13F-HR filed by Kovack Advisors, Inc.
Kovack Advisors, Inc. filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-16, with 762 holding rows worth $973,521,000.
- Accession
- 0001398344-22-009762
- Filer
- CIK 1728321
- Filed
- 2022-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 762 entries on the cover page, a total value of $973,521,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $973,521,000 with VALUE read as thousands by filing date, 13F file number 028-18240. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Citigroup Inc. | 172967424 | COM | 6,217 | $331,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 28,025 | $331,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 1,961 | $331,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 10,461 | $329,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 3,261 | $326,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 29,325 | $323,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,758 | $321,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 3,297 | $321,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 7,705 | $321,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 32,200 | $321,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,287 | $319,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 15,831 | $319,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 12,034 | $318,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 3,742 | $315,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 608 | $313,000 | thousands by filing date | |
| iShares Core MSCI EM IMI UCITS ETF (Acc) | G49507836 | ETF | 9,415 | $313,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 22,600 | $313,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 5,337 | $312,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 9,640 | $311,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 4,668 | $309,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 417 | $308,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 12,200 | $307,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 31,562 | $306,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 6,900 | $305,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 11,312 | $305,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 21,835 | $304,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,368 | $303,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,825 | $302,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 4,540 | $300,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 5,510 | $300,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 3,200 | $299,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,265 | $297,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,316 | $296,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 5,215 | $294,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 28,488 | $294,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 5,852 | $293,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 11,500 | $292,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 4,887 | $290,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 47,057 | $290,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 7,500 | $290,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 2,912 | $290,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 591 | $289,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,314 | $289,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 4,911 | $289,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 4,452 | $287,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 967 | $287,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,844 | $285,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 9,254 | $285,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 3,017 | $282,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 65,768 | $280,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 568 | $278,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 13,354 | $278,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 9,502 | $275,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 9,712 | $274,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,486 | $272,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,097 | $272,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 3,900 | $271,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,306 | $267,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,585 | $263,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 8,397 | $261,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 24,272 | $261,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 2,556 | $261,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 852 | $260,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,951 | $260,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 6,349 | $260,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 3,690 | $260,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 7,516 | $259,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 2,271 | $259,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 19,879 | $258,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 12,427 | $257,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 8,230 | $257,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,029 | $256,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 9,738 | $256,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,518 | $255,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 5,122 | $254,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,070 | $254,000 | thousands by filing date | |
| iShares S&P 500 Financials Sector UCITS ETF (Acc) | G4R54M656 | ETF | 23,600 | $254,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 18,444 | $253,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 2,213 | $253,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 4,286 | $253,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 19,656 | $253,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 794 | $253,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 519 | $252,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 4,461 | $252,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F649 | FT VEST NAS | 11,274 | $251,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 706 | $250,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,003 | $249,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,549 | $248,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 3,177 | $248,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 16,764 | $247,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 2,055 | $247,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 3,721 | $246,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 7,608 | $246,000 | thousands by filing date | |
| FIRST TR GLOBAL FDS SML CP CL A ETF | G3R761153 | ETF | 9,700 | $246,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,950 | $245,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 25,990 | $245,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,357 | $244,000 | thousands by filing date | |
| INVESCO DYNAMIC CREDIT OPP FD | 46091B207 | COMMON | 19,951 | $244,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 11,130 | $243,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,435 | $241,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 2,380 | $241,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 9,628 | $241,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 5,600 | $240,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 3,883 | $239,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 3,256 | $239,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 754 | $239,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 9,571 | $238,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 3,369 | $237,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 6,175 | $237,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,283 | $236,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 3,891 | $235,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 3,292 | $235,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 10,074 | $234,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 8,432 | $234,000 | thousands by filing date | |
| KBS Real Estate Investment Trust III Inc | 48668L105 | ETF | 34,793 | $234,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 16,612 | $231,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 756 | $228,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 4,918 | $228,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,572 | $227,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 7,566 | $227,000 | thousands by filing date | |
| Brookfield Property Partners L | G16249156 | BPYPO | 11,072 | $227,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N855 | SIMPLIFY INTERST | 4,500 | $224,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 11,430 | $223,000 | thousands by filing date | |
