13F-HR filed by Sage Mountain Advisors LLC
Sage Mountain Advisors LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-10-31, with 390 holding rows worth $375,974,000.
- Accession
- 0001398344-22-021037
- Filer
- CIK 1832274
- Filed
- 2022-10-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 390 entries on the cover page, a total value of $375,974,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $375,979,000 with VALUE read as thousands by filing date, 13F file number 028-20448. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWealthspring Capital LLC 028-20944
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 788,008 | $81,906,000 | thousands by filing date | |
| VTI | 922908769 | COM | 206,725 | $37,101,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 92,067 | $30,226,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 197,126 | $20,022,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 621,879 | $17,276,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,260,071 | $15,612,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 310,809 | $12,352,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 64,554 | $11,033,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 139,412 | $8,057,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 171,046 | $7,829,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 24,108 | $7,050,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 104,091 | $5,807,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 34,304 | $4,741,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 19,471 | $3,842,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 13,329 | $3,588,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 97,222 | $3,535,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 8 | $3,252,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 76,633 | $3,245,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 34,945 | $3,201,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 13,048 | $3,039,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 67,342 | $2,987,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,265 | $2,474,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 26,435 | $2,305,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 9,739 | $2,049,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 17,606 | $1,990,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 20,603 | $1,639,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 13,900 | $1,550,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 18,700 | $1,475,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 15,166 | $1,458,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 45,086 | $1,163,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 6,517 | $1,158,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 20,060 | $1,124,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 31,670 | $1,110,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 10,137 | $1,059,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,993 | $1,059,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 7,810 | $964,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,474 | $887,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,345 | $873,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 8,550 | $818,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 38,967 | $816,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 22,610 | $809,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,655 | $756,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,489 | $752,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 17,703 | $708,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,233 | $702,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 17,038 | $699,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 31,219 | $694,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 5,295 | $687,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 7,903 | $681,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,171 | $653,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,342 | $646,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 7,672 | $642,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 8,953 | $597,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 10,306 | $596,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,860 | $592,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 15,177 | $585,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M201 | UNIT 99/99/9999 | 58,340 | $575,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 6,235 | $552,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M207 | UNIT 99/99/9999 | 55,794 | $550,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 6,086 | $548,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 5,653 | $539,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,410 | $528,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 11,942 | $523,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,610 | $521,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 5,255 | $520,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,535 | $508,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 21,851 | $504,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B127 | UNIT 99/99/9999 | 49,830 | $494,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 16,280 | $487,000 | thousands by filing date | |
| AFTERNEXT HEALTHTECH ACQUISI | G01109100 | SHS CL A | 49,560 | $484,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 13,945 | $481,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 4,080 | $474,000 | thousands by filing date | |
