13F-HR filed by Sage Mountain Advisors LLC
Sage Mountain Advisors LLC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-01, with 297 holding rows worth $439,667,670.
- Accession
- 0001398344-23-001807
- Filer
- CIK 1832274
- Filed
- 2023-02-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 297 entries on the cover page, a total value of $439,667,670 stated on the cover page (in dollars after the unit check, H1), rows summing to $439,667,670 with VALUE read as dollars as filed, 13F file number 028-20448. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWealthspring Capital LLC 028-20944
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 552,108 | $62,918,247 | dollars as filed | |
| VTI | 922908769 | COM | 207,816 | $39,732,410 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 798,961 | $39,356,806 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 969,108 | $37,552,931 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 93,201 | $32,745,194 | dollars as filed | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 194,534 | $21,459,046 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,549,484 | $20,391,208 | dollars as filed | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 596,689 | $19,326,746 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 241,532 | $10,627,393 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 185,753 | $9,607,148 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 43,806 | $8,040,112 | dollars as filed | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 130,747 | $7,559,799 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 95,262 | $6,106,306 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 60,843 | $5,565,301 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 128,765 | $5,404,278 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 94,694 | $4,747,969 | dollars as filed | |
| Apple Inc | 037833100 | COM | 35,408 | $4,600,510 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 19,371 | $4,077,983 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 8 | $3,749,688 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 76,975 | $3,475,439 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 13,880 | $3,328,702 | dollars as filed | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 11,180 | $3,085,456 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 32,135 | $3,041,261 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,657 | $2,983,047 | dollars as filed | |
| SPY | 78462F103 | SHS | 6,483 | $2,479,421 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 10,553 | $2,260,875 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 13,900 | $1,739,029 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 20,590 | $1,729,532 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 22,540 | $1,479,504 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 16,910 | $1,433,968 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 10,629 | $1,425,349 | dollars as filed | |
| SPDW | 78463X889 | COM | 44,886 | $1,332,665 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 29,713 | $1,331,440 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 6,401 | $1,329,846 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 14,485 | $1,285,288 | dollars as filed | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 82,298 | $1,164,517 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 7,662 | $1,075,557 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 9,696 | $1,069,469 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 6,022 | $1,063,786 | dollars as filed | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 41,434 | $1,019,307 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,461 | $945,541 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,437 | $936,085 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,698 | $900,246 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 5,463 | $882,875 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 2,772 | $875,564 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 5,765 | $873,802 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 17,478 | $832,652 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 9,974 | $822,646 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 17,038 | $793,119 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 8,968 | $791,247 | dollars as filed | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 19,501 | $778,285 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 15,023 | $769,779 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 31,219 | $757,997 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 5,332 | $756,024 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 3,822 | $686,011 | dollars as filed | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 7,683 | $682,104 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 10,306 | $658,553 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 5,785 | $635,135 | dollars as filed | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,860 | $631,145 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,664 | $608,758 | dollars as filed | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 6,314 | $599,981 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 4,078 | $595,959 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 3,244 | $586,061 | dollars as filed | |
