13F-HR filed by Founders Financial Alliance, LLC
Founders Financial Alliance, LLC filed this 13F-HR for the quarter ended 2022-06-30, filed 2022-08-15, with 500 holding rows worth $197,204,000.
- Accession
- 0001398344-22-015569
- Filer
- CIK 1832190
- Filed
- 2022-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A holdings report, 500 entries on the cover page, a total value of $197,204,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $197,199,000 with VALUE read as thousands by filing date, 13F file number 028-20385. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 105,046 | $14,362,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 27,318 | $7,016,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 174,427 | $6,088,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 30,668 | $4,649,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 39,251 | $4,169,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 20,792 | $3,691,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 9,172 | $3,460,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 13,324 | $2,914,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 26,437 | $2,834,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 4,015 | $2,704,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 6,544 | $2,481,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 21,549 | $2,427,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 16,253 | $2,353,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 31,359 | $2,242,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 12,522 | $2,187,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 15,107 | $2,172,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 14,283 | $2,071,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,171 | $1,999,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,266 | $1,984,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 28,978 | $1,978,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 22,562 | $1,932,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 57,533 | $1,930,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 17,107 | $1,882,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 23,267 | $1,863,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 23,944 | $1,855,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 6,013 | $1,851,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 18,339 | $1,672,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 29,862 | $1,515,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 89,751 | $1,444,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 8,486 | $1,414,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,693 | $1,405,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 8,067 | $1,402,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 9,050 | $1,386,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 25,795 | $1,352,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 28,077 | $1,352,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 17,488 | $1,336,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 2,662 | $1,293,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 13,018 | $1,229,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 25,639 | $1,216,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 27,056 | $1,154,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 507 | $1,105,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 6,969 | $1,062,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 5,753 | $1,028,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 7,708 | $1,017,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,685 | $1,011,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 28,491 | $995,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 9,756 | $990,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 15,365 | $971,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 30,840 | $970,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 5,475 | $964,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,911 | $953,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 30,344 | $945,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,111 | $933,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 6,598 | $932,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 7,192 | $914,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,282 | $887,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,059 | $885,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 41,896 | $878,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 44,687 | $868,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 13,643 | $858,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 9,135 | $846,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,904 | $839,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,582 | $837,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,106 | $808,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 7,061 | $804,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 4,100 | $800,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 8,307 | $797,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 40,549 | $768,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 20,347 | $761,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 3,090 | $758,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 19,184 | $751,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,629 | $737,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 91,546 | $736,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,645 | $721,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 9,185 | $702,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 9,115 | $686,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,978 | $664,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 5,548 | $653,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 282 | $617,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 6,386 | $614,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 31,383 | $611,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 14,605 | $596,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 5,476 | $595,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 33,791 | $590,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,641 | $563,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 17,734 | $562,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,906 | $534,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 18,608 | $528,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 8,921 | $525,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,411 | $517,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 6,357 | $507,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,972 | $506,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,662 | $502,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 9,913 | $486,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 14,755 | $485,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,545 | $482,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,198 | $477,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 769 | $469,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 4,504 | $460,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,573 | $448,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 7,517 | $444,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 7,982 | $443,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,246 | $436,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,256 | $436,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,835 | $432,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 25,543 | $428,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,378 | $413,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 4,245 | $411,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,382 | $401,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 8,600 | $395,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 5,630 | $394,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 4,726 | $392,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,042 | $390,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 5,419 | $388,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,253 | $388,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,847 | $388,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 4,263 | $385,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,691 | $383,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 8,970 | $379,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 35,373 | $379,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 5,847 | $378,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 5,371 | $377,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 8,700 | $375,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 4,094 | $373,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 62,612 | $370,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,519 | $358,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 6,472 | $358,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,999 | $357,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 4,092 | $357,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 9,142 | $355,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,296 | $353,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 16,000 | $348,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,044 | $344,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 3,815 | $343,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 18,380 | $343,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 915 | $343,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 9,889 | $341,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 7,067 | $337,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 704 | $337,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,393 | $332,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,362 | $331,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,622 | $323,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 625 | $321,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 3,574 | $312,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,911 | $311,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 6,480 | $310,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 914 | $308,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,307 | $306,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 7,247 | $302,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 6,032 | $302,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,427 | $300,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,040 | $300,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 619 | $299,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,542 | $299,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,790 | $297,000 | thousands by filing date | |