| KISMET ACQUISITION THREE COR | G5276C110 | COM | 47,571 | $471,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 9,348 | $469,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,420 | $464,000 | thousands by filing date | |
| BANNER ACQUISITION CORP | 06654K200 | UNIT 09/07/2026 | 46,807 | $463,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 3,784 | $459,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 8,918 | $447,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 938 | $443,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,252 | $435,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,421 | $428,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,145 | $425,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 5,053 | $417,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 11,941 | $417,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,497 | $408,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,846 | $408,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,016 | $393,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807123 | UNIT 99/99/9999 | 38,720 | $384,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 4,505 | $377,000 | thousands by filing date | |
| PLUM ACQUISITION CORP III | G63290129 | UNIT 03/31/2028 | 38,275 | $376,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 10,531 | $374,000 | thousands by filing date | |
| CLEAN ENERGY SPL SITUATIONS | 85205U206 | UNIT 12/01/2027 | 37,050 | $370,000 | thousands by filing date | |
| INTERPRIVATE II ACQUISITION | 46064Q108 | CMN | 36,460 | $359,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N201 | UNIT 02/29/2028 | 36,460 | $358,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,130 | $356,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP II | G19305104 | UNIT 07/12/2028 | 34,610 | $346,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 2,714 | $345,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 956 | $344,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP UNIT | 00439D201 | Stock | 34,254 | $337,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,257 | $336,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,774 | $333,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,626 | $329,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,168 | $327,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 4,057 | $326,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 6,862 | $326,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 11,693 | $320,000 | thousands by filing date | |
| LOGISTIC PROPERTIES OF THE AME USD ORD SHS | G9152V101 | Stock | 32,000 | $317,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 11,279 | $316,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A207 | UNIT 02/19/2026 | 32,102 | $316,000 | thousands by filing date | |
| LOGISTICS INNOVTN TECHNLGS C | 54141L100 | CLASS A COM | 31,613 | $309,000 | thousands by filing date | |
| UNIFIED SER TR | 90470L550 | BALLAST SMLMD CP | 10,290 | $299,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,157 | $298,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 15,423 | $291,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,251 | $289,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,014 | $288,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 787 | $288,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,273 | $287,000 | thousands by filing date | |
| COLICITY INC UNIT EX 022426 | 194170205 | Stock | 29,130 | $287,000 | thousands by filing date | |
| DTRT HEALTH ACQUISITION CORP | 23344T202 | UNIT 08/31/2029 | 27,914 | $286,000 | thousands by filing date | |
| KADEM SUSTAINABLE IMPACT COR | 48284E204 | UNIT 03/17/2026 | 28,940 | $284,000 | thousands by filing date | |
| PINE TECHNOLOGY ACQUISITN CO | 722850104 | CLASS A COM | 27,831 | $273,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 8,895 | $269,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A112 | UNIT 99/99/9999 | 27,103 | $268,000 | thousands by filing date | |
| FLAME ACQUISITION CORP | 33850F207 | UNIT 99/99/9999 | 27,129 | $268,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 599 | $266,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,619 | $261,000 | thousands by filing date | |
| TARGET GLOBAL ACQUISI I CORP | G8675N117 | UNIT 99/99/9999 | 25,500 | $256,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,700 | $255,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B113 | UNIT 99/99/9999 | 25,490 | $253,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT CO II | 90118T205 | UNIT 99/99/9999 | 25,710 | $253,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,054 | $248,000 | thousands by filing date | |
| CHICAGO ATLANTIC REAL ESTATE F COM | 167239102 | REIT | 17,115 | $247,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP 2 | G0371B109 | CMN | 24,960 | $247,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 11,395 | $242,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 478 | $242,000 | thousands by filing date | |
| ROSS ACQUISITION CORP II | G7641C122 | UNIT 99/99/9999 | 24,370 | $242,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 933 | $241,000 | thousands by filing date | |
