13F-HR filed by Kovack Advisors, Inc.
Kovack Advisors, Inc. filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 586 holding rows worth $680,875,000.
- Accession
- 0001398344-22-021994
- Filer
- CIK 1728321
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 587 entries on the cover page, a total value of $680,875,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $680,853,000 with VALUE read as thousands by filing date, 13F file number 028-18240. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GABELLI UTIL TR | 36240A101 | COM | 31,800 | $219,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 4,550 | $218,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 3,015 | $218,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 5,038 | $217,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 2,031 | $217,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,135 | $217,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 8,105 | $216,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,036 | $215,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,413 | $215,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 8,539 | $215,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 3,621 | $213,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 6,500 | $211,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F649 | FT VEST NAS | 11,541 | $210,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 6,446 | $208,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,025 | $208,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,002 | $207,000 | thousands by filing date | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 13,301 | $207,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 3,163 | $204,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 8,000 | $204,000 | thousands by filing date | |
| iShares S&P 500 Financials Sector UCITS ETF (Acc) | G4R54M656 | ETF | 23,600 | $202,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 4,162 | $201,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4,249 | $200,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 23,326 | $193,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 25,100 | $193,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 23,606 | $192,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 23,193 | $187,000 | thousands by filing date | |
| HEALTHCARE TRUST INC | 42226B105 | REAL ESTATE INVESTME | 27,742 | $186,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 41,000 | $185,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 25,800 | $173,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 27,589 | $153,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 27,500 | $150,000 | thousands by filing date | |
| HALEON PLC SPON ADS | 405552100 | ADR | 24,346 | $148,000 | thousands by filing date | |
| FS SPECIALTY LENDING FUND | 30264D109 | COMMON STK | 50,187 | $136,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 39,749 | $131,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 67,933 | $122,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 25,530 | $121,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 170,396 | $111,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 20,573 | $107,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 20,001 | $97,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 22,106 | $87,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 26,046 | $64,000 | thousands by filing date | |
| MORGAN STANLEY BK N A CD ZERO LKD 23 | 61765QHH5 | ETF | 36,000 | $38,000 | thousands by filing date | |
| GRILLED CHEESE TRUCK ORD | 39850T105 | ORD | 40,000 | $17,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 25,000 | $14,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 8 | $12,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 10 | $11,000 | thousands by filing date | call |
| DOW HLDGS INC COM | 260557103 | Stock | 5 | $11,000 | thousands by filing date | put |
| GENERAL MILLS INC COM | 370334104 | Stock | 6 | $10,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 50,000 | $10,000 | thousands by filing date | |
| HIGHLANDS REIT INC | 43110a104 | LP | 46,536 | $8,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1 | $5,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 2 | $3,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 2 | $3,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 15 | $3,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 21 | $2,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 1 | $2,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 17 | $2,000 | thousands by filing date | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 6 | $2,000 | thousands by filing date | put |
| BIOTECH MEDICS ORD | 090699307 | ORD | 80,000 | $2,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1 | $1,000 | thousands by filing date | put |
| CONSOLIDATED EDISON INC | 209115104 | COM | 8 | $1,000 | thousands by filing date | call |
| DOW HLDGS INC COM | 260557103 | Stock | 25 | $1,000 | thousands by filing date | call |
| SHELL PLC SPON ADS | 780259305 | ADR | 4 | $1,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 81 | $1,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Apple Inc | 037833100 | COM | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Boeing Company | 097023105 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Citigroup Inc. | 172967424 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Gilead Sciences,Inc. | 375558103 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INVESCO QQQ TR | 46090E103 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| iShares Russell 2000 ETF | 464287655 | SHS | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Pfizer Inc. | 717081103 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPY | 78462F103 | SHS | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Walmart Inc. | 931142103 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| 3M CO COM | 88579Y101 | Stock | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MATTEL INC | 577081102 | COM | 17 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HEALTHIER CHOICES MGMT C | 42226N109 | COM | 750,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATP OIL & GAS CORP | 00208j108 | COM | 62,860 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Puresafe Water Systems Inc | 74624H103 | COM | 77,550 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IBIZ TECHNOLOGY CORP COM NEW | 45103B205 | Common Stock | 200,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FERNHILL CORP | 315219105 | COM | 71,428 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAX SOUND CORPORATION | 57776X109 | Common | 300,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PPJ HEALTHCARE ENTERPRISES ORD | 69353D505 | ORD | 500,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMAGE INNOVATIONS HLDGS INC COM | 45248A104 | COM | 74,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-22-021994 | this filing | 2022-11-14 | acceptance time not in the bulk data set |