total value of $724,600,603 stated on the cover page (in dollars after the unit check, H1), rows summing to $724,600,603 with VALUE read as dollars as filed, 13F file number 028-10791. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 150,000 | $57,364,500 | dollars as filed | put |
| INFINERA CORP | 45667GAF0 | CNV | 21,300,000 | $26,455,488 | dollars as filed | principal |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 16,251,000 | $22,979,185 | dollars as filed | principal |
| HARMONIC INC | 413160AD4 | BOND | 14,000,000 | $22,084,066 | dollars as filed | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 33,686,000 | $21,176,704 | dollars as filed | principal |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 275,000 | $20,248,250 | dollars as filed | put |
| SPY | 78462F103 | SHS | 50,000 | $19,121,500 | dollars as filed | call |
| INFINERA CORP | 45667GAC7 | BOND | 16,433,000 | $16,142,684 | dollars as filed | principal |
| Ivanhoe Mines Ltd | 46579RAA2 | NOTE 2.500 04/15/26 | 12,375,000 | $15,266,625 | dollars as filed | principal |
| FUBOTV INC | 35953DAB0 | NOTE 3.250% 2/1 | 30,500,000 | $14,292,300 | dollars as filed | principal |
| AMYRIS INC | 03236MAJ0 | BOND | 42,250,000 | $13,699,563 | dollars as filed | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 23,437,000 | $13,517,680 | dollars as filed | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 12,450,000 | $13,477,281 | dollars as filed | principal |
| ACCURAY INC DEL | 004397AK1 | NOTE 3.750% 6/0 | 15,781,000 | $13,020,745 | dollars as filed | principal |
| IMPINJ INC | 453204AD1 | NOTE 1.125% 5/1 | 10,000,000 | $12,051,750 | dollars as filed | principal |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 17,500,000 | $11,435,958 | dollars as filed | principal |
| ACCOLADE INC | 00437EAB8 | NOTE 0.500% 4/0 | 16,000,000 | $11,261,067 | dollars as filed | principal |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 11,000,000 | $10,639,292 | dollars as filed | principal |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 14,500,000 | $10,591,525 | dollars as filed | principal |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 10,850,000 | $10,257,771 | dollars as filed | principal |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 13,200,000 | $9,948,510 | dollars as filed | principal |
| NOVA LTD | 66980MAB2 | BOND | 8,100,000 | $9,923,648 | dollars as filed | principal |
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 11,635,000 | $9,012,277 | dollars as filed | principal |
| VERI 1.750 11/15/26 | 92347MAA8 | Note 1.7500% 15-Nov-2026 | 14,600,000 | $8,667,047 | dollars as filed | principal |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 11,000,000 | $8,663,417 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 9,953,000 | $8,609,594 | dollars as filed | principal |
| INVACARE CORP | 461203AL5 | NOTE 5.000%11/1 | 11,500,000 | $8,428,542 | dollars as filed | principal |
| VROOM INC | 92918VAB5 | Convertible Debt | 23,616,000 | $8,375,021 | dollars as filed | principal |
| PRCH 3/4 09/15/26 | 733245AA2 | FIXED INCOME | 15,000,000 | $8,277,000 | dollars as filed | principal |
| HEALTH CATALYST INC | 42225TAB3 | BOND | 9,500,000 | $8,270,047 | dollars as filed | principal |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 11,016,000 | $7,935,789 | dollars as filed | principal |
| MAGNITE INC | 55955DAB6 | NOTE 0.250% 3/1 | 10,000,000 | $7,747,917 | dollars as filed | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 8,000,000 | $7,660,200 | dollars as filed | principal |
| LIVEPERSON INC | 538146AD3 | NOTE 12/1 | 10,520,000 | $7,590,969 | dollars as filed | principal |
| DIGITALOCEAN HLDGS INC | 25402DAB8 | CNV | 9,825,000 | $7,435,887 | dollars as filed | principal |
| FIVERR INTL LTD | 33835LAA3 | NOTE 11/0 | 9,060,000 | $7,349,132 | dollars as filed | principal |
| Akoustis Technologies Inc | 00973N102 | COM | 2,584,607 | $7,288,592 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 11,500,000 | $7,252,978 | dollars as filed | principal |
| BOX INC | 10316TAB0 | NOTE 1/1 | 5,448,000 | $7,180,237 | dollars as filed | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 7,000,000 | $7,116,346 | dollars as filed | principal |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 8,000,000 | $6,815,267 | dollars as filed | principal |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 26,011,000 | $6,791,906 | dollars as filed | principal |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 7,707,000 | $6,695,649 | dollars as filed | principal |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 7,500,000 | $6,562,945 | dollars as filed | principal |