| BUILD ACQUISITION CORP | 12008J204 | UNIT 99/99/9999 | 24,613 | $241,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M201 | UNIT 01/29/2026 | 24,527 | $241,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 6,208 | $239,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 111 | $238,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 5,454 | $237,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 3,002 | $235,000 | thousands by filing date | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 26,248 | $234,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III UNIT EX 022226 | 44376L206 | Stock | 23,778 | $234,000 | thousands by filing date | |
| ST ENERGY TRANSITION I LTD | G8465L107 | COM | 23,000 | $231,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9460M108 | COM | 22,960 | $228,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,988 | $225,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,370 | $225,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 3,096 | $225,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION COR | 34619V202 | UNIT 99/99/9999 | 22,910 | $225,000 | thousands by filing date | |
| Dimensional International Value ETF | 25434V807 | SHS | 8,560 | $221,000 | thousands by filing date | |
| ROSE HILL ACQUISITION CORP | G7637J115 | UNIT 10/07/2026 | 21,500 | $219,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032106 | COM CL A | 21,980 | $218,000 | thousands by filing date | |
| PONO CAP TWO INC | 73245B206 | UNIT 07/31/2027 | 21,500 | $218,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,740 | $216,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F204 | UNIT 03/17/2026 | 21,870 | $214,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 921 | $208,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 7,041 | $207,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 572 | $207,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 2,700 | $206,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T109 | CMN | 20,900 | $206,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,000 | $205,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 106,564 | $204,000 | thousands by filing date | |
| JACKSON ACQUISITION CO | 46653C205 | UNIT 99/99/9999 | 20,412 | $203,000 | thousands by filing date | |
| NEWBURY STREET ACQUISITN COR | 65101L203 | UNIT 04/30/2028 | 20,584 | $202,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L106 | CMN | 20,520 | $201,000 | thousands by filing date | |
| LIVE OAK CRESTVIEW CLIMATE A | 538086208 | UNIT 99/99/9999 | 20,350 | $199,000 | thousands by filing date | |
| OKLO INC COM CL A | 02156V109 | Stock | 20,159 | $197,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP II | G6293R122 | UNIT 99/99/9999 | 19,600 | $197,000 | thousands by filing date | |
| SANDBRIDGE X2 CORP | 799792205 | UNIT 99/99/9999 | 20,120 | $197,000 | thousands by filing date | |
| PEARL HOLDINGS ACQUISITN COR | G44525122 | UNIT 12/15/2026 | 19,600 | $196,000 | thousands by filing date | |
| FRONTIER INVESTMENT CORP | G36816117 | UNIT 06/29/2026 | 19,860 | $195,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M205 | UNIT 01/28/2028 | 19,160 | $189,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W208 | UNIT 03/31/2028 | 19,297 | $189,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,128 | $186,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y103 | COM | 18,550 | $184,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 18,300 | $182,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C209 | UNIT 02/03/2026 | 17,800 | $176,000 | thousands by filing date | |
| MOBIV ACQUISITION CORP | 60742N205 | UNIT 07/31/2027 | 17,237 | $174,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITIN IV | 34964K207 | UNIT 03/31/2028 | 17,710 | $174,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 12,500 | $170,000 | thousands by filing date | |
| DMY SQUARED TECHNOLOGY GROUP | 233276203 | UNIT 99/99/9999 | 17,000 | $170,000 | thousands by filing date | |
| BYNORDIC ACQUISITION CORP | 124420209 | UNIT 07/01/2027 | 16,350 | $164,000 | thousands by filing date | |
| AURA FAT PROJS ACQUISITION C | G06362118 | UNIT 03/31/2027 | 16,000 | $161,000 | thousands by filing date | |
| CSLM ACQUISITION CORP | G2365L101 | CLASS A ORD SHS | 16,203 | $160,000 | thousands by filing date | |
| MEDICUS SCIENCES ACQUISITION | G5960S108 | CL A SHS | 15,745 | $156,000 | thousands by filing date | |
| ANDRETTI ACQUISITION CORP | G26735111 | UNIT 99/99/9999 | 15,300 | $154,000 | thousands by filing date | |
| EVE MOBILITY ACQUISITION COR | G3218G125 | UNIT 99/99/9999 | 15,230 | $153,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 3,086 | $151,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L111 | UNIT 99/99/9999 | 15,220 | $151,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 701 | $150,000 | thousands by filing date | |
| ESM ACQUISITION CORPORATION | G3195H120 | UNIT 99/99/9999 | 15,120 | $150,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L100 | UNIT 03/05/2026 | 15,000 | $149,000 | thousands by filing date | |
| ORION BIOTECH OPPORTUNTES CO | G6780C125 | UNIT 04/15/2025 | 15,170 | $149,000 | thousands by filing date | |
| MACONDRAY CAP ACQUISITN CORP | G5853A107 | CLASS A ORD SHS | 14,800 | $148,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,820 | $146,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,065 | $145,000 | thousands by filing date | |
| IRIS ACQUISITION CORP | 89601Y200 | UNIT 02/24/2026 | 14,770 | $145,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K204 | UNIT 99/99/9999 | 14,700 | $145,000 | thousands by filing date | |
| PWP FORWARD ACQUISITION CORP I UNIT EXP 031026 | 74709Q200 | Stock | 14,735 | $144,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U119 | UNIT 99/99/9999 | 14,530 | $143,000 | thousands by filing date | |
