13F-HR filed by High Net Worth Advisory Group LLC
High Net Worth Advisory Group LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-04-27, with 1,665 holding rows worth $523,358,000.
- Accession
- 0001398344-22-007943
- Filer
- CIK 1919142
- Filed
- 2022-04-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 9,042 entries on the cover page, a total value of $523,358,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $523,346,000 with VALUE read as thousands by filing date, 13F file number 028-22431. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iSHARES MSCI EAFE INTL INDEX FD INSTL CL N/L | 09253F408 | Mutual Fund (Open End) - No Load | 384 | $6,000 | thousands by filing date | |
| JACKSON CNTY MO SCH DIST NO 58 CENTER, GO BLDG REF BDS, DIRECT DEPOSIT PROGRAM | 467574NZ8 | General Obligations - non-taxable | 5,000 | $6,000 | thousands by filing date | |
| JACKSONVILLE FL SPL REV, SPL REV REF BDS | 469487MU3 | Revenue Supported Bonds - non-taxable | 5,000 | $6,000 | thousands by filing date | |
| CALIFORNIA ST, VAR PURP GO REF BDS | 13063C8M5 | General Obligations - non-taxable | 5,000 | $6,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 30 | $5,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 300 | $5,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 30 | $5,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 5 | $5,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 80 | $5,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 25 | $5,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 100 | $5,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 519 | $5,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 190 | $5,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 310 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 77 | $5,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 400 | $5,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 226 | $5,000 | thousands by filing date | |
| FUNDAMENTAL INVESTORS | 360802102 | MFD | 65 | $5,000 | thousands by filing date | |
| AMERICAN FUNDS CAPITAL WORLD BOND A | 140541103 | LOAD BOND FUND | 240 | $5,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 500 | $5,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 1,000 | $5,000 | thousands by filing date | |
| THESEUS PHARMACEUTICALS INC | 88369M101 | COM | 500 | $5,000 | thousands by filing date | |
| NATIXIS LOOMIS SAYLES | 63872T620 | MUTUAL | 497 | $5,000 | thousands by filing date | |
| PUTNAM SUSTAINABLE LEADERS A | 746916105 | NTF EQUITY FUNDS | 41 | $5,000 | thousands by filing date | |
| PACIFICORP | 69512EFR1 | Corp Bonds - Non-Convert | 5,000 | $5,000 | thousands by filing date | |
| ILLINOIS FIN AUTH REV, REV BDS, OSF HEALTHCARE SYS | 45203HLD2 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | |
| MIAMI-DADE CNTY FLA, GO BDS, BUILDING BETTER CMNTYS PGM | 59333FRB8 | General Obligations - non-taxable | 5,000 | $5,000 | thousands by filing date | |
| MASSACHUSETTS ST, GO CONSOLIDATED LN BDS | 57582RST4 | General Obligations - non-taxable | 5,000 | $5,000 | thousands by filing date | |
| UNIVERSITY MI UNIV REVS, REV BDS | 914455ND8 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | |
| WASHINGTON ST, REF BDS | 93974DGT9 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | |
| TAMPA FL REV, REV BDS, ALLEGANY HLTH SYS, ST JOSEPH | 875231BX9 | Revenue Supported Bonds - non-taxable | 5,000 | $5,000 | thousands by filing date | |
| NEW PLAN EXCEL REALTY TRUST, INC. | 64805EAB8 | Corp Bonds - Non-Convert | 5,000 | $5,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 100 | $4,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 50 | $4,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 343 | $4,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 25 | $4,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 50 | $4,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 220 | $4,000 | thousands by filing date | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 150 | $4,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 100 | $4,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 500 | $4,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 500 | $4,000 | thousands by filing date | |
| JPMORGAN INTERNATIONAL F | 48121L163 | MFC | 135 | $4,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 500 | $4,000 | thousands by filing date | |
| THORNBURG STRATEGIC INCOME I | 885215194 | BOND FUNDS | 337 | $4,000 | thousands by filing date | |
| DELAWARE GR DELCAP FD SMID CAP GROWTH | 245906201 | MUTUAL FUNDS | 98 | $4,000 | thousands by filing date | |
| CARILLON REAMS CORE BOND FUND CL I N/L | 14214L254 | Mutual Fund (Open End) - No Load | 319 | $4,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 39 | $3,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 60 | $3,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 15 | $3,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 14 | $3,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 78 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 41 | $3,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 100 | $3,000 | thousands by filing date | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 500 | $3,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 300 | $3,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 500 | $3,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 500 | $3,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 1,000 | $3,000 | thousands by filing date | |
| Hennessy Cornerstone Mid Cap 30 Inv | 425888302 | Equities | 154 | $3,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 1,000 | $3,000 | thousands by filing date | |
| FEDERATED HERMES KAUFMAN | 314172412 | EQUITY FUNDS | 78 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP FIXED RT SR DEB | 530715AJ0 | Fixed Income | 3,000 | $3,000 | thousands by filing date | |
| BLACKROCK 529 COLLEGE ADVNTGE INT'L OPTION FUND CL I N/L | 19452P222 | Non Taxable Mutual Fund - College Fund No Load | 180 | $3,000 | thousands by filing date | |
| VIRTUS SD 529 AGE BASED 3 (AGE 11) FUND CL A M/F | 83755U106 | Non-Taxable Mutual Fund - College Funds | 218 | $3,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 24 | $2,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 30 | $2,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 41 | $2,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 500 | $2,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 21 | $2,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 21 | $2,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 6 | $2,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 35 | $2,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 30 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 46 | $2,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 56 | $2,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 70 | $2,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 500 | $2,000 | thousands by filing date | |
