13F-HR filed by GUARDIAN WEALTH ADVISORS, LLC / NC
GUARDIAN WEALTH ADVISORS, LLC / NC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 352 holding rows worth $536,552,000.
- Accession
- 0001398344-22-021935
- Filer
- CIK 1901403
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 352 entries on the cover page, a total value of $536,552,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $536,552,000 with VALUE read as thousands by filing date, 13F file number 028-21945. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ETF SER SOLUTIONS | 26922A388 | APTUS DEFINED | 4,026,670 | $102,237,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A222 | APTUS COLLRD INV | 2,406,913 | $67,634,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 1,582,523 | $52,730,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 1,075,623 | $30,536,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 275,931 | $18,327,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B709 | APTUS INT ENH YL | 932,481 | $16,559,000 | thousands by filing date | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 575,943 | $16,028,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 361,202 | $14,044,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 337,451 | $13,842,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 86,776 | $11,992,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 269,737 | $11,423,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 23,201 | $8,324,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 22,787 | $7,514,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 31,311 | $7,292,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 376,708 | $6,510,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 154,891 | $6,504,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 29,124 | $3,936,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 31,432 | $3,552,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 35,476 | $3,393,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 12,486 | $3,312,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 62,689 | $3,212,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 61,933 | $2,697,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,278 | $2,666,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 19,172 | $2,327,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,354 | $2,231,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 17,551 | $2,216,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 21,083 | $2,203,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 48,763 | $2,134,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 192,355 | $2,089,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 47,611 | $1,839,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 82,237 | $1,742,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 68,537 | $1,737,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 6,019 | $1,734,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 68,939 | $1,697,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 80,878 | $1,688,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 3,685 | $1,636,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,914 | $1,632,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 45,287 | $1,606,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 7,143 | $1,547,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 9,341 | $1,541,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 9,299 | $1,519,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 18,127 | $1,517,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 222,670 | $1,474,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 7,429 | $1,466,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 8,096 | $1,438,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 6,637 | $1,391,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U760 | VEST BUFFERED | 76,310 | $1,381,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 7,139 | $1,342,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,913 | $1,265,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 41,172 | $1,243,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 26,830 | $1,231,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 9,350 | $1,213,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 4,976 | $1,194,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 8,191 | $1,188,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 127,920 | $1,168,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 31,153 | $1,139,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 2,563 | $1,119,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 3,110 | $1,118,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,305 | $1,089,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 16,617 | $1,072,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 20,535 | $1,030,000 | thousands by filing date | |
| VTI | 922908769 | COM | 5,623 | $1,009,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 34,865 | $994,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 6,865 | $986,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 9,221 | $981,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 13,530 | $965,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 10,143 | $943,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 16,412 | $914,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U778 | VEST BUFFERED | 54,158 | $914,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 6,469 | $868,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 11,411 | $862,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 12,546 | $853,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,014 | $829,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 4,260 | $800,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 13,373 | $795,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 10,000 | $786,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,378 | $780,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,749 | $775,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 20,332 | $766,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 3,419 | $754,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,608 | $752,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 6,625 | $748,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 47,304 | $747,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 45,177 | $744,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 12,231 | $739,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 9,374 | $735,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 8,950 | $665,000 | thousands by filing date | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 15,993 | $661,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 11,397 | $643,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 16,916 | $642,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 7,356 | $639,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,745 | $594,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,994 | $584,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,012 | $572,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,819 | $567,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 5,828 | $564,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 10,983 | $539,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 14,253 | $538,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 8,562 | $532,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 7,462 | $530,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 15,100 | $503,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,666 | $499,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 5,825 | $491,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 7,990 | $486,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 5,377 | $484,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 5,057 | $482,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,966 | $477,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 28,567 | $477,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,067 | $475,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 932 | $473,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 11,771 | $471,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 3,549 | $455,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,020 | $443,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,759 | $442,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 20,237 | $440,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,703 | $437,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,205 | $436,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 5,109 | $431,000 | thousands by filing date | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 239 | $425,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 2,551 | $417,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,758 | $412,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 1,445 | $405,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 1,214 | $371,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,439 | $370,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 9,758 | $368,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 1,116 | $368,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 23,653 | $363,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,583 | $357,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,877 | $355,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,728 | $354,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 911 | $352,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 636 | $350,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,677 | $347,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,813 | $340,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 489 | $337,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 30,956 | $334,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,545 | $332,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 3,465 | $320,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 2,046 | $319,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,931 | $317,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,345 | $316,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 24,659 | $316,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 9,455 | $316,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 8,340 | $315,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 3,819 | $313,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,054 | $305,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,132 | $303,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,082 | $299,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 11,569 | $298,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 6,490 | $297,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 4,543 | $288,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 12,956 | $288,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 3,390 | $278,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,042 | $277,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,285 | $275,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 7,402 | $269,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 5,553 | $265,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 7,055 | $260,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,468 | $252,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,048 | $246,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,701 | $245,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,950 | $243,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,387 | $242,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,438 | $240,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 20,293 | $235,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,363 | $233,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,486 | $228,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,217 | $227,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,413 | $224,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,300 | $222,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 2,044 | $220,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,412 | $216,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,772 | $215,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,635 | $215,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 931 | $212,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,476 | $211,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 2,960 | $210,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,456 | $210,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,444 | $210,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 5,125 | $210,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 5,862 | $208,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 6,772 | $206,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,060 | $206,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,722 | $205,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 5,673 | $205,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,063 | $205,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 3,416 | $205,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 1,520 | $202,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,606 | $201,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U109 | SECUR PLUS ETF | 8,826 | $189,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 4,738 | $182,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 6,847 | $182,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 10,586 | $176,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 10,973 | $176,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 13,675 | $172,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,289 | $156,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 10,894 | $152,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 2,497 | $144,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 3,990 | $138,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 3,770 | $135,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,668 | $134,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 1,682 | $131,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 359 | $129,000 | thousands by filing date | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 20,013 | $128,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 2,514 | $126,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 6,092 | $122,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 2,860 | $120,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 582 | $114,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 915 | $109,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 7,072 | $102,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 2,125 | $101,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 44,399 | $94,000 | thousands by filing date | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 4,609 | $90,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,351 | $89,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 1,571 | $85,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 3,038 | $85,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 590 | $84,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 758 | $83,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 2,462 | $78,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,122 | $75,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 2,487 | $74,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 338 | $71,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 657 | $71,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 924 | $68,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 770 | $67,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 1,076 | $63,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 487 | $61,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 740 | $61,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 2,000 | $60,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 809 | $58,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 2,508 | $56,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 3,761 | $56,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 912 | $55,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 638 | $47,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 1,200 | $47,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 1,000 | $46,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 546 | $43,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 626 | $42,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 361 | $42,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 614 | $41,000 | thousands by filing date | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 859 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 526 | $40,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B873 | DEFIANCE HTL AIR | 2,816 | $40,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 406 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 1,475 | $39,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 492 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 837 | $37,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 324 | $36,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,910 | $36,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 2,119 | $36,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 471 | $34,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 733 | $33,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 269 | $32,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 451 | $31,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 670 | $30,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 2,400 | $29,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 564 | $28,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 110 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 475 | $28,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 174 | $27,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 284 | $26,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 708 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 677 | $24,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 322 | $23,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 459 | $22,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 10,500 | $22,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 1,088 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 1,778 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 852 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 277 | $20,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 698 | $20,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 110 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 365 | $16,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 86 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 317 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 295 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 312 | $15,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 939 | $14,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 45,000 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 237 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 559 | $13,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 167 | $13,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 97 | $12,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 133 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 193 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 616 | $11,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 396 | $11,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 511 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 241 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 164 | $10,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 10,154 | $10,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 100 | $9,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 190 | $9,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 341 | $9,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 215 | $8,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 154 | $8,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 158 | $7,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 150 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 100 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 192 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R630 | SP KENSHO FINAL | 200 | $7,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 56 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 27 | $6,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 259 | $6,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q387 | OSHARES US QUALT | 175 | $6,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 181 | $6,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 150 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 40 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 100 | $5,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 200 | $4,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 90 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 20 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 59 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 241 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 60 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 30 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 136 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 76 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 78 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 132 | $3,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 29 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 128 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 23 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 41 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 50 | $2,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 52 | $2,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 24 | $1,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 9 | $1,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 34 | $1,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 20 | $1,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 5 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 32 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 12 | $1,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 11 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 14 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 28 | $1,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 23 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 40 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 20 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 20 | $1,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 40 | $1,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287523 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-22-021935 | this filing | 2022-11-14 | acceptance time not in the bulk data set |