| AETHERIUM ACQUISITION CORP | 00809J200 | UNIT 12/21/2026 | 14,000 | $140,000 | thousands by filing date | |
| SAGALIAM ACQUISITION CORP | 78661R205 | UNIT 05/31/2028 | 14,000 | $140,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION CORP SHS CL A | G50737108 | Stock | 13,950 | $139,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843127 | UNIT 99/99/9999 | 14,020 | $139,000 | thousands by filing date | |
| ZALATORIS ACQUISITION CORP | 89301B203 | UNIT 99/99/9999 | 14,000 | $139,000 | thousands by filing date | |
| ATHENA TECHNOLOGY ACQ CORP I | 04687C204 | UNIT 99/99/9999 | 14,000 | $139,000 | thousands by filing date | |
| THE GROWTH FOR GOOD ACQU COR | G41522122 | UNIT 11/12/2026 | 14,000 | $139,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 4,514 | $137,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 3,736 | $136,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,320 | $135,000 | thousands by filing date | |
| AROGO CAPITAL ACQUISITION CO | 042644203 | UNIT 99/99/9999 | 13,600 | $135,000 | thousands by filing date | |
| LEAD EDGE GROWTH OPRTUNTS LT | G54085124 | UNIT 04/01/2026 | 13,520 | $134,000 | thousands by filing date | |
| BLEUACACIA LTD | G11728105 | CLASS A ORD SHS | 13,600 | $134,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 2,677 | $132,000 | thousands by filing date | |
| ACCRETION ACQUISITION CORP | 00438Y107 | COM | 13,200 | $131,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y205 | UNIT 99/99/9999 | 13,370 | $131,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411128 | UNIT 99/99/9999 | 13,110 | $130,000 | thousands by filing date | |
| AGILE GROWTH CORP | G01202129 | UNIT 03/09/2026 | 13,100 | $130,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545203 | UNIT 12/31/2025 | 12,941 | $130,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP | 11134Y101 | CMN | 13,104 | $129,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035129 | UNIT 99/99/9999 | 12,881 | $128,000 | thousands by filing date | |
| ZALATORIS II ACQUISITION COR | G9831X114 | UNIT 07/27/2021 | 13,015 | $128,000 | thousands by filing date | |
| C5 ACQUISITION CORPORATION | 12530D204 | UNIT 99/99/9999 | 12,500 | $128,000 | thousands by filing date | |
| HAINAN MANASLU ACQUISTN CORP | G4233U123 | UNIT 01/31/2029 | 12,500 | $126,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 3,890 | $121,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,338 | $120,000 | thousands by filing date | |
| PEPPERLIME HEALTH ACQUSTN CO | G70021103 | COM | 12,000 | $120,000 | thousands by filing date | |
| JUPITER ACQUISITION CORP | 482082203 | UNIT 09/11/2027 | 12,000 | $120,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 1,480 | $119,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 2,716 | $119,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R116 | UNIT 99/99/9999 | 12,013 | $119,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,612 | $118,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T209 | UNIT 02/15/2028 | 12,000 | $118,000 | thousands by filing date | |
| VISCOGLIOSI BROS ACQUISTN CO | 92838K209 | UNIT 03/18/2027 | 12,000 | $118,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F127 | UNIT 99/99/9999 | 11,780 | $117,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 460 | $116,000 | thousands by filing date | |
| BYTE ACQUISITION CORP | G1R25Q121 | UNIT 03/18/2029 | 11,720 | $116,000 | thousands by filing date | |
| L CATTERTON ASIA ACQUISITION | G5346G125 | CLASS A ORD SHS | 11,500 | $114,000 | thousands by filing date | |
| EUROPEAN BIOTECH ACQUTN CORP | G3167F110 | UNIT 03/09/2026 | 11,530 | $114,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F105 | CLASS A COM | 11,500 | $113,000 | thousands by filing date | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L112 | UNIT 99/99/9999 | 11,250 | $111,000 | thousands by filing date | |
| INFLECTION POINT ACQUSTN COR | G47874105 | UNIT 09/21/2026 | 11,060 | $110,000 | thousands by filing date | |
| PAPAYA GRWT OPPORTUNITY CORP | 69882P201 | UNIT 12/31/2028 | 11,000 | $110,000 | thousands by filing date | |
| JAGUAR GLOBAL GROWTH CORP I | G5S11A106 | CLASS A ORD SHS | 11,000 | $110,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,434 | $109,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L102 | CL A SHS | 10,960 | $109,000 | thousands by filing date | |
| FG MERGER CORP | 30324Y200 | UNIT 06/17/2027 | 10,910 | $109,000 | thousands by filing date | |
| FAST ACQUISITION CORP II | 311874200 | UNIT 03/16/2026 | 10,900 | $107,000 | thousands by filing date | |
| EMBRACE CHANGE ACQUISITN COR | G3034H133 | UNIT 03/17/2027 | 10,500 | $106,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQSTNS II I | 45635R207 | UNIT 03/31/2028 | 10,600 | $106,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 1,803 | $105,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVESTMENT | 443760202 | UNIT 01/31/2027 | 10,650 | $105,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 3,600 | $104,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799205 | UNIT 07/31/2026 | 10,660 | $104,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032114 | UNIT 99/99/9999 | 10,450 | $104,000 | thousands by filing date | |
| SCREAMING EAGLE ACQUISITN CO | G79407105 | CLASS A ORD SHS | 10,600 | $103,000 | thousands by filing date | |
| BLUE WHALE ACQUISITION CORP | G1330M103 | CLASS A ORD SHS | 10,500 | $102,000 | thousands by filing date | |
