13F-HR filed by Running Point Capital Advisors, LLC
Running Point Capital Advisors, LLC filed this 13F-HR for the quarter ended 2022-06-30, filed 2022-08-02, with 230 holding rows worth $155,702,000.
- Accession
- 0001398344-22-014583
- Filer
- CIK 1840629
- Filed
- 2022-08-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A holdings report, 230 entries on the cover page, a total value of $155,702,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $155,705,000 with VALUE read as thousands by filing date, 13F file number 028-20558. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO QQQ TR | 46090E103 | COM | 64,881 | $18,185,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 189,529 | $13,307,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 140,200 | $9,904,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 83,952 | $9,380,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 154,092 | $7,560,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 91,582 | $5,614,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 25,696 | $5,586,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 127,443 | $5,308,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 57,359 | $5,226,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 92,091 | $4,562,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 39,241 | $3,609,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 149,209 | $3,477,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 78,174 | $3,461,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 17,745 | $2,861,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 9,312 | $2,392,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 56,633 | $2,311,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 16,641 | $2,275,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 45,374 | $2,273,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 38,900 | $1,882,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 35,091 | $1,774,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 13,919 | $1,480,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 45,252 | $1,430,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,509 | $1,265,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 21,334 | $1,213,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 18,811 | $1,191,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 10,577 | $1,164,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 11,246 | $1,143,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 62,200 | $967,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 21,298 | $957,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 38,329 | $932,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 18,986 | $916,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 14,528 | $820,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 15,169 | $783,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 33,420 | $709,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 8,248 | $704,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,934 | $666,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 6,340 | $664,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 27,911 | $654,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 5,682 | $653,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 5,509 | $635,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 12,099 | $600,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 7,243 | $562,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 19,321 | $557,000 | thousands by filing date | |
| Dimensional International Value ETF | 25434V807 | SHS | 19,182 | $554,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 10,812 | $482,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 20,065 | $480,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,357 | $464,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 35,000 | $432,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 12,228 | $425,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,960 | $421,000 | thousands by filing date | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 8,661 | $416,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,953 | $404,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 30,500 | $393,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 8,499 | $391,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 32,321 | $378,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 7,352 | $378,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 13,616 | $375,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 4,953 | $373,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 30,000 | $359,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,157 | $356,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,273 | $349,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 11,246 | $349,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 7,552 | $345,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 14,202 | $343,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 28,300 | $333,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 5,498 | $326,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 4,179 | $293,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 15,423 | $286,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 879 | $285,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 13,572 | $284,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 5,513 | $281,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,447 | $276,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 11,403 | $275,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 833 | $272,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 10,000 | $267,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 15,000 | $264,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 755 | $262,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,418 | $252,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 5,366 | $246,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 6,085 | $245,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 25,000 | $244,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 12,470 | $244,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 754 | $238,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,072 | $236,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 9,314 | $230,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,059 | $228,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 5,250 | $225,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 102 | $222,000 | thousands by filing date | |
| ENVIVA INC | 29415B103 | COM | 3,800 | $217,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U109 | SECUR PLUS ETF | 9,548 | $217,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 20,000 | $211,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 20,000 | $211,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 13,045 | $210,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 20,000 | $183,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 10,000 | $181,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 6,613 | $180,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 15,000 | $170,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 3,937 | $165,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 5,000 | $164,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 15,000 | $161,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 15,000 | $155,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 1,970 | $150,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 15,000 | $145,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 10,000 | $141,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 15,000 | $139,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 10,000 | $138,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,000 | $131,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 25,000 | $129,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 10,000 | $129,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 58 | $127,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 10,000 | $126,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 10,000 | $125,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 10,000 | $125,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 15,000 | $125,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 10,000 | $124,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 10,000 | $123,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 10,000 | $122,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 10,625 | $117,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 15,000 | $116,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 10,671 | $116,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 10,000 | $113,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 10,095 | $112,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 10,000 | $112,000 | thousands by filing date | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 10,000 | $111,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 10,000 | $109,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 10,000 | $108,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 10,000 | $107,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 10,000 | $107,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 10,000 | $102,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 10,000 | $102,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 1,069 | $97,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 10,474 | $97,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 10,640 | $96,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 10,000 | $95,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 10,814 | $94,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,061 | $89,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 10,000 | $89,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 10,258 | $89,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 935 | $88,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 1,838 | $86,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 20,000 | $86,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 10,000 | $84,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 10,000 | $83,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 10,741 | $81,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 289 | $78,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 10,000 | $78,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 553 | $75,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 10,000 | $73,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 20,000 | $72,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 10,000 | $70,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 11,135 | $66,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 740 | $63,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 653 | $54,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 970 | $52,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 435 | $51,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 10,000 | $51,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 2,276 | $50,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 10,000 | $49,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 886 | $46,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 10,000 | $45,000 | thousands by filing date | |
| VTI | 922908769 | COM | 226 | $43,000 | thousands by filing date | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 10,000 | $41,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 10,000 | $37,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 386 | $35,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 328 | $33,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,206 | $33,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 10,000 | $33,000 | thousands by filing date | |
| JPMORGAN INTERNATIONAL GROWTH ETF | 46641Q324 | COM | 632 | $33,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 10,000 | $33,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 736 | $32,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 10,000 | $32,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 10,000 | $32,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 10,000 | $29,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 20,000 | $29,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 219 | $28,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 10,000 | $28,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 545 | $27,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 326 | $26,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 10,000 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 903 | $24,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 16,100 | $24,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 10,000 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 327 | $21,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 10,000 | $21,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 10,000 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 176 | $18,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 120 | $18,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 10,000 | $18,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 10,000 | $18,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 15,000 | $18,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 268 | $17,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 10,000 | $17,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 10,000 | $17,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 10,000 | $17,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 20,000 | $16,000 | thousands by filing date | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 10,000 | $15,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 204 | $14,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 100 | $13,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 70 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 146 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 80 | $11,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 232 | $11,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 10,000 | $10,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 10,000 | $9,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 425 | $8,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 41 | $8,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 176 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 109 | $7,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 10,000 | $7,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 10,000 | $6,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 10,000 | $6,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 10,703 | $6,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 51 | $5,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 49 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 67 | $5,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 51 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 50 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 200 | $4,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 10,000 | $4,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 10,000 | $4,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 55 | $3,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 22 | $3,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 92 | $3,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 24 | $2,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 10,000 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-22-014583 | this filing | 2022-08-02 | acceptance time not in the bulk data set |