| ROYAL BK CDA COM | 780087102 | Stock | 6,142 | $577,471 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 1,589 | $552,467 | dollars as filed | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 20,075 | $542,025 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 12,641 | $537,243 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,533 | $536,486 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 9,051 | $523,872 | dollars as filed | |
| OKLO INC COM CL A | 02156V109 | Stock | 52,150 | $517,328 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 2,353 | $504,248 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,056 | $482,064 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 4,861 | $479,578 | dollars as filed | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 6,731 | $473,660 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 5,029 | $468,653 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 7,350 | $467,534 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 2,804 | $463,277 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 5,053 | $461,359 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,846 | $451,945 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 16,528 | $437,827 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 8,349 | $418,535 | dollars as filed | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 8,262 | $414,835 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 1,374 | $405,165 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,333 | $401,093 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 1,488 | $397,058 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 11,941 | $395,486 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 1,458 | $384,227 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,592 | $383,891 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 8,123 | $379,329 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,783 | $363,453 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 4,887 | $362,567 | dollars as filed | |
| Vanguard Extended Market ETF | 922908652 | SHS | 2,714 | $360,582 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 1,048 | $352,683 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 1,336 | $350,887 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,303 | $349,250 | dollars as filed | |
| ZIMMER ENERGY TRANSITION ACQ | 989570106 | COM CL A | 34,152 | $339,812 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 605 | $338,274 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 8,638 | $327,380 | dollars as filed | |
| UNIFIED SER TR | 90470L550 | BALLAST SMLMD CP | 10,290 | $326,794 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 1,225 | $326,193 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 2,573 | $316,942 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,619 | $316,554 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 14,547 | $314,215 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 3,662 | $306,143 | dollars as filed | |
| AUTOZONE INC COM | 053332102 | Stock | 124 | $305,806 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 3,289 | $305,384 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 6,986 | $300,608 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 542 | $298,474 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 8,452 | $295,566 | dollars as filed | |
| AFTERNEXT HEALTHTECH ACQUISI | G01109100 | SHS CL A | 28,900 | $289,578 | dollars as filed | |
| CHICAGO ATLANTIC REAL ESTATE F COM | 167239102 | REIT | 19,014 | $286,543 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 6,208 | $284,823 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,631 | $284,381 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 2,385 | $281,430 | dollars as filed | |
| QUADRO ACQUISITION ONE CORP | G52807123 | UNIT 99/99/9999 | 27,300 | $275,457 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 2,729 | $275,411 | dollars as filed | |
| LINDE PLC | G5494J103 | SHS | 834 | $272,034 | dollars as filed | |
| FUSION ACQUISITION CORP II | 36118N102 | COM | 27,000 | $271,080 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 785 | $269,553 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 2,303 | $269,474 | dollars as filed | |
| KADEM SUSTAINABLE IMPACT COR | 48284E204 | UNIT 03/17/2026 | 26,210 | $263,148 | dollars as filed | |
| TARGET GLOBAL ACQUISI I CORP | G8675N117 | UNIT 99/99/9999 | 25,500 | $261,885 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 1,085 | $259,923 | dollars as filed | |
