13F-HR filed by Realta Investment Advisors
Realta Investment Advisors filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-10-27, with 816 holding rows worth $381,442,000.
- Accession
- 0001398344-22-020838
- Filer
- CIK 1776792
- Filed
- 2022-10-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 816 entries on the cover page, a total value of $381,442,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $381,441,000 with VALUE read as thousands by filing date, 13F file number 028-19535. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC | 464286343 | US PWR INFRA ETF | 3,240 | $69,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 3,114 | $69,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 3,187 | $68,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 2,300 | $68,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 2,037 | $67,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 1,276 | $66,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 933 | $65,000 | thousands by filing date | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 24,750 | $65,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 3,718 | $65,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 1,016 | $64,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 779 | $64,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 1,755 | $63,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 236 | $59,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 750 | $59,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,185 | $59,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 1,802 | $59,000 | thousands by filing date | |
| Bakkt Inc W Exp 10/25/202 | 05759B115 | SPAC Combination | 98,511 | $59,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 2,097 | $58,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 2,242 | $58,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 3,515 | $58,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,270 | $57,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 581 | $56,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 2,946 | $55,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 11,300 | $55,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 1,406 | $54,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 790 | $54,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 397 | $52,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 16,125 | $51,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 3,201 | $49,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 3,703 | $49,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 963 | $48,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 970 | $47,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 455 | $47,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 185 | $47,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 548 | $47,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 304 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 1,759 | $47,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 509 | $46,000 | thousands by filing date | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 7,199 | $46,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 392 | $45,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 200 | $45,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 355 | $44,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 1,871 | $43,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 740 | $42,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 166 | $42,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 503 | $41,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 1,200 | $41,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1,012 | $41,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 1,016 | $41,000 | thousands by filing date | |
| JPMORGAN INCOME ETF | 46641Q159 | ETF | 900 | $40,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 878 | $40,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 810 | $39,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 961 | $39,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 1,470 | $39,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 886 | $38,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 907 | $38,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 504 | $38,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 242 | $37,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 269 | $37,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 1,392 | $36,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 1,147 | $36,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 476 | $36,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 717 | $35,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 2,900 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 336 | $34,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y228 | CLEANTECH ETF | 2,450 | $34,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 683 | $33,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 1,557 | $33,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 720 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 620 | $33,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 1,045 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 156 | $32,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 714 | $32,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 650 | $31,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 700 | $31,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 650 | $31,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 328 | $31,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 152 | $30,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 383 | $30,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 850 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 240 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 280 | $30,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 1,232 | $30,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 644 | $30,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 825 | $30,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 3,599 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 765 | $29,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 1,165 | $29,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q361 | OSHS GBL INTER | 1,150 | $29,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 884 | $29,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 1,452 | $28,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 664 | $28,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 180 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 452 | $28,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 10,000 | $28,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092386 | STOCK FOR INFL | 1,000 | $28,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 826 | $27,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 164 | $27,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 696 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 1,681 | $27,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 203 | $27,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 510 | $27,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 533 | $26,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 328 | $26,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 384 | $26,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 25,000 | $26,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 851 | $25,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 183 | $23,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 500 | $23,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 624 | $23,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 644 | $23,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 1,429 | $22,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 403 | $22,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,200 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 592 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 600 | $22,000 | thousands by filing date | |
| PACER FDS TR | 69374H428 | PAC ASSET FLTG | 481 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 160 | $21,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 450 | $21,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 320 | $20,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 462 | $20,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 436 | $20,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 702 | $20,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 700 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 580 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 741 | $18,000 | thousands by filing date | |
| ISHARES TR | 46436E593 | IBOND DEC 2030 | 914 | $18,000 | thousands by filing date | |
| PACER FDS TR | 69374H550 | SWAN SOS MOD JAN | 900 | $18,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 292 | $17,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 376 | $17,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 178 | $17,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 937 | $17,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 982 | $17,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 377 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 102 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 694 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 1,201 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 400 | $17,000 | thousands by filing date | |
| PACER FDS TR | 69374H717 | CMN | 485 | $17,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 162 | $16,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 320 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 192 | $16,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 100 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 534 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 754 | $16,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 128 | $16,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q449 | BETA US GRAD ETF | 373 | $16,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 700 | $15,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 242 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 1,231 | $15,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 175 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 519 | $15,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 1,019 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 349 | $14,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 240 | $14,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 500 | $14,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 600 | $13,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 250 | $13,000 | thousands by filing date | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 665 | $13,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 365 | $13,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 231 | $13,000 | thousands by filing date | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 5,500 | $13,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 300 | $12,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 322 | $12,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 45 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 170 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 134 | $12,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 570 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 214 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 583 | $12,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 160 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 500 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 324 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 206 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 450 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 105 | $12,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 600 | $12,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 11,685 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 1,400 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 60 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 115 | $11,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 99 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 134 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 300 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 200 | $11,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 37 | $10,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 150 | $10,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 100 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 153 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 192 | $10,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 137 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 258 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 200 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 400 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 100 | $10,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 451 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 214 | $10,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 403 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 600 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 227 | $10,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 204 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 149 | $9,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 203 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 223 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 249 | $9,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 95 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 100 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 336 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 125 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 285 | $9,000 | thousands by filing date | |
| Global X Blockchain ETF | 37954Y160 | ETF | 1,525 | $9,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 300 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 302 | $8,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 62 | $8,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 132 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 300 | $8,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 705 | $8,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 200 | $8,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 222 | $8,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 450 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 176 | $8,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 539 | $8,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 118 | $7,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 102 | $7,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 65 | $7,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 145 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 500 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 50 | $7,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 403 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 63 | $7,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 200 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 143 | $7,000 | thousands by filing date | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 300 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 209 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R630 | SP KENSHO FINAL | 204 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X198 | US CORP BOND FD | 160 | $7,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 272 | $7,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 75 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 103 | $6,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 88 | $6,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 144 | $6,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 157 | $6,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 149 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 200 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 150 | $6,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 65 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 95 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 68 | $5,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 50 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 85 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 82 | $5,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 141 | $4,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 29 | $4,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 75 | $4,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 70 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 165 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 80 | $4,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 75 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 79 | $4,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 185 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 85 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 68 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 100 | $4,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 96 | $4,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 55 | $3,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 80 | $3,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 100 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 43 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 150 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 146 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 60 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 15 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 55 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 83 | $3,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 34 | $3,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 250 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 40 | $3,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 121 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 62 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 86 | $3,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 105 | $3,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 51 | $3,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 85 | $2,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 33 | $2,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 51 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 31 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 35 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 38 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 18 | $2,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 102 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 62 | $2,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 200 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 65 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 100 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 56 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 101 | $2,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 100 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 47 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 40 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 130 | $2,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 48 | $1,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 16 | $1,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 6 | $1,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 12 | $1,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 22 | $1,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 27 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 31 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 34 | $1,000 | thousands by filing date | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 100 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 19 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 20 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y285 | FUND | 100 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK RUSSIA ETF | 92189F403 | ETF | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-22-020838 | this filing | 2022-10-27 | acceptance time not in the bulk data set |