| EVERBRIDGE INC | 29978AAE4 | BOND | 7,500,000 | $6,383,125 | dollars as filed | principal |
| GROUPON INC | 399473AF4 | NOTE 1.125% 3/1 | 10,000,000 | $5,875,000 | dollars as filed | principal |
| THE REALREAL INC | 88339PAB7 | NOTE 3.000% 6/1 | 9,605,000 | $5,835,038 | dollars as filed | principal |
| Arrival Group | 04271QAA4 | NOTE 3.500% 12/01/26 | 25,100,000 | $5,825,083 | dollars as filed | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 6,750,000 | $5,820,778 | dollars as filed | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 6,000,000 | $5,685,000 | dollars as filed | principal |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 6,000,000 | $5,459,900 | dollars as filed | principal |
| Danimer Scientific Corp | 236272AA8 | NOTE 3.250 12/15/26 | 13,695,000 | $5,309,095 | dollars as filed | principal |
| PROS HOLDINGS INC | 74346YAG8 | NOTE 2.250% 9/1 | 6,000,000 | $5,266,275 | dollars as filed | principal |
| ARTIVION INC | 228903AB6 | NOTE 4.250% 7/0 | 6,000,000 | $5,239,900 | dollars as filed | principal |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 5,050,000 | $5,162,531 | dollars as filed | principal |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 6,500,000 | $5,158,779 | dollars as filed | principal |
| RIDENOW GROUP INC | 781386305 | COM CL B | 753,502 | $4,875,158 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884AC7 | NOTE 2.875% 4/1 | 5,000,000 | $4,669,750 | dollars as filed | principal |
| THE REALREAL INC | 88339PAD3 | CNV | 12,507,000 | $4,620,920 | dollars as filed | principal |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 6,000,000 | $4,570,000 | dollars as filed | principal |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 5,750,000 | $4,543,363 | dollars as filed | principal |
| STANDARD BIOTOOLS INC | 34385PAF5 | NOTE 5.250%12/0 | 5,000,000 | $4,535,167 | dollars as filed | principal |
| VALARIS LTD | G9460G101 | CL A | 62,500 | $4,226,250 | dollars as filed | |
| OAK STR HEALTH INC | 67181AAB3 | BOND | 5,500,000 | $4,207,569 | dollars as filed | principal |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 4,696,000 | $4,131,854 | dollars as filed | principal |
| INOTIV INC 3.25PCT 10/15/2027 | 45783QAB6 | Convertible Bond | 10,000,000 | $4,109,375 | dollars as filed | principal |
| NANOSTRING TECHNOLOGIES INC | 63009RAD1 | BOND | 5,000,000 | $4,087,304 | dollars as filed | principal |
| UPWORK INC | 91688FAB0 | NOTE 0.250% 8/1 | 5,300,000 | $3,994,875 | dollars as filed | principal |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 4,500,000 | $3,888,788 | dollars as filed | principal |
| INVACARE CORP | 461203AQ4 | NOTE 4.250% 3/1 | 8,500,000 | $3,835,285 | dollars as filed | principal |
| PAR TECHNOLOGY CORP | 698884AE3 | NOTE 1.500%10/1 | 5,000,000 | $3,617,583 | dollars as filed | principal |
| Esperion Therapeutics Inc | 29664WAB1 | NOTE 4.000%11/15/25 | 6,250,000 | $3,450,391 | dollars as filed | principal |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 4,059,000 | $3,417,221 | dollars as filed | principal |
| COMMERCE.COM INC | 08975PAB4 | NOTE 0.250%10/0 | 4,250,000 | $3,049,375 | dollars as filed | principal |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 3,250,000 | $2,756,135 | dollars as filed | principal |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 375,800 | $2,690,728 | dollars as filed | call |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 50,000 | $2,688,500 | dollars as filed | |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 3,125,000 | $2,591,969 | dollars as filed | principal |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 3,000,000 | $2,486,421 | dollars as filed | principal |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 5,000,000 | $2,287,850 | dollars as filed | principal |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 220,000 | $2,065,800 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 296,100 | $2,022,363 | dollars as filed | put |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 2,000,000 | $1,751,250 | dollars as filed | principal |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 2,000,000 | $1,718,750 | dollars as filed | principal |
| EVENTBRITE INC | 29975EAD1 | NOTE 0.750% 9/1 | 2,500,000 | $1,689,063 | dollars as filed | principal |