| HUMACYTE INC | 44486Q103 | COM | 31,500 | $222,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 534 | $220,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 15,137 | $219,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,349 | $218,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 20,041 | $218,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,799 | $217,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 11,100 | $217,000 | thousands by filing date | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 7,500 | $214,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 3,906 | $214,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 5,289 | $213,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 9,781 | $212,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 31,541 | $212,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,164 | $211,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 550 | $211,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 7,000 | $210,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 29,483 | $210,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 2,111 | $209,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 4,586 | $205,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,402 | $204,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,459 | $204,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 2,278 | $204,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 26,300 | $204,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 9,604 | $203,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,829 | $202,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 4,463 | $202,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 309 | $201,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 2,547 | $201,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,026 | $200,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 52,735 | $196,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 21,525 | $196,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 13,158 | $195,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 11,825 | $190,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 82,700 | $187,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 12,400 | $182,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 14,600 | $181,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 10,200 | $178,000 | thousands by filing date | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 12,720 | $177,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 11,300 | $172,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 15,830 | $170,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 21,120 | $170,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 12,000 | $163,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 10,309 | $162,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 12,241 | $160,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 14,132 | $159,000 | thousands by filing date | |
| HEALTHCARE TRUST INC | 42226B105 | REAL ESTATE INVESTME | 26,973 | $158,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 10,359 | $151,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 19,302 | $151,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 20,291 | $146,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 16,457 | $145,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 35,742 | $144,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 14,588 | $142,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 22,950 | $134,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 20,516 | $133,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 14,367 | $132,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 15,000 | $131,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 14,721 | $127,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E505 | DAILY CS 2X SH | 20,000 | $123,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 15,105 | $117,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 10,000 | $115,000 | thousands by filing date | |
| iShares S&P 500 Energy Sector UCITS ETF (Acc) | G4R54M599 | ETF | 16,000 | $115,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 19,800 | $112,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 10,566 | $99,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 13,131 | $99,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 10,900 | $99,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 19,022 | $98,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 16,843 | $98,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 10,102 | $98,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 25,425 | $95,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 13,813 | $94,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 25,730 | $83,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 10,276 | $77,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 11,960 | $71,000 | thousands by filing date | |
| CNL HEALTHCARE PROPERTIES INC | 12612C108 | COMMON STOCK-CL | 11,643 | $53,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 11,575 | $39,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 10,771 | $39,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 11,251 | $38,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 11,000 | $36,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 800 | $32,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 100 | $31,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 85 | $30,000 | thousands by filing date | call |
| PROSHARES TR | 74347X849 | INDX FD | 100 | $27,000 | thousands by filing date | call |
| NORTHSTAR HEALTHCARE INCOME INC | 66705T105 | STOK | 16,230 | $22,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 10,000 | $21,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 10 | $20,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 92 | $19,000 | thousands by filing date | put |
| WESTERN MAGNESIUM CORP | 95855T102 | COM | 57,882 | $18,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 25,000 | $16,000 | thousands by filing date | |
| GRILLED CHEESE TRUCK ORD | 39850T105 | ORD | 40,000 | $16,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 14,300 | $11,000 | thousands by filing date | |
| HIGHLANDS REIT INC | 43110a104 | LP | 78,717 | $11,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 12,000 | $11,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 45 | $9,000 | thousands by filing date | call |
| HELMERICH & PAYNE INC | 423452101 | COM | 13 | $8,000 | thousands by filing date | call |
| MODERNA INC | 60770K107 | COM | 40 | $7,000 | thousands by filing date | call |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 15,000 | $7,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 10,000 | $6,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 10 | $5,000 | thousands by filing date | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 4 | $5,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 9 | $4,000 | thousands by filing date | call |
| CONSOLIDATED EDISON INC | 209115104 | COM | 8 | $3,000 | thousands by filing date | call |
| DOW HLDGS INC COM | 260557103 | Stock | 23 | $3,000 | thousands by filing date | call |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 10 | $2,000 | thousands by filing date | call |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 13 | $2,000 | thousands by filing date | call |
| SHELL PLC SPON ADS | 780259305 | ADR | 5 | $2,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 1 | $2,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 25 | $2,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 5 | $1,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 15 | $1,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 1 | $1,000 | thousands by filing date | call |
| AFLAC INC COM | 001055102 | Stock | 10 | $1,000 | thousands by filing date | call |
| KELLANOVA | 487836108 | COM | 10 | $1,000 | thousands by filing date | call |
| INVESCO SR INCOME TR | 46131H107 | COM | 2 | $1,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| iShares Russell 2000 ETF | 464287655 | SHS | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| META PLATFORMS INC CL A | 30303M102 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Micron Technology,Inc. | 595112103 | COM | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Pfizer Inc. | 717081103 | COM | 13 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Procter & Gamble Co | 742718109 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPY | 78462F103 | SHS | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ENBRIDGE INC COM | 29250N105 | Stock | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENERAL MILLS INC COM | 370334104 | Stock | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PITNEY BOWES INC COM | 724479100 | Stock | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HEALTHIER CHOICES MGMT C | 42226N109 | COM | 750,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIEBOLD NXDF INC | 253651103 | COM | 9 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Puresafe Water Systems Inc | 74624H103 | COM | 77,550 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MAX SOUND CORPORATION | 57776X109 | Common | 300,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FS SPECIALTY LENDING FUND | 30264D109 | COMMON STK | 53,850 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 18,092 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULFSLOPE ENERGY INC | 40273W105 | Ordinary Shares | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PPJ HEALTHCARE ENTERPRISES ORD | 69353D505 | ORD | 500,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GTX ORD | 362408205 | ORD | 12,315 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OMAGINE ORD | 681659207 | ORD | 18,375 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESOURCE REAL ESTATE OPPORTUNITY ORD | 76123W101 | ORD | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCEPTER HOLDINGS ORD | 80622F106 | ORD | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-22-009762 | this filing | 2022-05-16 | acceptance time not in the bulk data set |