| BUMBLE INC | 12047B105 | COM CL A | 75 | $2,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 100 | $2,000 | thousands by filing date | |
| CANDEL THERAPEUTICS INC | 137404109 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 1,100 | $2,000 | thousands by filing date | |
| Tencent Holdings Ltd | G87572163 | Equity | 35 | $2,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| VANGUARD US GROWTH INVESTOR | 921910105 | EQUITY FUNDS | 40 | $2,000 | thousands by filing date | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| FEDERATED TOTAL RETURN BD-IS | 31428Q101 | COM | 183 | $2,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 1,000 | $2,000 | thousands by filing date | |
| JPMORGAN GLOBAL BOND OPPORTUNITIES I | 46637K687 | BOND FUNDS | 145 | $2,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 1,000 | $2,000 | thousands by filing date | |
| BLACKROCK 529 COLLEGE ADVNTGE CAPITAL APPRECIATION OPT I N/L | 19452P297 | Non Taxable Mutual Fund - College Fund No Load | 39 | $2,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 1,000 | $2,000 | thousands by filing date | |
| VIRTUS SD 529 AGE BASED 2 (AGES 9-10) FUND CL A M/F | 83754Q577 | Non-Taxable Mutual Fund - College Funds | 68 | $2,000 | thousands by filing date | |
| VIRTUS SD 529 AGE BASED 9 ( AGES 17 & OVER) FD CL A M/F | 83754Q379 | Non-Taxable Mutual Fund - College Funds | 140 | $2,000 | thousands by filing date | |
| AMERICAN VA 529 COLLEGE 2036 FUND CL F2 N/L | 02629M249 | Non Taxable Mutual Fund - College Fund No Load | 128 | $2,000 | thousands by filing date | |
| VICTORY RS PARTNERS FUND CL Y N/L | 92647Q520 | Mutual Fund (Open End) - No Load | 81 | $2,000 | thousands by filing date | |
| PAX ELLEVATE GLOBAL WOMEN'S LEADERSHIP FD INSTL CL N/L | 70422T109 | Mutual Fund (Open End) - No Load | 50 | $2,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 32 | $1,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 200 | $1,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 10 | $1,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 7 | $1,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 4 | $1,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 4 | $1,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 5 | $1,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 200 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 30 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 41 | $1,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 17 | $1,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 13 | $1,000 | thousands by filing date | |
| IMMUNITYBIO INC | 45256X103 | COM | 125 | $1,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 200 | $1,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 160 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 19 | $1,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 100 | $1,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 74 | $1,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 100 | $1,000 | thousands by filing date | |
| NINTENDO LTD FSPONSORED ADR 1 ADR REP 0.25 ORD SHS | 654445303 | Equity | 20 | $1,000 | thousands by filing date | |
| AMERICAN FUNDS GROWTH FD F3 | 399874775 | MFD | 15 | $1,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 1,400 | $1,000 | thousands by filing date | |
| NEW PERSPECTIVE | 648018778 | SHS | 17 | $1,000 | thousands by filing date | |
| FRANKLIN DYNATECH FUND CLASS R6 | 353496656 | Mutual Fund | 7 | $1,000 | thousands by filing date | |
| JPMORGAN TR I EMERG MKT EQ I | 4812A0631 | MF | 31 | $1,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 2,000 | $1,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 1,200 | $1,000 | thousands by filing date | |
| 529 AMERICAN GROWTH FUND OF AMERICA CLASS A | 399874502 | OPEN END - LOAD FUND 529 | 12 | $1,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 120 | $1,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 200 | $1,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 500 | $1,000 | thousands by filing date | |
| BLACKROCK 529 COLLEGE ADVNTGE AGGRESSIVE GROWTH CL C M/F | 19452W524 | Non-Taxable Mutual Fund - College Funds | 21 | $1,000 | thousands by filing date | |
| AB MUNICIPAL INCOME II ARIZONA FUND CL A M/F | 01864E797 | Non-Taxable Mutual Funds (Muni bond funds) | 121 | $1,000 | thousands by filing date | |
| T. ROWE PRICE EMERGING MARKETS CORP BOND FD INVESTOR CL N/L | 77956H658 | Mutual Fund (Open End) - No Load | 142 | $1,000 | thousands by filing date | |
| FEDERATED HERMES INTL SMALL MID CO FD INSTL SHARES IS N/L | 31428U631 | Mutual Fund (Open End) - No Load | 35 | $1,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WABTEC COM | 929740108 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFLEX INCORPORATED | 879369106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTEL INC | 577081102 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Amplify Energy Corp | 03212B103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717Y618 | BIOREVOLUTION FD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Leslie's Inc | 527064109 | Common Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ACHILLION PHARMA CVR | 004CVR031 | RIG | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLUCORP INDUSTRIES LTD | 83437C102 | COMMON | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GEORGE PUTNAM BALANCED FUND CLASS A | 37252M108 | OPEN END TAXABLE LOAD FUND | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDEANOMICS INC | 45166V106 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 1,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEXIMMUNE INC | 65344D109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BIOTECH MEDICS ORD | 090699307 | ORD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIFY ENERGY CORP NEW WT EXP 050422 | 03212B137 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLOMBIA ENERGY RES INCORPORATED COM NEW | 19529P205 | Common Stock | 375 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GINNIE MAE II | 36202DTR2 | Gov Nat'l Mtg Assoc (GNMA) | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FNMA SERIES 93001 HA | 31358R3V3 | CMOs | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FNMA SERIES 94-061 E | 31359HUT9 | CMOs | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAGON TRADE BRANDS ESCROW | 69912K990 | Escrow Receipts/Other Public Partnerships | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-22-007943 | this filing | 2022-04-27 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-22-015197 | base | 2022-08-10 | acceptance time not in the bulk data set |