| BIORA THERAPEUTICS INC | 74319FAB3 | NOTE 7.250%12/0 | 2,500,000 | $1,305,000 | dollars as filed | principal |
| KAMAN CORP | 483548AF0 | BOND | 1,107,000 | $1,035,119 | dollars as filed | principal |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 200,000 | $990,000 | dollars as filed | |
| INDUSTRIAL TECH ACQSTNS II I | 45635R207 | UNIT 03/31/2028 | 75,000 | $763,500 | dollars as filed | |
| KHOSLA VENTURES ACQUT CO III | 482506102 | COM CL A | 60,000 | $597,300 | dollars as filed | |
| PROSPECTOR CAPITAL CORP | G7273A105 | COM | 52,258 | $519,445 | dollars as filed | |
| ARTEMIS STRATEGIC INVT CORP | 04303A202 | UNIT 09/30/2026 | 50,000 | $505,500 | dollars as filed | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A104 | SHS CL A | 50,000 | $505,000 | dollars as filed | |
| ITIQUIRA ACQUISITION CORP | G49773107 | CL A SHS | 50,000 | $504,500 | dollars as filed | |
| KISMET ACQUISITION THREE COR | G5276C110 | COM | 50,000 | $502,500 | dollars as filed | |
| ARROWROOT ACQUISITION CORP | 04282M102 | COM | 50,000 | $502,500 | dollars as filed | |
| D AND Z MEDIA ACQUISITION CO | 23305Q106 | COM | 35,322 | $353,220 | dollars as filed | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029100 | COM | 35,000 | $353,150 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 178,130 | $334,884 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 50,000 | $323,500 | dollars as filed | call |
| BLUERIVER ACQUISITION CORP | G1261Q107 | COM | 31,869 | $321,558 | dollars as filed | |
| IBERE PHARMACEUTICALS | G46843101 | SHS CL A | 30,000 | $302,700 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 435,000 | $279,794 | dollars as filed | principal |
| TELLURIAN INC NEW | 87968A104 | COM | 160,000 | $268,800 | dollars as filed | |
| QUADRO ACQUISITION ONE CORP | G52807107 | CL A SHS | 26,100 | $263,610 | dollars as filed | |
| SPREE ACQUISITION CORP 1 LTD | G83745110 | UNIT 99/99/9999 | 25,000 | $255,500 | dollars as filed | |
| M3 BRIGADE ACQUISITION III | 55407R202 | UNIT 99/99/9999 | 25,000 | $255,500 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 250,000 | $255,000 | dollars as filed | |
| PONTEM CORPORATION | G71707106 | COM | 25,000 | $252,750 | dollars as filed | |
| HH&L ACQUISITION CO | G39714103 | COM | 25,000 | $252,750 | dollars as filed | |
| NEW VISTA ACQUISITION CORP | G6529L105 | CL A SHS | 25,000 | $252,750 | dollars as filed | |
| KERNEL GROUP HOLDINGS INC | G5259L103 | CL A SHS | 25,000 | $252,750 | dollars as filed | |
| KAIROS ACQUISITION CORP | G52110114 | COM | 25,000 | $252,000 | dollars as filed | |
| MAGNUM OPUS ACQUISITION LTD | G5S70A104 | SHS CL A | 25,000 | $252,000 | dollars as filed | |
| GX ACQUISITION CORP II | 36260F105 | CLASS A COM | 25,000 | $250,250 | dollars as filed | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y106 | COM CL A | 25,000 | $249,875 | dollars as filed | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 4,241,000 | $176,002 | dollars as filed | principal |
| CIIG CAPITAL PARTNERS II INC | 12561U208 | UNIT 02/28/2028 | 15,922 | $162,086 | dollars as filed | |
| VISCOGLIOSI BROS ACQUISTN CO | 92838K209 | UNIT 03/18/2027 | 15,000 | $151,950 | dollars as filed | |
| MORINGA ACQUISITION CORP | G6S23K108 | COM | 10,000 | $101,200 | dollars as filed | |
| NORTHERN REVIVAL ACQUISITION | G6546R101 | CL A SHS | 10,000 | $101,000 | dollars as filed | |
| MEDICUS SCIENCES ACQUISITION | G5960S108 | CL A SHS | 10,000 | $100,600 | dollars as filed | |
| NEWBURY STREET ACQUISITN COR | 65101L104 | COM | 10,000 | $100,000 | dollars as filed | |
| B RILEY PRIN 250 MERGER CORP | 05602L104 | COM | 10,000 | $99,700 | dollars as filed | |
| FRONTIER ACQUISITION CORP | G36826108 | CLASS A ORD SHS | 679 | $6,844 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 27,191 | $2,991 | dollars as filed | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 986 | $1,844 | dollars as filed | |
| BYTE ACQUISITION CORP | G1R25Q113 | *W EXP 03/18/202 | 12,500 | $1,000 | dollars as filed | |
| TB SA ACQUISITION CORP | G8657L121 | *W EXP 03/25/202 | 4,433 | $135 | dollars as filed | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A120 | WTS | 16,666 | $133 | dollars as filed | |
| QUADRO ACQUISITION ONE CORP | G52807115 | *W EXP 06/30/202 | 366 | $1 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-23-003214 | this filing | 2023-02-14 | acceptance time not in the bulk data set |