| iShares Global REIT ETF | 46434V647 | SHS | 11,395 | $258,780 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,565 | $256,502 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,370 | $256,458 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 6,104 | $252,034 | dollars as filed | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A112 | UNIT 99/99/9999 | 25,020 | $251,951 | dollars as filed | |
| Deere & Company | 244199105 | COM | 587 | $251,682 | dollars as filed | |
| BANNER ACQUISITION CORP | 06654K200 | UNIT 09/07/2026 | 25,000 | $250,750 | dollars as filed | |
| WAVERLEY CAPITAL ACQUIS CORP | G06536109 | SHS CL A | 25,000 | $250,500 | dollars as filed | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 26,248 | $249,881 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 939 | $249,229 | dollars as filed | |
| CLEAN ENERGY SPL SITUATIONS | 85205U206 | UNIT 12/01/2027 | 24,543 | $249,111 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 3,935 | $248,849 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,689 | $246,476 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 1,170 | $242,272 | dollars as filed | |
| PLUM ACQUISITION CORP III | G63290111 | CLASS A ORD SHS | 24,129 | $242,014 | dollars as filed | |
| COLONNADE ACQUISITION CORP I | G2284B127 | UNIT 99/99/9999 | 24,010 | $240,340 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,432 | $236,967 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 970 | $231,694 | dollars as filed | |
| JUPITER ACQUISITION CORP | 482082104 | CL A | 23,000 | $227,930 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,832 | $224,172 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 2,161 | $222,561 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 5,538 | $218,197 | dollars as filed | |
| Intel Corp | 458140100 | COM | 8,247 | $217,968 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 2,558 | $217,481 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M102 | COM CL A | 21,710 | $216,449 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 2,169 | $215,165 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 867 | $213,646 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 11,452 | $210,831 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,000 | $208,540 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 1,534 | $203,393 | dollars as filed | |
| TWELVE SEAS INVESTMENT CO II | 90118T106 | COM CL A | 20,190 | $202,910 | dollars as filed | |
| Dimensional International Value ETF | 25434V807 | SHS | 6,644 | $201,978 | dollars as filed | |
| WARBURG PINCUS CAPTAL CORP I | G9460M108 | COM | 20,000 | $201,800 | dollars as filed | |
| LOGISTIC PROPERTIES OF THE AME USD ORD SHS | G9152V101 | Stock | 20,000 | $201,400 | dollars as filed | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 2,321 | $194,407 | dollars as filed | |
| BUILD ACQUISITION CORP | 12008J204 | UNIT 99/99/9999 | 19,210 | $192,292 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,099 | $191,446 | dollars as filed | |
| FLAME ACQUISITION CORP | 33850F207 | UNIT 99/99/9999 | 17,610 | $182,087 | dollars as filed | |
| CARTESIAN GROWTH CORP II | G19305104 | UNIT 07/12/2028 | 17,250 | $176,468 | dollars as filed | |
| DMY SQUARED TECHNOLOGY GROUP | 233276203 | UNIT 99/99/9999 | 17,000 | $170,000 | dollars as filed | |
| MOBIV ACQUISITION CORP | 60742N205 | UNIT 07/31/2027 | 16,337 | $167,291 | dollars as filed | |
| SCREAMING EAGLE ACQUISITN CO | G79407105 | CLASS A ORD SHS | 16,499 | $164,000 | dollars as filed | |
| ARROWROOT ACQUISITION CORP | 04282M201 | UNIT 01/29/2026 | 15,860 | $158,917 | dollars as filed | |
| LOGISTICS INNOVTN TECHNLGS C | 54141L100 | CLASS A COM | 15,818 | $157,410 | dollars as filed | |
| EVE MOBILITY ACQUISITION COR | G3218G125 | UNIT 99/99/9999 | 15,230 | $156,564 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 710 | $151,308 | dollars as filed | |
| VWO | 922042858 | SHS | 3,848 | $149,995 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 2,626 | $148,316 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 3,755 | $146,032 | dollars as filed | |
| PEARL HOLDINGS ACQUISITN COR | G44525122 | UNIT 12/15/2026 | 14,000 | $143,220 | dollars as filed | |
| MOTIVE CAPITAL CORP II | G6293R122 | UNIT 99/99/9999 | 14,000 | $143,080 | dollars as filed | |
| JACKSON ACQUISITION CO | 46653C205 | UNIT 99/99/9999 | 14,000 | $142,100 | dollars as filed | |
| AETHERIUM ACQUISITION CORP | 00809J200 | UNIT 12/21/2026 | 14,000 | $141,820 | dollars as filed | |
| THE GROWTH FOR GOOD ACQU COR | G41522122 | UNIT 11/12/2026 | 14,000 | $141,050 | dollars as filed | |
| ATHENA TECHNOLOGY ACQ CORP I | 04687C105 | COM | 14,000 | $140,700 | dollars as filed | |
| ZALATORIS ACQUISITION CORP | 89301B203 | UNIT 99/99/9999 | 14,000 | $140,700 | dollars as filed | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,338 | $134,870 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 3,921 | $134,098 | dollars as filed | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 1,564 | $132,752 | dollars as filed | |