| SHELL PLC SPON ADS | 780259305 | ADR | 5,639 | $295,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 220 | $288,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 21,268 | $287,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 998 | $287,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,075 | $285,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 8,923 | $278,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,044 | $276,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 12,642 | $275,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 7,143 | $271,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 27,444 | $268,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 6,838 | $266,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,048 | $265,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,682 | $265,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 2,066 | $259,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,018 | $254,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 466 | $253,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 3,832 | $253,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 908 | $252,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 8,670 | $252,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 16,477 | $252,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 6,083 | $252,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 966 | $247,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,728 | $245,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,890 | $245,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 5,118 | $240,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,983 | $240,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 997 | $240,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,213 | $239,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,047 | $238,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,401 | $236,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 5,426 | $236,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 2,752 | $231,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,000 | $227,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,059 | $225,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 930 | $225,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 883 | $224,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 22,409 | $224,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,315 | $222,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 2,273 | $222,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,717 | $222,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,680 | $222,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 5,372 | $220,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,577 | $217,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 17,867 | $215,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,330 | $209,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 8,521 | $208,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 4,729 | $204,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 684 | $203,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 7,683 | $202,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,096 | $200,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 2,724 | $197,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,285 | $193,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 11,228 | $193,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 1,427 | $192,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 11,713 | $192,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 4,458 | $190,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,576 | $190,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 3,901 | $188,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 4,753 | $185,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,975 | $182,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 5,609 | $176,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 4,592 | $175,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 7,161 | $171,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 971 | $170,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 818 | $170,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,221 | $168,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 2,376 | $166,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 711 | $165,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 9,303 | $159,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 3,489 | $157,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 3,490 | $156,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 2,755 | $148,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 10,360 | $147,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,832 | $146,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 13,094 | $146,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,315 | $145,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,125 | $143,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 14,369 | $142,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,679 | $141,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 4,397 | $140,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 12,032 | $139,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 3,144 | $136,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1,309 | $136,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,108 | $132,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 3,902 | $132,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 6,024 | $131,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 1,362 | $128,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 102,500 | $126,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 2,791 | $123,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 10,690 | $122,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 602 | $119,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,993 | $116,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,866 | $115,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 2,831 | $115,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 4,547 | $115,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 2,084 | $114,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 10,166 | $113,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 1,247 | $113,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 2,065 | $112,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,232 | $109,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 2,350 | $109,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 12,687 | $106,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 2,129 | $105,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 296 | $104,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 1,701 | $103,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 1,461 | $101,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 951 | $101,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 16,500 | $101,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1,670 | $100,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 10,750 | $100,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 2,147 | $98,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 6,957 | $96,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 1,239 | $95,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 1,381 | $94,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 443 | $94,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 1,160 | $93,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,756 | $92,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 10,897 | $91,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,608 | $91,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,282 | $90,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 754 | $90,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 1,615 | $88,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 1,405 | $88,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 6,826 | $84,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 805 | $82,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 3,999 | $82,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 2,904 | $80,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 2,052 | $80,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 1,177 | $80,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 1,562 | $79,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 3,467 | $79,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 2,801 | $76,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 12,539 | $76,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 1,516 | $75,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 1,299 | $74,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 4,879 | $74,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 493 | $73,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,450 | $73,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 5,618 | $71,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 874 | $70,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 1,464 | $70,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 629 | $70,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 1,358 | $68,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 254 | $68,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,037 | $68,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 800 | $68,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,470 | $67,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 848 | $67,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 658 | $66,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,125 | $65,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 17,250 | $65,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 196 | $64,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 469 | $64,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 1,560 | $63,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 6,445 | $63,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 453 | $62,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 379 | $62,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 3,151 | $62,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 21,120 | $60,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,162 | $59,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 345 | $58,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 1,415 | $58,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1,266 | $57,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 2,328 | $57,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 1,252 | $57,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 732 | $56,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 992 | $56,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 252 | $55,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 