| PEARL HOLDINGS ACQUISITN COR | G44525106 | COM | 10,130 | $101,000 | thousands by filing date | |
| PEPPERLIME HEALTH ACQUSTN CO | G70021129 | UNIT 99/99/9999 | 10,100 | $101,000 | thousands by filing date | |
| GARDINER HEALTHCARE ACQTS CO | 365506104 | COMMON STOCK | 10,100 | $101,000 | thousands by filing date | |
| TIO TECH A | G8T10C122 | UNIT 04/12/2028 | 10,100 | $100,000 | thousands by filing date | |
| FIRST RESERVE SUSTAINABLE GW | 336169206 | UNIT 03/05/2026 | 10,029 | $98,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 820 | $97,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 709 | $91,000 | thousands by filing date | |
| SCREAMING EAGLE ACQUISITN CO | G79407113 | UNIT 01/05/2027 | 9,340 | $91,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CORP UNIT | 48253T208 | Stock | 8,746 | $86,000 | thousands by filing date | |
| KENSINGTON CAPITAL ACQUISITI | G5251K103 | COM | 8,227 | $82,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707114 | UNIT 99/99/9999 | 8,216 | $82,000 | thousands by filing date | |
| TORTOISEECOFIN ACQUISITION C | G8956E109 | COM | 8,225 | $81,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A102 | SHS CL A | 8,060 | $80,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F101 | COM | 8,000 | $79,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 1,031 | $77,000 | thousands by filing date | |
| ENTERPRISE 4.0 TEC ACQSTN CO | G3137C122 | UNIT 10/14/2026 | 7,530 | $76,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 970 | $75,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 800 | $74,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 916 | $73,000 | thousands by filing date | |
| ATLANTIC COASTAL ACQUISTN CO | 048453104 | CLASS A COM | 7,407 | $73,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024102 | COMMON STOCK | 7,400 | $73,000 | thousands by filing date | |
| BATTERY FUTURE ACQUISITION C | G0888J108 | CL A ORD SHS | 7,000 | $71,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 5,936 | $66,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707106 | COM | 6,164 | $61,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 458 | $58,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 702 | $58,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 682 | $57,000 | thousands by filing date | |
| TORTOISEECOFIN ACQUISITION C | G8956E208 | UNIT 99/99/9999 | 5,800 | $57,000 | thousands by filing date | |
| BATTERY FUTURE ACQUISITION C | G0888J116 | UNIT 99/99/9999 | 5,600 | $57,000 | thousands by filing date | |
| ENTERPRISE 4.0 TEC ACQSTN CO | G3137C106 | COM | 5,420 | $55,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 210 | $53,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 53,000 | $49,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 587 | $47,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 45,000 | $45,000 | thousands by filing date | principal |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 759 | $42,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 47,000 | $42,000 | thousands by filing date | principal |
| INTERDIGITAL INC | 45867GAB7 | BOND | 45,000 | $42,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 42,000 | $42,000 | thousands by filing date | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 45,000 | $41,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 50,000 | $39,000 | thousands by filing date | principal |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 46,000 | $39,000 | thousands by filing date | principal |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 45,000 | $38,000 | thousands by filing date | principal |
| GUESS INC | 401617AD7 | BOND | 40,000 | $38,000 | thousands by filing date | principal |
| KAMAN CORP | 483548AF0 | BOND | 40,000 | $38,000 | thousands by filing date | principal |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 569 | $36,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 46,000 | $36,000 | thousands by filing date | principal |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 51,000 | $36,000 | thousands by filing date | principal |
| TripAdvisor Inc | 896945AD4 | CONV | 45,000 | $36,000 | thousands by filing date | principal |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 34,000 | $36,000 | thousands by filing date | principal |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 664 | $35,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 560 | $35,000 | thousands by filing date | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 43,000 | $35,000 | thousands by filing date | principal |
| IJH | 464287507 | COM | 153 | $34,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 39,000 | $34,000 | thousands by filing date | principal |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 253 | $33,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 235 | $33,000 | thousands by filing date | |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 40,000 | $33,000 | thousands by filing date | principal |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 152 | $31,000 | thousands by filing date | |
| L CATTERTON ASIA ACQUISITION | G5346G109 | UNIT 03/11/2026 | 3,140 | $31,000 | thousands by filing date | |
| PAPAYA GRWT OPPORTUNITY CORP | 69882P102 | COM | 2,960 | $30,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 30,000 | $29,000 | thousands by filing date | principal |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 36,000 | $29,000 | thousands by filing date | principal |