| IBERE PHARMACEUTICALS | G46843127 | UNIT 99/99/9999 | 13,200 | $131,604 | dollars as filed | |
| DYADIC INTL INC DEL | 26745T101 | COM | 106,564 | $131,074 | dollars as filed | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 460 | $130,507 | dollars as filed | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 2,575 | $128,415 | dollars as filed | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 3,890 | $128,214 | dollars as filed | |
| C5 ACQUISITION CORPORATION | 12530D204 | UNIT 99/99/9999 | 12,500 | $127,875 | dollars as filed | |
| VISCOGLIOSI BROS ACQUISTN CO | 92838K209 | UNIT 03/18/2027 | 12,000 | $121,080 | dollars as filed | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 1,480 | $120,650 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,612 | $120,078 | dollars as filed | |
| SBC MEDICAL GROUP HOLDINGS I | 73245B107 | COMMON STOCK | 11,500 | $117,300 | dollars as filed | |
| L CATTERTON ASIA ACQUISITION | G5346G125 | CLASS A ORD SHS | 11,500 | $116,150 | dollars as filed | |
| HAINAN MANASLU ACQUISTN CORP | G4233U123 | UNIT 01/31/2029 | 10,000 | $114,500 | dollars as filed | |
| AFRICAN GOLD ACQUISITION COR | G0112R116 | UNIT 99/99/9999 | 11,310 | $113,100 | dollars as filed | |
| JAGUAR GLOBAL GROWTH CORP I | G5S11A106 | CLASS A ORD SHS | 11,000 | $112,420 | dollars as filed | |
| PAPAYA GRWT OPPORTUNITY CORP | 69882P201 | UNIT 12/31/2028 | 11,000 | $112,200 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,434 | $111,149 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 1,888 | $110,410 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 887 | $110,378 | dollars as filed | |
| BYNORDIC ACQUISITION CORP | 124420209 | UNIT 07/01/2027 | 10,750 | $109,435 | dollars as filed | |
| PINE TECHNOLOGY ACQUISITN CO | 722850104 | CLASS A COM | 10,878 | $109,106 | dollars as filed | |
| ARES ACQUISITION CORPORATION | G33032106 | COM CL A | 10,800 | $108,756 | dollars as filed | |
| CONYERS PARK III ACQSITN COR | 21289P102 | CLASS A COM | 10,700 | $105,502 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 2,035 | $103,113 | dollars as filed | |
| PLUTONIAN ACQUISITION CORP | 72942P203 | UNIT 10/26/2027 | 10,000 | $100,700 | dollars as filed | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 3,600 | $100,008 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 709 | $98,317 | dollars as filed | |
| PEARL HOLDINGS ACQUISITN COR | G44525106 | COM | 9,530 | $97,492 | dollars as filed | |
| GX ACQUISITION CORP II | 36260F204 | UNIT 03/17/2026 | 9,450 | $95,445 | dollars as filed | |
| GX ACQUISITION CORP II | 36260F105 | CLASS A COM | 9,000 | $90,090 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 1,031 | $77,521 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 916 | $76,028 | dollars as filed | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,312 | $72,737 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 458 | $64,693 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 365 | $52,951 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 4,286 | $49,846 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 232 | $49,769 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 725 | $49,518 | dollars as filed | |
| JUPITER ACQUISITION CORP | 482082203 | UNIT 09/11/2027 | 5,000 | $49,400 | dollars as filed | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 900 | $48,996 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 42,000 | $44,861 | dollars as filed | principal |
| IJH | 464287507 | COM | 185 | $44,750 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 699 | $43,086 | dollars as filed | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 45,000 | $43,003 | dollars as filed | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 40,000 | $42,982 | dollars as filed | principal |
| GUESS INC | 401617AD7 | BOND | 40,000 | $42,425 | dollars as filed | principal |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 760 | $42,232 | dollars as filed | |
| ISHARES TR | 46434V886 | CMN | 1,600 | $41,856 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 45,000 | $39,668 | dollars as filed | principal |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 560 | $39,529 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 40,000 | $38,725 | dollars as filed | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 40,000 | $37,740 | dollars as filed | principal |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 569 | $36,609 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 336 | $35,394 | dollars as filed | |
| ISHARES INC | 46434G863 | COM | 1,109 | $33,348 | dollars as filed | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 40,000 | $33,000 | dollars as filed | principal |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 45,000 | $32,809 | dollars as filed | principal |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 40,000 | $32,775 | dollars as filed | principal |