733 | $54,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 213 | $54,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 404 | $54,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 1,175 | $53,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 828 | $53,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 779 | $52,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 634 | $52,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 3,336 | $52,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 480 | $51,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 373 | $51,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 611 | $51,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 2,731 | $51,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 10,000 | $50,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 488 | $49,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 546 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 474 | $49,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 1,050 | $47,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 502 | $47,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 575 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 688 | $45,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 526 | $44,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 1,283 | $44,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 296 | $43,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 328 | $43,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 2,383 | $43,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 815 | $43,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 693 | $43,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 424 | $42,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 952 | $42,000 | thousands by filing date | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 730 | $42,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 1,236 | $40,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 498 | $39,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 1,122 | $39,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 819 | $38,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 751 | $38,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 2,031 | $38,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 1,353 | $38,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 585 | $37,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 2,790 | $37,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 606 | $37,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 380 | $36,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 397 | $36,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 653 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 175 | $36,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 130 | $35,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 800 | $35,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 719 | $35,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 364 | $35,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 926 | $35,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 386 | $33,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,540 | $33,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 407 | $32,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 531 | $32,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 508 | $31,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 476 | $30,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 344 | $30,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 1,514 | $29,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 1,758 | $29,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 390 | $29,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 820 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 548 | $28,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 3,315 | $28,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 308 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 311 | $27,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 249 | $27,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 544 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 726 | $26,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 271 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 315 | $25,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W689 | CMN | 642 | $25,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 310 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 1,081 | $24,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q134 | INTRNL RES EQT | 483 | $23,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 479 | $22,000 | thousands by filing date | |
| RED CAT HLDGS INC | 75644T100 | COM | 11,000 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 244 | $22,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 849 | $22,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 12,500 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 600 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 1,990 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 267 | $19,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 390 | $19,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 252 | $18,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 513 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,064 | $17,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 888 | $17,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 583 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 312 | $16,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 312 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 400 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 653 | $15,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 186 | $14,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 675 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 244 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 260 | $14,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 15,000 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 128 | $13,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 174 | $13,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 418 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 152 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 350 | $13,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 298 | $12,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 220 | $12,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 357 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 671 | $12,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 95 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 401 | $12,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 103 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 220 | $11,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 407 | $11,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 56 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 220 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 180 | $10,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 361 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 79 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 79 | $9,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 612 | $9,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 10,300 | $9,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 208 | $8,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 352 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 40 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 229 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 131 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 184 | $8,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 168 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 174 | $8,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 117 | $7,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 194 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 38 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 95 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 159 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 139 | $6,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 91 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 197 | $5,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 31 | $5,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 77 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 70 | $5,000 | thousands by filing date | |
| DSS INC | 26253C102 | COM | 15,000 | $5,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 12 | $4,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 73 | $4,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 69 | $4,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 61 | $4,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 53 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 26 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 52 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 107 | $4,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 75 | $4,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 97 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 23 | $4,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 10,000 | $4,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 48 | $3,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 34 | $3,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 68 | $3,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 36 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 66 | $3,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 75 | $3,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 60 | $2,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 64 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 18 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 10 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 12 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 30 | $2,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 33 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 90 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 43 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y145 | CANNABIS ETF NEW | 143 | $2,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 23 | $1,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 48 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 19 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 44 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 16 | $1,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 25 | $1,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 27 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 33 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 16 | $1,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-22-015569 | this filing | 2022-08-15 | acceptance time not in the bulk data set |