13F-HR filed by TECTONIC ADVISORS LLC
TECTONIC ADVISORS LLC filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-09, with 215 holding rows worth $581,157,000.
- Accession
- 0001398344-22-008986
- Filer
- CIK 1859918
- Filed
- 2022-05-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 291 entries on the cover page, a total value of $581,157,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $581,157,000 with VALUE read as thousands by filing date, 13F file number 028-21254. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCAIN, WATTERS & ASSOCIATES, LLC 028-21254
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,850,810 | $88,894,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 99,335 | $41,241,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 284,933 | $30,878,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 372,727 | $29,646,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 60,973 | $27,662,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 448,480 | $23,828,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 208,903 | $22,373,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 477,515 | $22,028,000 | thousands by filing date | |
| UNIFIED SER TR | 90470L568 | ABSLUTE SELCT VL | 646,414 | $19,341,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 38,364 | $9,124,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 139,317 | $9,007,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 232,098 | $8,890,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 342,360 | $8,837,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 197,023 | $7,940,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 78,758 | $6,564,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 90,551 | $6,294,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 101,611 | $5,176,000 | thousands by filing date | |
| IJH | 464287507 | COM | 19,160 | $5,141,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 111,231 | $5,051,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 20,972 | $4,457,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 107,273 | $4,422,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 39,500 | $4,410,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 83,808 | $4,369,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 16,975 | $4,244,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 69,964 | $4,055,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 155,036 | $4,036,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 18,058 | $4,020,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 36,021 | $3,886,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,328 | $3,709,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 20,140 | $3,517,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 174,259 | $3,492,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 26,947 | $3,371,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 10,420 | $3,213,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 59,094 | $2,982,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 900 | $2,934,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 115,838 | $2,921,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 57,480 | $2,649,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 11,322 | $2,620,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 27,615 | $2,543,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 20,022 | $2,437,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 15,735 | $2,404,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 14,288 | $2,391,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 37,286 | $2,311,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 41,272 | $2,302,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 27,941 | $2,293,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 16,903 | $2,232,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,293 | $2,221,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 28,633 | $2,146,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 18,047 | $2,136,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 41,866 | $2,135,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 16,826 | $1,918,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 906 | $1,852,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 44,481 | $1,781,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 33,900 | $1,755,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 34,617 | $1,716,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,717 | $1,716,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4,666 | $1,668,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 29,237 | $1,620,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 30,705 | $1,610,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 53,000 | $1,604,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 57,200 | $1,584,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 31,883 | $1,565,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 84,220 | $1,522,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 21,453 | $1,515,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 45,325 | $1,504,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 9,146 | $1,483,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 68,340 | $1,432,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 33,479 | $1,427,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 17,345 | $1,402,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 94,137 | $1,391,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 58,365 | $1,385,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 21,155 | $1,296,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 24,474 | $1,279,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 13,297 | $1,209,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 50,782 | $1,200,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,893 | $1,192,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 10,608 | $1,184,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 12,073 | $1,143,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 17,423 | $1,129,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 8,223 | $1,122,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 41,860 | $1,090,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 15,725 | $1,089,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 26,518 | $1,081,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 23,382 | $1,065,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,781 | $1,061,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,106 | $1,048,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 5,576 | $1,019,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 26,318 | $1,019,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 9,155 | $1,016,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 12,744 | $1,010,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 7,813 | $992,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 46,784 | $989,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,634 | $988,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,079 | $948,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 15,935 | $947,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,667 | $915,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 31,514 | $889,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,062 | $877,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,935 | $874,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 4,986 | $856,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 11,566 | $851,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 6,288 | $846,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 6,825 | $846,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,421 | $845,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 9,799 | $833,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 33,855 | $830,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,893 | $826,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 9,743 | $798,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 13,661 | $785,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,789 | $780,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,502 | $766,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,887 | $707,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 2,127 | $693,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 18,673 | $678,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,819 | $677,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 2,784 | $677,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,204 | $670,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 3,060 | $656,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 772 | $654,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 6,444 | $653,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,725 | $631,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 48,000 | $631,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 3,281 | $619,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,652 | $605,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 20,990 | $602,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 6,860 | $598,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,074 | $596,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 5,371 | $574,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 27,321 | $531,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 35,000 | $518,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 3,825 | $508,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,321 | $500,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 179 | $498,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 40,000 | $486,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 1,587 | $472,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,292 | $463,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,105 | $447,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,256 | $434,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 9,057 | $424,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 3,447 | $413,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,394 | $405,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,233 | $403,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,214 | $400,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,308 | $395,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 3,835 | $395,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,253 | $384,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,650 | $369,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 5,207 | $366,000 | thousands by filing date | |
| NOV INC | 62955J103 | COM | 18,027 | $354,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,007 | $352,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 31,000 | $351,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,103 | $346,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,376 | $329,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 2,445 | $322,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 3,580 | $321,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 457 | $319,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 3,299 | $312,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,025 | $308,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,400 | $299,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,117 | $299,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,015 | $298,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 814 | $295,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,078 | $295,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,274 | $293,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 491 | $290,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,586 | $286,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,840 | $284,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,271 | $283,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 1,690 | $281,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 709 | $277,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 2,493 | $277,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 6,139 | $275,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 409 | $273,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,129 | $270,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 4,640 | $269,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 22,759 | $265,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,344 | $263,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,924 | $262,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 13,654 | $258,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 592 | $258,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,955 | $257,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 420 | $257,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 6,475 | $250,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 528 | $249,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,560 | $249,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 1,845 | $244,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,551 | $231,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,116 | $229,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 2,064 | $221,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,116 | $215,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 3,558 | $206,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,446 | $202,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 6,989 | $174,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 10,487 | $161,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 12,992 | $145,000 | thousands by filing date | |
| VTI | 922908769 | COM | 464 | $106,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,626 | $99,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 300 | $79,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 3,798 | $79,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,007 | $77,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 307 | $68,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 490 | $66,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 310 | $64,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 46 | $60,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 350 | $42,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 10,450 | $40,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 324 | $36,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 145 | $36,000 | thousands by filing date | |
| NIO INC | 62914VAF3 | NOTE 0.500% 2/0 | 31,000 | $25,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 264 | $16,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 225 | $9,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 167 | $9,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 31 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 8 | $1,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-22-008986 | this filing | 2022-05-09 | acceptance time not in the bulk data set |