| KAMAN CORP | 483548AF0 | BOND | 35,000 | $32,533 | dollars as filed | principal |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 674 | $32,345 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 865 | $31,944 | dollars as filed | |
| TripAdvisor Inc | 896945AD4 | CONV | 40,000 | $31,940 | dollars as filed | principal |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 396 | $30,761 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 235 | $30,353 | dollars as filed | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 33,000 | $30,113 | dollars as filed | principal |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 302 | $29,659 | dollars as filed | |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 35,000 | $29,519 | dollars as filed | principal |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 323 | $29,438 | dollars as filed | |
| HANNON ARMSTRONG SUST INFR C | 41068XAD2 | BOND | 30,000 | $28,350 | dollars as filed | principal |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 202 | $27,442 | dollars as filed | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 30,000 | $27,019 | dollars as filed | principal |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 30,000 | $24,789 | dollars as filed | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 25,000 | $24,128 | dollars as filed | principal |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 483 | $24,063 | dollars as filed | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 805 | $23,256 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 380 | $22,272 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 25,000 | $21,063 | dollars as filed | principal |
| SCHD | 808524797 | COM | 270 | $20,396 | dollars as filed | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 258 | $19,149 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 267 | $18,009 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 170 | $16,925 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 223 | $16,625 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 14,000 | $14,858 | dollars as filed | principal |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 128 | $10,828 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 112 | $10,388 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 75 | $9,847 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 172 | $9,481 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 125 | $8,813 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 160 | $8,286 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 364 | $7,851 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 241 | $7,088 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 147 | $6,853 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 159 | $6,503 | dollars as filed | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 110 | $5,811 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 96 | $5,047 | dollars as filed | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 200 | $4,812 | dollars as filed | |
| iShares Global Tech ETF | 464287291 | SHS | 102 | $4,573 | dollars as filed | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 65 | $3,964 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 31 | $3,208 | dollars as filed | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 81 | $3,203 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 79 | $2,545 | dollars as filed | |
| KAMAN CORP-CLASS A | 483548103 | COM | 102 | $2,275 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 2,000 | $2,181 | dollars as filed | principal |
| SCREAMING EAGLE ACQUISITN CO | G79407121 | *W EXP 01/05/202 | 5,500 | $1,296 | dollars as filed | |
| Sbc Med Group Hldgs Inc W Exp 09/17/202 | 73245B115 | SPAC Combination | 11,500 | $634 | dollars as filed | |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 13,827 | $567 | dollars as filed | |
| Plum Acquisition Corp. III | G63290103 | Warrant | 8,043 | $354 | dollars as filed | |
| ATHENA TECHNOLOGY ACQUISITION | 04687c113 | WT | 7,000 | $279 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 4,342 | $214 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 27 | $175 | dollars as filed | |
| LOGISTICS INNOVTN TECHNLGS C | 54141L118 | *W EXP 06/15/202 | 5,622 | $169 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 4 | $159 | dollars as filed | |
| TWELVE SEAS INVESTMENT CO II | 90118T114 | *W EXP 03/02/202 | 6,730 | $106 | dollars as filed | |
| FUSION ACQUISITION CORP II | 36118N110 | WTS | 9,000 | $7 | dollars as filed | |
| PINE TECHNOLOGY ACQUISITN CO | 722850112 | WARR | 3,626 | $6 | dollars as filed | |
| KISMET ACQUISITION THREE COR | G5276C102 | *W EXP 06/30/202 | 11,989 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-23-001807 | this filing | 2023-02-01 | acceptance time not in the bulk data set |