| C5 ACQUISITION CORPORATION | 12530D105 | COM | 2,850 | $29,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M102 | COM CL A | 2,960 | $29,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y106 | COM CL A | 2,960 | $29,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 29,000 | $27,000 | thousands by filing date | principal |
| iShares S&P 500 Value ETF | 464287408 | SHS | 200 | $26,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 323 | $26,000 | thousands by filing date | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 30,000 | $26,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 380 | $25,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 202 | $24,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 177 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 328 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 200 | $21,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A110 | UNIT 99/99/9999 | 2,150 | $21,000 | thousands by filing date | |
| COLICITY INC | 194170106 | COM CL A | 2,115 | $21,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 289 | $20,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 258 | $17,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 200 | $16,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 223 | $15,000 | thousands by filing date | |
| AMPRIUS TECHNOLOGIES INC | 03214Q116 | *W EXP 09/14/202 | 48,346 | $15,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 330 | $14,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 14,000 | $14,000 | thousands by filing date | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 12,000 | $14,000 | thousands by filing date | principal |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 258 | $12,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9460M116 | UNIT 99/99/9999 | 1,200 | $12,000 | thousands by filing date | |
| MONDEE HOLDINGS INC | 465712115 | WTS | 16,662 | $11,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 112 | $10,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 724 | $10,000 | thousands by filing date | |
| THE GROWTH FOR GOOD ACQU COR | G41522106 | CLASS A ORD SHS | 1,000 | $10,000 | thousands by filing date | |
| ST ENERGY TRANSITION I LTD | G8465L123 | UNIT 99/99/9999 | 1,000 | $10,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 172 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 75 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 185 | $9,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 125 | $8,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 10,000 | $7,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 8,000 | $7,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 7,000 | $7,000 | thousands by filing date | principal |
| KISMET ACQUISITION THREE | G5276C128 | CL A SHARES | 667 | $7,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 364 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 241 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 147 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 163 | $6,000 | thousands by filing date | |
| ATHENA TECHNOLOGY ACQ CORP I | 04687C105 | COM | 610 | $6,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 190 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 108 | $5,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M102 | COM | 550 | $5,000 | thousands by filing date | |
| TWITTER INC | 90184LAN2 | NOTE 3/1 | 4,000 | $4,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 31 | $3,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 21 | $2,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 242 | $2,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 2,000 | $2,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 3,000 | $2,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 3,000 | $2,000 | thousands by filing date | principal |
| FOXO TECHNOLOGIES INC | 351471115 | *W EXP 08/01/202 | 15,315 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 31 | $1,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 1,000 | $1,000 | thousands by filing date | principal |
| SCREAMING EAGLE ACQUISITN CO | G79407121 | *W EXP 01/05/202 | 3,534 | $1,000 | thousands by filing date | |
| KENSINGTON CAPITAL ACQUISITI | G5251K129 | *W EXP 99/99/999 | 3,686 | $1,000 | thousands by filing date | |
| LOGISTICS INNOVTN TECHNLGS C | 54141L118 | *W EXP 06/15/202 | 10,887 | $1,000 | thousands by filing date | |
| PINE TECHNOLOGY ACQUISITN CO | 722850112 | WARR | 9,277 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 3,085 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 3,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDICUS SCIENCES ACQUISITION | G5960S124 | *W EXP 02/12/202 | 111 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCRETION ACQUISITION CORP | 00438Y115 | *W EXP 03/01/202 | 2,095 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCRETION ACQUISITION CORP | 00438Y123 | RIGHT 03/01/2028 | 4,190 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIGCAPITAL 5 INC | 37519U117 | *W EXP 03/28/202 | 15,050 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADSCALE ACQUISITION CORP | 11134Y119 | WTS | 4,430 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 990 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KISMET ACQUISITION THREE COR | G5276C102 | *W EXP 06/30/202 | 16,587 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERPRIVATE II ACQUISITION | 46064Q116 | *W EXP 03/09/202 | 8,292 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-22-021037 | this filing | 2022-10-31 | acceptance time not in the bulk data set |